Aml Compliance Officer

1 week ago

Montreal, Quebec, Canada Maples Group Full time
Position: Anti-Money Laundering Compliance Officer ("AMLCO") Location: Montreal, Canada The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global client base, offering unrivalled learning and career opportunities to our 2,500 colleagues worldwide. We are driven to excel, and collaboration is key to our continued success. We can go further for our clients because we go further for each other too. Our inclusive culture creates an environment where people can be themselves at work while doing their best work. No matter where you work in the Maples Group, you will be part of a global team. We are looking for an accomplished Anti-Money Laundering Compliance Officer to join our team as part of our financial services business in Montreal. Consistently recognised as one of Montreal's Top Employers, the Maples Group established our operations in the central downtown area in 2009. Our Montreal office exemplifies our culturally rich and entrepreneurial organisation, with over 300 colleagues from 50 countries collaborating to deliver best-in-class solutions to clients worldwide. As part of our Montreal team you will:

- Appointed as AMLCO, MLRO and DMLRO for various types of Clients of the Maples group;
- Provide AML/CFT compliance oversight over the client's activities including its investors;
- Ensure the implementation of effective AML/CFT programs for Clients that complies with the Cayman AML and CFT laws and regulations;.
- Conduct regular audits and testing of the AML/CFT program
- providing practical advice, guidance and technical assistance on Cayman Islands AML/CTF and related issues;
- Investigate reports of suspicious activities and make filings as necessary to the Cayman Financial Reporting Authority;
- be the point of contact for the Cayman Islands Monetary Authority inspections;
- performing in-depth money laundering, counter terrorist financing, proliferations financing and targeted financial sanctions risk assessments of client operations;
- providing ongoing detailed reports to the board of Directors (or equivalent) on the status of the Clients AML/CFT program and controls;
- report to and advise the Board of Directors (or equivalent) on AML/CFT issues relevant to them
- Will have a bachelor's Degree in legal ,Finance or related field with 3-5 years relevant experience, or
- A minimum of 10 years' experience in the compliance field, preferably working in the investment Funds industry,
- will hold a recognised AML related qualification (or equivalent) e.g. ACAMS, ICA
- will have in-depth, practical knowledge of Cayman Islands AML legislation and related industry guidance
- will have a sound, demonstrable knowledge of the Cayman Islands investment fund industry;
- will have a working knowledge of Fund Administration and investment operations
- nommé RCLBA, RRBA et RARBA pour différents types de clients du Groupe Maples;
- assurer la surveillance de la conformité en matière de LBA/LFT des activités du client, y compris de ses investisseurs;
- assurer la mise en œuvre de programmes efficaces en matière de LBA/LFT pour les clients, en conformité avec les lois et règlements des îles Caïmans en la matière;
- effectuer des audits et des essais réguliers du programme en matière de LBA/LFT;
- fournir des conseils pratiques, des orientations et une assistance technique en matière de LBA/LFT dans les îles Caïmans et sur des questions connexes;
- enquêter sur les rapports d'activités suspectes et effectuer les déclarations nécessaires auprès de l'Autorité des rapports financiers des îles Caïmans;
- être la personne-ressource pour les inspections de l'Autorité monétaire des îles Caïmans;
- effectuer des évaluations approfondies des risques liés au blanchiment d'argent, à la lutte contre le financement du terrorisme, au financement de la prolifération et aux sanctions financières ciblées pour les opérations des clients;
- fournir des rapports détaillés permanents au conseil d'administration (ou équivalent) sur l'état du programme et des contrôles en matière de LBA/LFT des clients;
- faire rapport au conseil d'administration (ou équivalent) et le conseiller sur les questions en matière de LBA/LFT qui le concerne.
- sera titulaire d'un baccalauréat en droit, en finances ou dans un domaine connexe, avec 3 à 5 ans d'expérience pertinente;
- aura un minimum de 10 ans d'expérience dans le domaine de la conformité, de préférence dans le secteur des fonds de placement;
- sera titulaire d'une qualification reconnue en matière de LBA (ou d'un diplôme équivalent), par exemple l'ACAMS ou l'ICA;
- aura une connaissance approfondie et pratique de la loi des îles Caïmans en matière de LBA et des directives sectorielles connexes;
- au

  • Aml Compliance Officer

    1 week ago

    Montreal, Quebec, Canada The Maples Group (Financial Services) Full time

    Position:Anti-Money Laundering Compliance Officer ("AMLCO")Location:Montreal, CanadaAbout UsThe Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations.Our side-by-side financial and legal teams consistently deliver award-winning services to a...

  • AML Compliance Senior Analyst

    1 week ago

    Montreal, Quebec, Canada Groom Associes Full time

    Analysis of existing documents, obtain the new documents if any changes are observed. ~ Analysis of collected data, perform sanity check, liaise with internal partners to collect missing information and documents, confirmation and validation ~ Input client's data and upload documents into KYC system ~ To ensure that the KYC Due Diligence package for client...

  • Compliance Officer

    1 week ago

    Montreal, Quebec, Canada Société Générale Full time

    Responsibilities:DIVISION DESCRIPTIONThe Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale's non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services.ABOUT THE JOB:The Societe...

  • Compliance Regulatory Counsel

    1 week ago

    Montreal, Quebec, Canada Humanity Full time

    Company DescriptionJobs for Humanity is dedicated to building an inclusive and just employment ecosystem.Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Ethnic Minority, and the Previously Incarcerated. If you identify with any of the following...

