Jobs: compliance officer
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Compliance Officer
Found in: Talent CA C2 - 6 days ago
Mississauga, Canada Investment Planning Counsel Full timeInvestment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. Our Compliance team is currently growing We’re seeking a Compliance Officer, someone who is...
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Compliance officer
1 day ago
Montreal, Canada St-Amour & Associates, Senc. Full timeThe main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...
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Compliance officer
1 day ago
Montreal, Canada St-Amour & Associates, Senc. Full timeThe main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...
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Compliance officer
1 day ago
Montreal, Canada St-Amour & Associates, Senc. Full timeThe main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...
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Compliance officer
Found in: Jooble CA O C2 - 5 days ago
Montréal, QC, Canada St-Amour & Associates, Senc. Full timeThe main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...
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Compliance Officer
1 day ago
Ottawa, Canada Boosteducationservice Full timeBoost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...
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Compliance Officer
1 day ago
Ottawa, Canada Boosteducationservice Full timeBoost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...
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Compliance Officer
2 days ago
Ottawa, Canada Boosteducationservice Full timeBoost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...
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Compliance Officer
Found in: Whatjobs CA C2 - 1 day ago
Toronto, Canada Europ Assistance Canada Services Inc. Full timeCOMPLIANCE OFFICER Europ-Assistance, a Generali Company, is looking for a Compliance Officer to join our team in Canada. We are searching for a candidate to join our team and contribute to the building of the local operations in Canada. Europ-Assistance is a global company actively doing business in over 200 countries in the delivery of their products and...
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Compliance Officer
Found in: Talent CA 2A C2 - 3 days ago
Toronto, Canada Europ Assistance Canada Services Inc. Full timeCOMPLIANCE OFFICEREurop-Assistance, a Generali Company, is looking for a Compliance Officer to join our team in Canada.We are searching for a candidate to join our team and contribute to the building of the local operations in Canada.Europ-Assistance is a global company actively doing business in over 200 countries in the delivery of their products and...
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Compliance Officer
Found in: Appcast CA C2 Glassdoor - 3 days ago
Toronto, Canada Europ Assistance Canada Services Inc. Full timeCOMPLIANCE OFFICEREurop-Assistance, a Generali Company, is looking for a Compliance Officer to join our team in Canada.We are searching for a candidate to join our team and contribute to the building of the local operations in Canada.Europ-Assistance is a global company actively doing business in over 200 countries in the delivery of their products and...
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Compliance Officer
Found in: Whatjobs CA C2 - 1 day ago
Markham, Canada Worldsource Wealth Management Full timeJOB STATEMENT : The Compliance Officer is a key member of the Compliance Department with Worldsource Financial Management Inc. (“WFM”), having direct supervisory responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and...
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Compliance Officer
Found in: Talent CA 2A C2 - 3 days ago
Markham, Canada Worldsource Wealth Management Full timeJOB STATEMENT:The Compliance Officer is a key member of the Compliance Department with Worldsource Financial Management Inc. (“WFM”), having direct supervisory responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and...
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Compliance Officer
Found in: Appcast CA C2 Glassdoor - 3 days ago
Markham, Canada Worldsource Wealth Management Full timeJOB STATEMENT:The Compliance Officer is a key member of the Compliance Department with Worldsource Financial Management Inc. (“WFM”), having direct supervisory responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and...
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Compliance Officer
Found in: Jooble CA O C2 - 5 days ago
Toronto, ON, Canada MTFX Full timeTransfer funds in 100+ currencies to over 140 countries globally Establish and maintain policies and procedures for assessing compliance by the firm, and individuals acting on its behalf, with securities legislation; Monitor and assess compliance by the firm, securities legislation; Report to the ultimate designated person of the firm as soon as possible...
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Compliance Officer
Found in: Jooble CA O C2 - 2 hours ago
Canada Amicorp Funds Full timeThe role requires an experienced Compliance professional with proven Risk Management and Compliance experience in financial, accounting services or trust & fiduciary services, who will beaccountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored and addressed while enabling smooth business. The...
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Compliance Officer
Found in: beBee jobs CA - 1 day ago
St. John's, Newfoundland and Labrador, Canada Financial and Consumer Services Commission (FCNB) Full timeFCNB is a leader in integrated financial and consumer services regulation. FCNB's mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of...
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Compliance Officer
Found in: beBee jobs CA - 2 days ago
Fredericton, New Brunswick, Canada Financial and Consumer Services Commission (FCNB) Full timeFCNB is a leader in integrated financial and consumer services regulation. FCNB's mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of...
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Compliance Officer
Found in: Jooble CA O C2 - 5 days ago
Vancouver, BC, Canada Insurance Council of BC Full timeThe Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. Why Work for the Insurance Council? Work with a great team of people in a...
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Compliance Officer
5 days ago
Vancouver, Canada Insurance Council of BC Full timeThe Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. Why Work for the Insurance Council? Work with a great team of people in a...