Audit Manager I, Financial Crimes Audit

4 weeks ago


Toronto Ontario MC, Toronto, Canada TD Bank Full time
Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Audit

Pay Details:

We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Job Description:

Department Overview :

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us.

We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description :

Are you ready to provide your subject matter expertise in executing audits for assigned business, function or project ranging in complexity in addition to leading moderately complex audits? Can you lead several audits and be responsible for their completion? Are you excited to explore TD's processes and help provide recommendations for improved efficacies? If so, then join us as Audit Manager I and get the opportunity to:

Provide expertise in planning and executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion
Lead the planning process for assigned audits while ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business
Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management
Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented
Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies
Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes
Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion
Build a fair and positive work environment where team can openly report challenges and exchange ideas, knowledge and skills and maintain good working relationships with each other to achieve common goals

Job Requirements

Over 5 years of relevant experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education ( CAMS considered a strong asset )
Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you

Language Requirement:

N/A.

  • Toronto, Ontario, M3C, Toronto, Canada KUBRA Full time

    KUBRA is looking for a talented Manager, Security Operations to join our Information Security team!As the Manager of Security Operations you will be the first line of defense by modeling and leading the security team efforts in preserving the confidentiality, integrity, and availability of all KUBRA systems and services. You will lead the cyber incident...


  • Toronto, Ontario, M3C, Toronto, Canada KUBRA Full time

    KUBRA is looking for a talented Manager, Security Operations to join our Information Security team!As the Manager of Security Operations you will be the first line of defense by modeling and leading the security team efforts in preserving the confidentiality, integrity, and availability of all KUBRA systems and services. You will lead the cyber incident...


  • Toronto, ON, M3C, Toronto, Canada Canadian National Railway Full time

    At CN, we work together to move our company-and North America-forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and safely...


  • Toronto, Ontario, M3C, Toronto, Canada Canadian National Railway Full time

    At CN, everyday brings new and exciting challenges. You can expect an interesting environment where you're part of making sure our business is running optimally and safely helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...


  • Toronto, Ontario, M3C, Toronto, Canada NHI Nursing & Homemakers Inc. Full time

    _NHI Nursing and Homemakers Inc._is a placement agency providing nursing and dental staff all across the GTA and surrounding areas. NHI staff and management provide high quality; safe client focused culturally sensitive care in our local communities in over 70 languages. Our core values include client safety, partnerships and working as a team, practicing...


  • Toronto, Ontario, M3C, Toronto, Canada NHI Nursing & Homemakers Inc. Full time

    _NHI Nursing and Homemakers Inc._is a placement agency providing nursing and dental staff all across the GTA and surrounding areas. NHI staff and management provide high quality; safe client focused culturally sensitive care in our local communities in over 70 languages. Our core values include client safety, partnerships and working as a team, practicing...


  • Toronto, Ontario, M3C, Toronto, Canada Ripple Full time

    At Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it. Through our crypto solutions for financial institutions, businesses, governments and developers, we are improving the global financial system and creating greater economic fairness and opportunity for more people,...


  • North York, Ontario, Toronto, Canada Greenstone Financial Services Canada Full time

    POSITION: Knowledge Management Specialist WHO ARE WE?Greenstone Financial Services was founded in 2007 and quickly become a leading distributor of direct-to-consumer insurance solutions in Australia, New Zealand and now Canada. Backed by majority shareholders Ontario Teacher’s Pension Plan (OTPP) and Caisse de Dépôt et Placement du Québec (CDPQ),...


  • North York, Ontario, Toronto, Canada Greenstone Financial Services Canada Full time

    POSITION: Knowledge Management Specialist WHO ARE WE?Greenstone Financial Services was founded in 2007 and quickly become a leading distributor of direct-to-consumer insurance solutions in Australia, New Zealand and now Canada. Backed by majority shareholders Ontario Teacher’s Pension Plan (OTPP) and Caisse de Dépôt et Placement du Québec (CDPQ),...

