Senior Analyst, Compliance and Risk Management

3 weeks ago

Mississauga ON, Canada Questrade Financial Group Full time

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.
At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.
As a diverse and inclusive place to work, there are flexible working arrangements so you can unleash your creativity and curiosity with no limits. What’s it like working as a Senior Analyst, New Initiatives & Vendor Management at Community Trust Company?
Reporting to a Manager, New Initiative & Vendor Management at Community Trust Company (CTC ), the Sr. Analyst, New Initiative and Vendor Management will support the New Initiative and the Third Party Risk Management programs at CTC by working with the lines of business to ensure the implementation of CTC’s New Initiative and Third Party Frameworks. The candidate will display proficiency working with third and fourth party arrangements in a highly outsourced technical environment.
Work closely with business owner / stakeholders to complete new initiative and third party documentation, risk assessments, and due diligence requirements
Identify levels of risk and criticality of processes, vendors and new initiatives
Ensure new initiatives and third party arrangements are in alignment with CTC’s risk appetite levels
Participate in vendor reviews (performance reviews, risk assessments, and due diligence)
Ensure business activities, functions and services performed are in compliance with applicable legal and regulatory requirements, and internal policies and standards
Support business lines with the identification, management and reporting of risks and the identification and implementation of control / risk mitigation measures
Support business lines with delivery plans for new initiatives ensuring operational readiness and post-implementation reporting delivery is in place
Escalate potential risks for approval / acceptance
Review third party arrangements and contractual clauses providing suggestions and feedback to business and legal with specific attention to service level agreements, sub-contracting, and exit / termination clauses
Request and review vendor documentation for the third party, including but not limited to Business Continuity Plans, Disaster Recovery Testing, and Security Control Audit Reporting (ex. Support the Manager to identify opportunities to further enhance New Initiative and TPRM processes that align with strategic goals, enterprise frameworks, statutory and regulatory requirements, risk appetite, and industry best practices
Maintain active project and vendor listings
So are YOU our next Senior Analyst, New Initiatives & Vendor Management ? University degree in Business Management, Economics, Finance, or related field
2-4 years of Vendor Management experience
Familiar with Third Party Risk Management Framework and Governance such as OSFI B10
Strong understanding of outsourcing arrangements related to IT and Cybersecurity services
Knowledge of Project Management processes
Knowledge of effective Change Management practices
Understand contractual terms and conditions and their legal implications
Ability to understand company-wide project initiatives, see cross-functional impacts, and comprehend overall company business directives
Manages the risk that comes with moving forward when the outcome isn't certain
At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.

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