Capital Markets Compliance Officer

Application Deadline:06/20/2024Address:100 King Street WestJob Family Group:Capital Mrkts Sales & ServiceBMO Capital MarketsBMO Capital Markets is a leading, full-service North American-based financial services provider offering equity and debt underwriting, corporate lending and project financing,

Application Deadline:07/05/2024Address:100 King Street WestJob Family Group:LegalProvides legal advice and services to BMO Financial Group's client-focused high-performing capital markets business that operates in a dynamic trading and regulatory environment.The candidate would support the business

Requisition ID: 200475Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Team Global Banking and Markets Engineering (GBME) is the fast-moving, award-winning technology engine that powers Scotiabank's Corporate, Investment Banking, and Capital M

About this role:Wells Fargo is seeking a VP, Lead Compliance Officer in Corporate Risk as part of Canada Compliance. The position is based in Toronto.In this role, you will:Provide oversight and monitoring of business group risk-based compliance programsMaintain compliance risk expertise and consult

Job Number: J Job Title:Research and Policy Compliance Officer (Part Time Administration)Job Type: Temp PT, Management & nonunion Professionals Bargaining Unit:Non-bargainingSchool/Department: Research & Corporate Planning Campus/Location:Progress/HybridPay Range:- $ $46.40/Year Hours/Week:24 hours per weekShift Schedule: 8am 5pm (8 hours per day and 3 days...

First Capital [TSX:FCR.UN] owns, operates, and develops grocery-anchored open-air centres in neighbourhoods with the strongest demographics in Canada. Through the expertise and collaboration of our team, we create thriving properties which generate value for businesses, investors, and our neighbourhoods. As one of the Greater Toronto Area's top employers, we...

Join Team CARFAX as an Optimization SpecialistIsn't it time you bragged about where you work? At CARFAX, we do, every day. We pride ourselves on being mission-focused on helping to grow a brand built on accuracy and integrity. We care deeply about our products and our customers. We're mor

Job SummaryThe Manager, Compliance is responsible for leading and executing audits of Dominion Securities , PH&N and Royal Trust branches and certain head office functions with the objective of evaluating the effectiveness of operational controls and compliance monitoring.Job DescriptionWhat is the

First Capital [TSX:FCR.UN] owns, operates, and develops grocery anchored open air centres in neighbourhoods with the strongest demographics in Canada. Through the expertise and collaboration of our team, we create thriving properties which generate value for businesses, investors and our neighbourhoods. As one of the Greater Toronto Area's top employers, we...

Position Title: Trading Conduct Compliance Examiner (ID)Department:Trading Conduct ComplianceRegion: TorontoStatus:Permanent Full-time (Hybrid)Examine Dealer Members' processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integ

Education: College/CEGEP Experience: 5 years or more- or equivalent experienceWork setting: Business and/or industry IndustrialTasks: Administer programs to promote industrial and commercial business investment in rural and urban areas Perform administrative tasks Plan development projects Develop venture capital sources Provide advice on procedures and...

Education: Expérience:Education: College/CEGEP- or equivalent experienceWork setting: Business and/or industry IndustrialTasks: Administer programs to promote industrial and commercial business investment in rural and urban areas Perform administrative tasks Plan development projects Develop venture capital sources Provide advice on procedures and...

First Capital [TSX:FCR.UN] owns, operates, and develops grocery anchored open air centres in neighbourhoods with the strongest demographics in Canada. Through the expertise and collaboration of our team, we create thriving properties which generate value for businesses, investors, and our neighbourhoods. As one of the Greater Toronto Area's top employers, we...

We are currently looking for an experienced individual to fill our position of "Digital Marketing Officer" for our educational institution, Excellanz Education Inc.Our company Excellanz Education specializes in world-class accredited blended learning and part time remote learning courses to help students achieve higher educational diplomas. We partner with...

We are currently looking for an experienced individual to fill our position of "Digital Marketing Officer" for our educational institution, Excellanz Education Inc.Our company Excellanz Education specializes in world-class accredited blended learning and part time remote learning courses to help students achieve higher educational diplomas. We partner with...

ABOUT THE COMPANYFounded in 1888, Lee Kum Kee, a Hong Kong-based global food company, specializes in creating condiments and sauces that promote Chinese cuisine worldwide. With more than 200 products to choose from, Lee Kum Kee takes the mystery out of cooking authentic and delicious Asian foods in the comfort of your kitchen. Lee Kum Kee is committed to...

Requisition ID: 199887Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.XVA Quant, Associate Director, Global Banking and Markets - Toronto, ONGlobal Banking and Markets: Global Banking and Markets (GBM) is a leading Canadian Capital Markets and In

Department: Legal & ComplianceLocation: TorontoReports To: SVP, Chief Counsel and Chief Compliance Officer Company Overview:Liberty Mutual Canada is the Canadian operation of Liberty Mutual Insurance Company. We offer a broad suite of commercial insurance products and solutions to mid-size and large

Job SummaryJob DescriptionWhat is the opportunity?Are you a talented, creative and results-driven professional who thrives on delivering high-performing applications for Capital Markets and Wealth Management Compliance? Come join usGlobal Functions Technology (GFT) is part of RBC's Technology and O

Job SummaryJob DescriptionWhat is the opportunity?The Manager in Supplier Management is responsible for leading Capital Markets' supplier management activities and will function as the subject matter expert in working with key business partners in leading third party risk assessments and overall due