Jobs: senior compliance
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Senior Compliance Officer
6 days ago
Markham, Canada Worldsource Wealth Management Inc. Full timeThe Senior Compliance Officer is a key member of the Compliance Department. The primary role involves monitoring accounts for approved person activities for adherence to firm and industry rules and regulations and to identify, address and escalate (as required) non-compliance situations that present client risk, business risk, regulatory risk and...
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Senior Manager, Compliance
Found in: Jooble CA O C2 - 1 day ago
Ottawa, ON, Canada Och Lco Full timeSenior Manager, Policy, Governance, Compliance, and Risk Who we are: Ottawa Community Housing Corporation (OCHC) is the largest community housing provider in Ottawa and the second largest in Ontario. We are a non-profit organization providing social and affordable housing to more than 32,000 tenants within various communities. We aim to be a leader at...
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Senior Compliance Analyst
Found in: Talent CA C2 - 3 days ago
Hamilton, Canada Butterfield Support Services Full timeSenior Compliance Analyst Apr 26 2024 Elevate your opportunities At Butterfield, we provide specialised international financial services. Operating in multiple jurisdictions, we focus on results, value relationships, and celebrate success. If this sounds like your kind of company, then consider this opportunity to become part of a collaborative team of...
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Senior Compliance Analyst
Found in: Talent CA C2 - 7 days ago
Hamilton, Canada Butterfield Support Services Full timeSenior Compliance Analyst Mar 29 2024 Elevate your opportunities At Butterfield, we provide specialised international financial services. Operating in multiple jurisdictions, we focus on results, value relationships, and celebrate success. If this sounds like your kind of company, then consider this opportunity to become part of a collaborative team of...
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Senior Compliance Officer
Found in: Jooble CA O C2 - 6 hours ago
Toronto, ON, Canada Canadian Investment Regulatory Organization Full time40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Description Position Title: Senior Compliance Officer (MFD) Department:Business Conduct Compliance Location: Toronto Status:Permanent Full-time (Hybrid) As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes responsibility for setting high-quality regulatory...
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Senior Legal
Found in: Jooble CA O C2 - 3 days ago
Mississauga, ON, Canada RPMGlobal Full timeWith our global brands Bosch and Gaggenau as well as our local brand Thermador, our focus truly is on innovation. In addition, that does not just apply to our products and services, but also drives the way in which we cooperate, exchange ideas and organize our teams. Head of Legal & Compliance (Bilingual: English - French) Head of Legal &...
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Senior Compliance Officer, Asset Management Compliance
Found in: Jooble CA O C2 - 4 days ago
Canada FNZ (UK) Ltd Full timeDeputy Compliance Officer page is loaded Deputy Compliance Officer Apply locations Charlotte - United States of America time type Full time posted on Posted 2 Days Ago job requisition id REQ-10561 Role Description FNZ Securities USA, headquartered in New York City, is a self-clearing broker-dealer which provides fully disclosed clearing and custody...
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Senior Compliance Analyst
20 hours ago
Toronto, Canada Collabera Full timeTitle: Senior Compliance AnalystCompany: Confidential until phone screening (financial services industry)Location: Toronto, ON, Hybrid - In office 3 days, remote 2 days a weekFull-Time Direct HireCanadian Citizenship or Valid PR Required Day to DaySpecializing on high-risk clients from an AML perspectiveHelping with audits and examinationsAnswering...
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Senior Compliance Analyst
6 days ago
Toronto, Canada Collabera Full timeTitle: Senior Compliance AnalystCompany: Confidential until phone screening (financial services industry)Location: Toronto, ON, Hybrid - In office 3 days, remote 2 days a weekFull-Time Direct HireCanadian Citizenship or Valid PR Required Day to DaySpecializing on high-risk clients from an AML perspectiveHelping with audits and examinationsAnswering...
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Senior Compliance Engineer
Found in: Talent CA C2 - 6 days ago
Calgary, Canada Hexagons Autonomy & Positioning division Full timeOverview Hexagon's Autonomy & Positioning division, is looking for a Senior Compliance Engineer to join a strong team of compliance specialists and play an essential role in our high-tech engineering and manufacturing company that is committed to customer service excellence and continuous improvement. Reporting to our Senior Manager of...
