Jobs: compliance officer

  • Compliance Officer

    Found in: Talent CA C2 - 6 days ago


    Mississauga, Canada Investment Planning Counsel Full time

    Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. Our Compliance team is currently growing We’re seeking a Compliance Officer, someone who is...

  • Compliance officer

    1 day ago


    Montreal, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance officer

    1 day ago


    Montreal, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance officer

    1 day ago


    Montreal, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance officer

    Found in: Jooble CA O C2 - 5 days ago


    Montréal, QC, Canada St-Amour & Associates, Senc. Full time

    The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level by working with the Compliance Officers at each of the client's entities (contacts, discussion, synergies,...

  • Compliance Officer

    1 day ago


    Ottawa, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    1 day ago


    Ottawa, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    2 days ago


    Ottawa, Canada Boosteducationservice Full time

    Boost Education Service is a student recruitment agency. We are working with 150+ Higher Education institutions in the UK, USA, Canada, Australia, New Zealand including top Universities and colleges. As a Compliance Officer at Boost Education Service, you will play a vital role in ensuring that our organization operates within legal and regulatory...

  • Compliance Officer

    Found in: Whatjobs CA C2 - 1 day ago


    Toronto, Canada Europ Assistance Canada Services Inc. Full time

    COMPLIANCE OFFICER Europ-Assistance, a Generali Company, is looking for a Compliance Officer to join our team in Canada. We are searching for a candidate to join our team and contribute to the building of the local operations in Canada. Europ-Assistance is a global company actively doing business in over 200 countries in the delivery of their products and...

  • Compliance Officer

    Found in: Talent CA 2A C2 - 3 days ago


    Toronto, Canada Europ Assistance Canada Services Inc. Full time

    COMPLIANCE OFFICEREurop-Assistance, a Generali Company, is looking for a Compliance Officer to join our team in Canada.We are searching for a candidate to join our team and contribute to the building of the local operations in Canada.Europ-Assistance is a global company actively doing business in over 200 countries in the delivery of their products and...

  • Compliance Officer

    Found in: Appcast CA C2 Glassdoor - 3 days ago


    Toronto, Canada Europ Assistance Canada Services Inc. Full time

    COMPLIANCE OFFICEREurop-Assistance, a Generali Company, is looking for a Compliance Officer to join our team in Canada.We are searching for a candidate to join our team and contribute to the building of the local operations in Canada.Europ-Assistance is a global company actively doing business in over 200 countries in the delivery of their products and...

  • Compliance Officer

    Found in: Whatjobs CA C2 - 1 day ago


    Markham, Canada Worldsource Wealth Management Full time

    JOB STATEMENT : The Compliance Officer is a key member of the Compliance Department with Worldsource Financial Management Inc. (“WFM”), having direct supervisory responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and...

  • Compliance Officer

    Found in: Talent CA 2A C2 - 3 days ago


    Markham, Canada Worldsource Wealth Management Full time

    JOB STATEMENT:The Compliance Officer is a key member of the Compliance Department with Worldsource Financial Management Inc. (“WFM”), having direct supervisory responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and...

  • Compliance Officer

    Found in: Appcast CA C2 Glassdoor - 3 days ago


    Markham, Canada Worldsource Wealth Management Full time

    JOB STATEMENT:The Compliance Officer is a key member of the Compliance Department with Worldsource Financial Management Inc. (“WFM”), having direct supervisory responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and...

  • Compliance Officer

    Found in: Jooble CA O C2 - 5 days ago


    Toronto, ON, Canada MTFX Full time

    Transfer funds in 100+ currencies to over 140 countries globally Establish and maintain policies and procedures for assessing compliance by the firm, and individuals acting on its behalf, with securities legislation; Monitor and assess compliance by the firm, securities legislation; Report to the ultimate designated person of the firm as soon as possible...

  • Compliance Officer

    Found in: Jooble CA O C2 - 2 hours ago


    Canada Amicorp Funds Full time

    The role requires an experienced Compliance professional with proven Risk Management and Compliance experience in financial, accounting services or trust & fiduciary services, who will beaccountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored and addressed while enabling smooth business. The...

  • Compliance Officer

    Found in: beBee jobs CA - 1 day ago


    St. John's, Newfoundland and Labrador, Canada Financial and Consumer Services Commission (FCNB) Full time

    FCNB is a leader in integrated financial and consumer services regulation. FCNB's mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of...

  • Compliance Officer

    Found in: beBee jobs CA - 2 days ago


    Fredericton, New Brunswick, Canada Financial and Consumer Services Commission (FCNB) Full time

    FCNB is a leader in integrated financial and consumer services regulation. FCNB's mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of...

  • Compliance Officer

    Found in: Jooble CA O C2 - 5 days ago


    Vancouver, BC, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. Why Work for the Insurance Council? Work with a great team of people in a...

  • Compliance Officer

    5 days ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. Why Work for the Insurance Council? Work with a great team of people in a...