  • AML Analyst

    1 week ago

    Montreal, Quebec, Canada Tundra Technical Solutions Inc. Full time

    Location: MTL (also open to remote, but working EST hours) Our client is an industry leading firm that serves clients on a variety of specialized projects that help them to work smarter, grow faster and compete better. Why join their contract workforce? We provide the opportunity to get involved in highly technical, complex and interesting projects where you...

  • Aml Level 1 Investigator Usd Clearing and Payments

    1 week ago

    Montreal, Quebec, Canada BNP Paribas Full time

    AML LEVEL 1 INVESTIGATOR USD CLEARING AND PAYMENTS (JOB NUMBER:USD SOS)In a changing world, unprecedented challenges require unmatched talent. Join one of Montreal's Top Employers in 2023. We are a dynamic and growing organization having its main establishment located in downtown Montreal and part of a leading international banking institution fully...

  • AML/CFT Junior Analyst

    1 week ago

    Montreal, Quebec, Canada Qonto Full time

    About the Job: Qonto is on a mission to simplify day-to-day banking for SMEs and freelancers by offering an online business account integrated with invoicing, bookkeeping, and spend management tools. They pride themselves on being the market leader, delivering innovative products and providing 24/7 customer support.About the Company: Founded in July 2017 by...

  • Compliance Advisor

    1 week ago

    Montreal, Quebec, Canada Banque Laurentienne Full time

    Montreal- Risk managementFull Time August 2023Laurentian Bank. Seeing beyond numbersBuilding a better and different financial institutionFinancial BenefitsWorking EnvironmentCommuting and TravellingFood and DrinksNice to haveFinancial BenefitsPension planGroup InsuranceStock purchase programMortgage, Line of Credit, Personal Loan, low interest ratesIncentive...

  • Adjoint Aux Ventes Touristiques

    1 week ago

    Montreal, Quebec, Canada Groupe AML Inc Full time

    **Croisières AML** est une entreprise familiale établie au Québec depuis 50 ans. Nous sommes LA plus importante compagnie de croisières et d'excursions au Canada Notre mission : offrir un service personnalisé et un accueil chaleureux à tous nos clients.- Sous la supervision de la Directrice des ventes corporatives et touristiques, vous devrez...

  • Délégué(E) Aux Ventes Corporatives

    1 week ago

    Montreal, Quebec, Canada Groupe AML Inc Full time

    **Travailler pour Croisières AML, c'est bien plus qu'un emploi. C'est faire partie d'une grande famille qui prône le plaisir, le respect, l'innovation, le leadership et l'effort et ce, depuis 50 ans **- Sous l'autorité de la Directrice des ventes corporatives, le ou la titulaire du poste est responsable de la planification, de la coordination et de...

  • Coordonnateur(Trice) Aux Ventes Touristiques

    1 week ago

    Montreal, Quebec, Canada Groupe AML Inc Full time

    **Chez Croisières AML, nous sommes LA plus importante compagnie de croisières et d'excursions au Canada Croisières aux baleines, souper-croisières, croisières brunch Bref, vous pouvez imaginer qu'une visite sur l'un de nos bateaux est assez unique **- Nous sommes à la recherche d'un(e) Coordonnateur(trice) aux ventes touristiques (BtoB). Une personne...

  • Adjoint(E) Aux Ventes Scolaires

    1 week ago

    Montreal, Quebec, Canada Groupe AML Inc Full time

    **Travailler pour Croisières AML, c'est bien plus qu'un emploi. C'est faire partie d'une grande famille qui prône le plaisir, le respect, l'innovation, le leadership et l'effort et ce, depuis 50 ans **- Sous l'autorité de la Déléguée commerciale scolaire, le ou la titulaire du poste apporte un soutien administratif et clérical. Il ou elle coordonne et...

  • Compliance Officer

    1 week ago

    Montreal, Quebec, Canada Glencore Full time

    Senior Compliance Officer GLENCORE – Group Compliance Glencore, a major global commodity trading and mining company, is seeking a highly skilled and experienced Senior Compliance Officer to join our team in Montreal, Quebec. The Senior Compliance Officer will be responsible for overseeing and ensuring the companys adherence to local and international...

  • Compliance Risk Manager

    1 week ago

    Montreal, Quebec, Canada Humanity Full time

    Company DescriptionJobs for Humanity is dedicated to building an inclusive and just employment ecosystem.Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Ethnic Minority, and the Previously Incarcerated. If you identify with any of the following...

  • Lead Advisor, Compliance

    1 week ago

    Montreal, Quebec, Canada Laurentian Bank Full time

    Seeing beyond numbersTMAt Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 3,000 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and...

  • Senior Compliance Officer

    1 week ago

    Montreal, Quebec, Canada Glencore Full time

    Senior Compliance Officer GLENCORE – Group Compliance Greater Montreal Region Glencore, a major global commodity trading and mining company, is seeking a highly skilled and experienced Senior Compliance Officer to join our team in Montreal, Quebec. The Senior Compliance Officer will be responsible for overseeing and ensuring the companys adherence to...

  • Compliance Officer

    1 week ago

    Montreal, Quebec, Canada soho square solutions Full time

    Job DetailsWHAT WILL BE YOUR DAY-TO-DAY?Your responsibilities include, but are not limited to the following:Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; Participate with the testing and implementation of new surveillance...

  • Compliance Officer

    1 week ago

    Montreal, Quebec, Canada Société Générale Full time

    Responsibilities:The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale's non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services.ABOUT THE JOB:Société Générale's Capital...

  • Bilingual Compliance Manager, Group Benefits

    1 week ago

    Montreal, Quebec, Canada Manulife Full time

    We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

  • Compliance Senior Consultant or Manager

    1 week ago

    Montreal, Quebec, Canada Manulife Full time

    We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...