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Senior Compliance Testing Analyst
Found in: Jooble CA O C2 - 1 day ago
Toronto, ON, Canada Foresters Financial Services, Inc. Full timeSenior Analyst, Privacy & Compliance page is loaded Senior Analyst, Privacy & Compliance Apply locations Toronto Toronto, Ontario time type Full time posted on Posted 11 Days Ago job requisition id R-1606 Career Opportunity Senior Analyst, Privacy & Compliance Purpose of role Reporting directly to the Assistant Vice-President, Privacy...
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Senior Compliance Analyst
Found in: Jooble CA O C2 - 1 day ago
Toronto, ON, Canada Foresters Financial Services, Inc. Full timeSenior Analyst, Privacy & Compliance page is loaded Senior Analyst, Privacy & Compliance Apply locations Toronto Toronto, Ontario time type Full time posted on Posted 11 Days Ago job requisition id R-1606 Career Opportunity Senior Analyst, Privacy & Compliance Purpose of role Reporting directly to the Assistant Vice-President, Privacy...
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Senior Compliance Engineer
Found in: Talent CA C2 - 7 days ago
Calgary, Canada NovAtel Full timeOverview Hexagon's Autonomy & Positioning division, is looking for a Senior Compliance Engineer to join other subject matter experts and play an essential role in our high-tech engineering and manufacturing company that is committed to customer service excellence and continuous improvement. Reporting to our Senior Manager of Hardware...
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Senior Analyst, Compliance
Found in: Jooble CA O C2 - 6 days ago
Canada British Columbia Investment Management Corporation Full timeSenior Analyst, Compliance page is loaded Senior Analyst, Compliance Apply locations Victoria, BC Vancouver, BC time type Full time posted on Posted 3 Days Ago job requisition id JR100792 CLOSING DATE: March 28, 2024 If you’re ready to take the next step in your I nvestment C ompliance career, this may be the opportunity for you We are seeking a...
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Senior Compliance Consultant
Found in: Jooble CA O C2 - 6 days ago
Waterloo, ON, Canada Manulife Insurance Malaysia Full timeSenior Compliance Consultant page is loaded Senior Compliance Consultant Apply locations Waterloo, Ontario Toronto, Ontario time type Full time posted on Posted 2 Days Ago job requisition id JR24030078 We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From...
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Senior Manager
Found in: Talent CA C2 - 7 days ago
Ottawa, Canada Recruiting in Motion Full timeSenior Manager - SOX ComplianceOttawa / Gatineau, ON / QCSenior Manager - SOX Compliance Ottawa / Gatineau ON / QCRef: JOB1246 Are you a SOX guru looking to leverage your leadership skills? Senior Manager SOX Compliance NEEDED Does Ottawa seem like a desirable hometown to raise a family to you? Our client is an amazing global company who is...
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Senior Manager
Found in: Talent CA C2 - 7 days ago
Quebec City, Canada Recruiting in Motion Full timeSenior Manager - SOX ComplianceOttawa / Gatineau, ON / QCSenior Manager - SOX Compliance Ottawa / Gatineau ON / QCRef: JOB1246 Are you a SOX guru looking to leverage your leadership skills? Senior Manager SOX Compliance NEEDED Does Ottawa seem like a desirable hometown to raise a family to you? Our client is an amazing global company who is...
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Senior Manager
Found in: Talent CA C2 - 7 days ago
Gatineau, Canada Recruiting in Motion Full timeSenior Manager - SOX ComplianceOttawa / Gatineau, ON / QCSenior Manager - SOX Compliance Ottawa / Gatineau ON / QCRef: JOB1246 Are you a SOX guru looking to leverage your leadership skills? Senior Manager SOX Compliance NEEDED Does Ottawa seem like a desirable hometown to raise a family to you? Our client is an amazing global company who is...
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Senior Manager, Compliance Finance
Found in: Jooble CA O C2 - 6 days ago
Mulgrave, NS, Canada Michael Page Australia Full timeOur client is a well-known consumer business with a reputation for quality and passion. The organisation is stable and well-established, but always with an eye on innovation and continuous improvement in all areas. Our client is seeking a highly skilled and experienced Senior Finance Manager with a strong focus on governance and compliance to join their...
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Regulatory Compliance Analyst
Found in: Jooble CA O C2 - 2 days ago
Toronto, ON, Canada Haventreebank Full timeHaventree Bank is a private Canadian Schedule 1 bank specializing in alternative mortgage programs and insured GIC deposits. We help hardworking Canadians from coast-to-coast achieve homeownership by offering flexible mortgage solutions. Our insured GIC deposits offer competitive rates and are available through a variety of wealth management platforms. ...