  • Financial Advisor

    3 weeks ago


    Toronto, Ontario, M3C, Toronto, Canada Edward Jones Full time

    We're bullish about your future here.Your experience is valuable to us - and we know you have options. But we offer something the competition simply can't: our unique branch-team business model. One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an...


  • Toronto, Ontario, M3C, Toronto, Canada Canadian National Railway Full time

    At CN, we work together to move our company-and North America-forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and safely...

  • HR Compliance Manager

    4 weeks ago


    North York, Ontario, Toronto, Canada Securitas Canada Limited Full time

    JOB SUMMARY: As part of the Corporate Team, the Compliance Manager is a role that focuses on ensuring the business, its Employees, Branches, and Departments comply with established internal processes, policies, procedures, and best practices (“non-financial”). This role ensures compliance to various internal and external standards, regulations, quality...

  • HR Compliance Manager

    3 weeks ago


    North York, Ontario, Toronto, Canada Securitas Canada Limited Full time

    JOB SUMMARY: As part of the Corporate Team, the Compliance Manager is a role that focuses on ensuring the business, its Employees, Branches, and Departments comply with established internal processes, policies, procedures, and best practices (“non-financial”). This role ensures compliance to various internal and external standards, regulations, quality...

  • Compliance Manager

    4 weeks ago


    North York, Ontario, Toronto, Canada Securitas Canada Limited Full time

    JOB SUMMARY: As part of the Corporate Team, the Compliance Manager is a role that focuses on ensuring the business, its Employees, Branches, and Departments comply with established internal processes, policies, procedures, and best practices (“non-financial”). This role ensures compliance to various internal and external standards, regulations, quality...


  • Toronto, Ontario, M3C, Toronto, Canada Bayshore HealthCare Full time

    Working as a member of the inter-professional team, the Charge Nurse under the direction of the Clinical Manager and/or Area Director will provide specialized services in the management of patient care and ensure compliance with internal and external standards of practice. This position requires a combination of days and overnight awake shifts, and the...


  • Scarborough, Ontario, Toronto, Canada Scarborough Transit Connect Full time

    Who We Are:Scarborough Transit Connect (STC) has been awarded the design and early works of the Scarborough Subway Extension project. The Scarborough Subway Extension will bring the TTC’s Line 2 subway service nearly eight kilometers farther into Scarborough. It will extend from Kennedy Station to Sheppard Avenue and McCowan Road, providing quick and...


  • Scarborough, Ontario, Toronto, Canada Scarborough Transit Connect Full time

    Who We Are:Scarborough Transit Connect (STC) has been awarded the design and early works of the Scarborough Subway Extension project. The Scarborough Subway Extension will bring the TTC’s Line 2 subway service nearly eight kilometers farther into Scarborough. It will extend from Kennedy Station to Sheppard Avenue and McCowan Road, providing quick and...


  • Toronto, Ontario, M3C, Toronto, Canada Ripple Full time

    At Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it. Through our crypto solutions for financial institutions, businesses, governments and developers, we are improving the global financial system and creating greater economic fairness and opportunity for more people,...

  • Payroll Manager

    1 day ago


    North York, Ontario, Toronto, Canada HRConnects Full time

    SUMMARY The Payroll Manager is responsible for managing the payroll function for our entire division. This position ensures that all payroll processes and activities are efficient and delivered effectively. KEY DUTIES & RESPONSIBILITIES People Leadership Demonstrates strong, competent leadership for team members to guide them in reaching their full potential...

  • Senior Associate

    3 weeks ago


    Scarborough, Ontario, Toronto, Canada Edmondson Ball Davies LLP Full time

    Company DescriptionEdmondson Ball Davies LLP is a Toronto public accounting firm with offices in Scarborough and the Beach. We provide personalized services to individuals and owner/managers of small to medium-sized businesses. Our goal is to provide a personalized service to our clients and be their trusted confidants.Role DescriptionThis is a full-time...