Junior Capital Markets Analyst
3 weeks ago
Typical Day in Role:
• Execute the first line monitoring and testing controls related to the provision of pre-trade mid-market prices/marks (“PTMM”) provided to in-scope US Persons under CFTC External Business Conduct requirements for OTC derivative products, including:
• Review the pre-execution communication, monitor PTMM provision and collect the evidence per the client's requirements and identify non-compliant trades
• Follow up with other teams to obtain relevant evidence if required (e.g. Front Office, Onboarding Team, etc.)
• Update and maintain PTMM records
• Other duties and projects as may be assigned from time to time.
1) 1-2 years experience as an Analyst (preferably in Compliance, Operations, Trading or Operational Risk)
2) Good knowledge of Capital Markets OTC derivatives.
3) Experience working with Audits or Internal Controls
4) Good working knowledge of Microsoft Excel, PowerPoint, and Word
5) Prior Financial Institution Experience Nice-To-Have Skills :
1) Control testing and audit in compliance program or wealth business units
2)Experience in the records and information management field Soft Skills Required:
1) Eagerness to learn and grow with the position
2) Excellent written and verbal communication skills required to prepare communications and interact effectively with stakeholders
3) Excellent organizational skills and ability to work in a fast-paced environment Education:
•Undergraduate degree in a related field (Business/Finance)#J-18808-Ljbffr
-
Junior Investment Banking Analyst
4 weeks ago
Toronto, Canada Valitas Capital Partners Full timeValitas is seeking motivated, entrepreneurial, and well-rounded students to join our Analyst Development Program starting January 3, 2024, for a four-month term. The Analyst Development Program (“ADP”) was developed to attract the highest caliber of talent across North America and mentor each student in Valitas’ culture. The program’s purpose is to...
-
Junior Capital Markets Analyst
4 weeks ago
Old Toronto, Canada Nexus Systems Group Inc. Full timeTypical Day in Role: • Execute the first line monitoring and testing controls related to the provision of pre-trade mid-market prices/marks (“PTMM”) provided to in-scope US Persons under CFTC External Business Conduct requirements for OTC derivative products, including: • Review the pre-execution communication, monitor PTMM provision and collect the...
-
Junior Capital Markets Analyst
3 weeks ago
Old Toronto, Canada Nexus Systems Group Inc. Full timeTypical Day in Role: • Execute the first line monitoring and testing controls related to the provision of pre-trade mid-market prices/marks (“PTMM”) provided to in-scope US Persons under CFTC External Business Conduct requirements for OTC derivative products, including: • Review the pre-execution communication, monitor PTMM provision and collect the...
-
Junior Capital Markets Analyst
3 weeks ago
Old Toronto, Canada Nexus Systems Group Inc. Full timeTypical Day in Role: • Execute the first line monitoring and testing controls related to the provision of pre-trade mid-market prices/marks (“PTMM”) provided to in-scope US Persons under CFTC External Business Conduct requirements for OTC derivative products, including: • Review the pre-execution communication, monitor PTMM provision and collect the...
-
Business Systems Analyst, Capital Markets
2 days ago
Toronto, ON, Canada Procom Full timeBusiness Systems Analyst, Capital Markets (Revenue Reporting, SQL) On behalf of our client in the Banking Sector, PROCOM is looking for a Business Systems Analyst, Capital Markets (Revenue Reporting, SQL). Business Systems Analyst, Capital Markets (Revenue Reporting, SQL) - Job DescriptionThe incumbent acts as technical business/data analyst resource in...
-
Business Systems Analyst, Capital Markets
2 days ago
Toronto, ON, Canada Procom Full timeBusiness Systems Analyst, Capital Markets (Revenue Reporting, SQL) On behalf of our client in the Banking Sector, PROCOM is looking for a Business Systems Analyst, Capital Markets (Revenue Reporting, SQL). Business Systems Analyst, Capital Markets (Revenue Reporting, SQL) - Job Description The incumbent acts as technical business/data analyst resource in...
-
Business Systems Analyst- Capital Markets
4 weeks ago
Toronto, ON, Canada Nexus Systems Group Inc. Full timeBusiness Systems Analyst- Capital Markets Typical Day in Role • Collaborate with other teams within risk management to gather requirements and provide updates on progress • Working alongside other BAs, developers, and project managers • Generate business requirements and documents to ensure that the new process meets the needs of the business lines...
