Surveillance Officer

4 weeks ago


Toronto ON, Canada CIRO Full time

Position Title: Surveillance Officer Department: Market Surveillance Location: Toronto Status: Regular Full-time (Hybrid) Day in the life of: As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets. The Surveil...


  • Surveillance Officer

    2 weeks ago


    Toronto, Canada CIRO OCRI Full time

    **Position Title: Surveillance Officer (ID)** **Department: Market Surveillance** **Region: Toronto** **Status: Permanent Full-Time (Hybrid)** As a vital member of the Market Surveillance team, you will utilize cutting edge technology and data analysis techniques to monitor trading, protect market integrity and administer CIRO's UMIR rules. You’ll gain...


  • Toronto, Canada Investment Industry Regulatory Organization of Canada (IIROC) Full time

    **Position Title: Surveillance Officer** **Department: Market Surveillance** **Region: Toronto** **Status: Fixed-term - 10 months (Hybrid)** As a vital member of the Market Surveillance team, you will utilize cutting edge technology and data analysis techniques to monitor trading, protect market integrity and administer New SRO's UMIR rules. You’ll...


  • Toronto, Canada CIRO OCRI Full time

    **Position Title: Surveillance Officer** **Department: Market Surveillance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: The Surveillance Officer provides real time equity market surveillance in order to ensure the market integrity of the Canadian marketplace; and executes the timely disclosure policies of...

  • Surveillance Officer

    2 weeks ago


    Toronto, Canada CIRO OCRI Full time

    Join to apply for the Surveillance Officer role at CIRO/OCRI . Day in the life of: As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and...

  • Surveillance Officer

    4 weeks ago


    Toronto, Canada CIRO OCRI Full time

    Join to apply for the Surveillance Officer role at CIRO/OCRI. Day in the life of: As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and...

  • Surveillance Officer

    4 weeks ago


    Toronto, Canada CIRO OCRI Full time

    Join to apply for the Surveillance Officer role at CIRO/OCRI. Day in the life of: As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and...


  • Toronto, Ontario, Canada CIRO OCRI Full time

    Position Title: Surveillance OfficerDepartment: Market SurveillanceLocation: TorontoStatus: Regular Full-time (Hybrid)Day in the life of:As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity...


  • Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Note this is a 1-year contract opportunity.** BMOII’s Trade Surveillance team within the Legal, Regulatory, Compliance and Procurement Group (LRCP) has an opening for an Associate Compliance Officer (1-year contract) who will be responsible for conducting daily and monthly trade surveillance activities for...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 189302 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall performance of the Global Compliance Trade Surveillance Department (GCTS) within Global Banking and Markets & Treasury (“GBM&T”) Compliance in Canada. Activities are focused on specific...


  • Toronto, ON MW A, Canada RBC Full time

    Job DescriptionWhat is your opportunity?The Canada Communications Surveillance Group is responsible for conducting surveillance of audio and electronic communications pursuant to regulations focusing on Market Abuse and Market Manipulation, Information Barrier, Suitability and Sales Practices and Conflict of Interest.As Communications Surveillance Manager,...