Bilingual Senior Compliance Specialist
3 weeks ago
Bilingual Senior Compliance Specialist at IG Wealth Management Location: Montreal or Winnipeg. Division: IGM Legal & Compliance. Company Overview: IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets and offering financial planning and investment services to over two million Canadians. Position Summary The Senior Compliance Specialist oversees advisors’ business activities and executes compliance programs, including reviews of the insurance business practice, supervisory programs, and corrective action follow‑up. The role involves analysis of data, reports, audit procedures, and interviews to identify trends, recommend improvements, and ensure effective resolution of compliance issues. Duties Provide oversight of advisors’ practices, emphasizing insurance, financial planning, mortgage, and banking solutions. Offer guidance and direction to field teams, including recommendations for remedial actions via meetings, conference calls, training sessions, and exception approvals. Prepare and distribute management reports on completed programs to senior management, field directors, and regulators, while monitoring the progress of corrective actions. