Sox Compliance Manager

2 weeks ago

Kitchener, Ontario, Canada BlackBerry Full time

Worker Sub-Type:
Regular

Job Description:

Role and Responsibilities

  • Develop an understanding of the business process including enabling technologies, ensure the documentation is up to date and assess the relevant risks through the SOX lens.
  • Perform appropriate tests to conclude on control design and operating effectiveness.
  • Manage deficiencies from identification through to remediation and prepare status reports.
  • Develop plans to use resources available most effectively to ensure SOX deadlines are met.
  • Review the work of team members to ensure quality standards are met, and sufficient appropriate audit documentation is maintained to support the CEO/CFO certification.
  • Participate as a member of a project team to ensure new / changing business processes are SOX compliant at the time of implementation.
  • Develop and maintain strong relationships with control owners and external audit.
  • Facilitate internal training on requirements for SOX compliance.
  • Work with external auditors to plan and execute on an expanding reliance testing program.
Preferred Qualifications

  • 7+ years of experience in public accounting and/or industry experience.
  • BS/BA or MS/MA in Accounting, Audit, Finance, or related discipline.
  • Strong knowledge of US GAAP, COSO, Auditing Standards, Sarbanes-Oxley (SOX) / Bill198 (CSOX), and business and system process best practices.
  • Excellent communication skills, both written and verbal, with the ability to influence and motivate others.
  • Strong interpersonal skills and executive presence, including a proven ability to develop and maintain internal and external executive relationships.
  • Experience collaborating across multiple internal departments and geographies and working with remote colleagues and stakeholders.
  • Selfmotivated with the ability to work as a part of a team to deliver results while maintaining a high degree of professionalism.
  • Strong attention to detail and ability to challenge the status quo.
  • Proven ability to think ahead, engage proactively and take initiative.
  • Collaborative, enthusiastic, positive outlook.
LI-SK2

Scheduled Weekly Hours:
40

  • Sox Compliance Analyst

    2 weeks ago

    Kitchener, Ontario, Canada BlackBerry Full time

    Worker Sub-Type:RegularJob Description:SOX Compliance AnalystRole and Responsibilities Develop an understanding of the business process including enabling technologies, ensure the documentation is up to date and assess the relevant risks through the SOX lens. Evaluate the controls (manual, automatic and IT General Controls) from a design and operating...

  • Compliance manager

    2 weeks ago

    Kitchener, Ontario, Canada Société Financière Manuvie Full time $78,975 - $142,155

    Nous sommes un fournisseur de services financiers qui s'emploie à faciliter les décisions de nos clients et de nos collègues partout dans le monde et à les aider à vivre mieux. De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l'ensemble de nos...

  • Manager, Privacy and Compliance

    2 weeks ago

    Kitchener, Ontario, Canada Ontario Teachers Insurance Plan Full time

    With every job, there's always the question of "why". Why join a company? Why be part of their mission? Here, the why is easy. It's because at some point, we've all needed someone there for us.At the OTIP Group of Companies (OGC), we believe that something special happens when employeesfeel valued forthe work they do, supportedasthe people they are,...

  • Compliance Analyst

    2 weeks ago

    Kitchener, Ontario, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Manager, Corporate Accounting

    2 weeks ago

    Kitchener, Ontario, Canada opentext Full time

    OPENTEXT - THE INFORMATION COMPANYAs the Information Company, our mission at OpenText is to create software solutions and deliver services that redefine the future of digital. Be part of a winning team that leads the way in Enterprise Information Management.The Opportunity:As a member of Open Text's Corporate Accounting team, the Manager of Corporate...

  • Senior Analyst, Compliance and Risk Management

    2 weeks ago

    Kitchener, Ontario, Canada eSentire Full time

    Senior Analyst, Governance, Risk, and Compliance (10-Month Contract) About eSentire eSentire is on a mission to hunt, investigate and stop cyber threats before they become business disrupting events. Entrepreneurship and innovation are in our DNA. Our culture is based on transparency, teamwork, and continuous innovation. As the authority in Managed...

  • Director, GRS Compliance

    2 weeks ago

    Kitchener, Ontario, Canada Sun Life Full time

    Job Description : Reporting to the Assistant Vice-President, Canada Compliance & CCO Group, the Director will lead a team of Compliance Managers responsible for providing independent compliance oversight, guidance and support to the Group Retirement Services (GRS) business for Sun Life Financial Canada which includes the Client Solutions Centre. The...

  • Private Banking Compliance and Operations Manager

    2 weeks ago

    Kitchener, Ontario, Canada BMO Financial Group Full time

    20 Erb Street West Waterloo Ontario,N2L 1T2Will be working with RCM's to do Compliance and operations for Private Banking, Trust and InvestmentsSupports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including...

