Business Conduct Compliance Examiner

Position Title: Trading Conduct Compliance Examiner (Bilingual)Department: Trading Conduct ComplianceRegion: MontrealStatus: Permanent Full-time (Hybrid)New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA, is a pan-Canadian organization that oversees all investment dealers and trading activity in marketplaces across Canada. This...

Position Title: Manager, Trading Conduct Compliance (ID) - BilingualDepartment: Trading Conduct ComplianceLocation: Montreal, Toronto, Calgary or VancouverStatus: Permanent Full-time (Hybrid)The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role of Trading Conduct Compliance is to examine...

Position Title:Senior Financial and Operations Compliance Examiner (ID)Department:Financial and Operations ComplianceLocation: MontrealStatus:Permanent Full-time (Hybrid)The Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of the submitted inform

Position Title: Financial and Operations Compliance Examiner (ID)Department: Financial and Operations ComplianceLocation: MontrealStatus: Permanent Full-time (Hybrid)The Examiner is accountable for analyzing and independently verifying the accuracy and completeness of the submitted information by member firms within the context of the regulatory reporting...

Career Opportunities: Bilingual Manager Compliance - Montreal Requisition ID 12769 - Posted - Location (1) - Canada - Province of Job Posting (1) - Career Site (2) Location: Montreal Greater Area or Quebec Greater Area IGM Financial Inc. is one of Canada's leading diversified wealth and asset management companies with approximately $271 billion in total...

Job Description:If you want to be rewarded for individual performance and contributions, Canada Life offers you the opportunity to begin an enriching and challenging career with our Claims Examiner team. You will be supported and rewarded for achieving clear individual and team objectives.As a part of our Claims Examiner team, you will have the opportunity...

Seeing beyond numbersTMAt Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 3,000 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and...

Position Overview:Company:CGLNumber of Positions: 1Language: Bilingualism in English and French is required.Work Model:Remote-basedAlternate Title: n/aAdditional Information:The Opportunity:We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on...

Key Responsibilities: Implement a structured approach to capturing compliance requirements and translating them into IT requirements. Conduct compliance risk assessments and identify areas of potential compliance risk. Investigate and respond to compliancerelated inquiries and complaints. Interact with the SME group as well as industry leaders, partners and...

Overview:TekWissen Group is a workforce management provider throughout the USA and many other countries in the world. Our client is a company who is a provider of banking and financial services. The company operates through two divisions, Retail Banking and Services, and Corporate and Institutional BankingThis team is part of GMA COOO and is in charge of...

Responsibilities:DIVISION DESCRIPTIONThe Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale's non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services.ABOUT THE JOB:The Societe...

Company DescriptionJobs for Humanity is dedicated to building an inclusive and just employment ecosystem.Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Ethnic Minority, and the Previously Incarcerated. If you identify with any of the following...

Vous souhaitez rejoindre une équipe internationale qui travaille à l'amélioration de l'avenir des soins de santé ? Voulez-vous améliorer la vie de millions de personnes ? Grifols est une entreprise mondiale de soins de santé qui, depuis sa fondation à Barcelone en 1909, travaille à l'amélioration de la santé et du bien-être des personnes dans le...

A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements.Your job: Analyze and authorize documentation, new accounts, and...

We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

MaintainX is the world leading mobile-first workflow management platform for industrial and frontline workers. We are a modern IoT enabled cloud based tool for maintenance, safety, and operations on equipment and facilities. MaintainX powers operational excellence for 7,500+ businesses including Duracell, Univar Solutions Inc., Titan America, McDonalds,...

Senior Financial and Operations Compliance Examiner Professional / Technical Full-Time Position Title:Senior Financial and Operations Compliance Examiner (ID) Financial and Operations Compliance Permanent Full-time (Hybrid) The Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of the submitted...

We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences.This role entails conducting daily supervision, handling reg

ResponsibilitiesOverseeing compliance with laws, regulations, guidelines, and policiesEnsuring control of non-compliance and reputation risksSupporting business activities and developmentDeveloping and implementing policies, procedures, and controlsAdvising on risks and providing trainingMaintaining U.S. laws, rules, and regulations inventoryMonitoring...