-
Business Analyst- Capital Markets
4 weeks ago
Toronto, ON, Canada Nexus Systems Group Inc. Full timeBusiness Analyst- Capital Markets Typical Day in Role • Collaborate with other teams within risk management to gather requirements and provide updates on progress • Working alongside other BAs, developers, and project managers • Generate business requirements and documents that align to the policies to ensure that the new technology meets the needs of...
-
Toronto, Canada CB Canada Full timeSenior Business Analyst - Capital Markets - Data Mapping On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Business Analyst - Capital Markets - Data Mapping. Senior Business Analyst - Capital Markets - Data Mapping – Job Description Regulatory Reporting and Service Technology - The RRST team follows agile methodology to build...
-
Toronto, Canada Diamondpick Full timeJob Title: Business Analyst with Capital Market AND GCP MigrationLocation: Toronto, ON (Onsite)Job Description:Business Analyst with more than 6 years of experience Excellent in SQL querying knowledge Must have capital market experience GCP migration experience is ++
-
Toronto, Canada CB Canada Full timeSenior Business Analyst, Capital Markets – Securities Reference Data Senior Business Analyst - Capital Markets - Securities Reference Data On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Business Analyst - Capital Markets - Securities Reference Data. Senior Business Analyst - Capital Markets - Securities Reference Data –...
-
Business Analyst
2 weeks ago
Toronto, ON, Canada ProViso Staffing Full timeBusiness Group: • The GBM Internal Control Team is looking for a BA to assist in market order data process setup for mifid requirements, perform gap analysis for market order data and fulfill mapping requirements where the incumbent will work with other BAs and assist them in understanding the data along with lay out the foundation of data management for...
-
Toronto, Canada Diamondpick Full timeJob Title: Business Analyst with Capital Market AND GCP MigrationLocation: Toronto, ON (Onsite)Job Description:Business Analyst with more than 6 years of experience Excellent in SQL querying knowledge Must have capital market experience GCP migration experience is ++
-
Toronto, Canada Diamondpick Full timeJob Title: Business Analyst with Capital Market AND GCP MigrationLocation: Toronto, ON (Onsite)Job Description:Business Analyst with more than 6 years of experience Excellent in SQL querying knowledge Must have capital market experience GCP migration experience is ++
-
Toronto, Canada Diamondpick Full timeJob Title: Business Analyst with Capital Market AND GCP Migration Location: Toronto, ON (Onsite) Job Description: Business Analyst with more than 6 years of experience Excellent in SQL querying knowledge Must have capital market experience GCP migration experience is ++
-
Business Analyst Capital Markets
3 weeks ago
Toronto, ON, Canada Aletha Corp. Full timeALETHA is a dynamic, Toronto-based IT consulting boutique which strives for excellence in customer service and delivery in financial services and fintech industry. We focus on technology advisory, cloud computing, integration solutions, and enterprise data solutions and analytics. With a team of highly knowledgeable business and technical experts, we...
-
Capital Market Risk Analyst
3 weeks ago
Toronto, Canada CB Canada Full timeRisk Analyst On behalf of our client in the Banking Sector, PROCOM is looking for a Risk Analyst. Risk Analyst – Job Description Monitoring the risk management and profit and loss exposures for North American fixed income and derivatives markets The main function of a Risk Analyst is to analyze and manage risk management issues by identifying, measuring,...
-
Senior Business Analyst
5 hours ago
Toronto, Canada Iris Software Inc. Full timeIris's direct client, one of the leading Banking and Financial Company, is looking to hire a Sr Business Analyst (Derivatives and Capital Markets) for a long term opportunity at Toronto, ON (Hybrid Position). Please respond back with your most recent resume if you would be interested..! Position: Sr Business Analyst (Derivatives & Capital Markets)Location:...
-
Business Systems Analyst, Capital Markets
2 days ago
Toronto, Canada Procom Full timeBusiness Systems Analyst, Capital Markets (Revenue Reporting, SQL) On behalf of our client in the Banking Sector, PROCOM is looking for a Business Systems Analyst, Capital Markets (Revenue Reporting, SQL). Business Systems Analyst, Capital Markets (Revenue Reporting, SQL) - Job DescriptionThe incumbent acts as technical business/data analyst resource in...
-
Business Systems Analyst, Capital Markets
3 days ago
Toronto, Canada Procom Full timeBusiness Systems Analyst, Capital Markets (Revenue Reporting, SQL) On behalf of our client in the Banking Sector, PROCOM is looking for a Business Systems Analyst, Capital Markets (Revenue Reporting, SQL). Business Systems Analyst, Capital Markets (Revenue Reporting, SQL) - Job DescriptionThe incumbent acts as technical business/data analyst resource in...