  • Director, market conduct compliance

    2 weeks ago

    Kitchener, Ontario, Canada Société Financière Manuvie Full time $98,400 - $177,120

    Nous sommes un fournisseur de services financiers qui s'emploie à faciliter les décisions de nos clients et de nos collègues partout dans le monde et à les aider à vivre mieux. De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l'ensemble de nos...

  • Director, Market Conduct Compliance

    2 weeks ago

    Kitchener, Ontario, Canada Manulife Full time

    About the Role : Reporting to the Global Head of Market Conduct Compliance, this individual is responsible for supervising aspects of Manulife's Market Conduct Compliance program in North America. This role focuses on advancing our Market Conduct Compliance capabilities across both the Canadian Segment and US Segment, with a particular focus on ensuring...

  • Director, Market Conduct Compliance

    2 weeks ago

    Kitchener, Ontario, Canada Manulife Insurance Malaysia Full time

    Director, Market Conduct Compliance page is loaded Director, Market Conduct Compliance Apply locations Waterloo, Ontario Toronto, Ontario Montreal, Quebec time type Full time posted on Posted 3 Days Ago job requisition id JR We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues...

  • Director, Market Conduct Compliance

    2 weeks ago

    Kitchener, Ontario, Canada Manulife Insurance Malaysia Full time

    Director, Market Conduct Compliance page is loaded Director, Market Conduct Compliance Apply locations Waterloo, Ontario Toronto, Ontario Montreal, Quebec time type Full time posted on Posted 3 Days Ago job requisition id JR We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues...

  • Carrier Compliance Specialist

    2 weeks ago

    Kitchener, Ontario, Canada Descartes Systems Group Full time

    Descartes Unites the People and Technology that Move the World The need for efficient, secure, and agile supply chains and logistics operations has become ever more critical and complex. By combining innovative technology, powerful trade intelligence and the reach of our network, Descartes helps get goods, information, transportation assets, and people...

  • Water Quality Compliance Officer

    2 weeks ago

    Kitchener, Ontario, Canada Region of Waterloo Full time

    Job Req ID:1041Department:Water Quality OperationsWater Quality Compliance OfficerJob Number:1041Job Type: Temporary Full Time- Temp Contract Length: Up to 4 months- Location: 2069 Ottawa St S Mannheim Water Treatment Plant- Job Category: Environmental- Number of Positions:1- Department: Water Quality Operations- Division: Engineering and Environmental...

  • Director, market conduct compliance

    2 weeks ago

    Kitchener, Ontario, Canada Société Financière Manuvie Full time $98,400 - $177,120

    Nous sommes un fournisseur de services financiers qui s'emploie à faciliter les décisions de nos clients et de nos collègues partout dans le monde et à les aider à vivre mieux. De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l'ensemble de nos...

  • Director, market conduct compliance

    2 weeks ago

    Kitchener, Ontario, Canada Société Financière Manuvie Full time

    Nous sommes un fournisseur de services financiers qui s'emploie à faciliter les décisions de nos clients et de nos collègues partout dans le monde et à les aider à vivre mieux. De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l'ensemble de nos...

  • AML Compliance Senior Analyst

    2 weeks ago

    Kitchener, Ontario, Canada Manulife Insurance Malaysia Full time

    AML Compliance Senior Analyst page is loaded AML Compliance Senior Analyst Apply locations Waterloo, Ontario time type Full time posted on Posted 2 Days Ago job requisition id JR We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental...

  • HR Generalist

    2 weeks ago

    Kitchener, Ontario, Canada Musashi AI North America, Inc. Full time

    Job Summary:The Human Resources Generalist is responsible for providing guidance and support on all HR matters to the management team and associates at the Musashi North American Tech Center in Waterloo, ON. Areas include payroll, benefits, recruitment, talent and development, engagement and associate relations, and legislative compliance, health and safety....

  • Engineering & Compliance Lead

    2 weeks ago

    Kitchener, Ontario, Canada NAVBLUE, an Airbus Company Full time

    Come work for NAVBLUE, a leading services company wholly owned by Airbus, dedicated to Flight Operations & Air Traffic Management solutions and services for airlines, airports, and Air Navigation Service Providers. We combine aircraft manufacturer expertise, flight operations know-how, and agile development to enhance operational efficiency, optimize...

  • Human Resources Specialist II CAN

    2 weeks ago

    Kitchener, Ontario, Canada TreeHouse Foods Full time

    Employee Type:Full timeLocation:ON KitchenerJob Type:Human Resources GeneralJob Posting Title:Human Resources Specialist II CANAbout Us:TreeHouse Foods (NYSE: THS) is a leading manufacturer of private label packaged foods and beverages, operating a network of production facilities across the United States and Canada. At TreeHouse Foods, our commitment to...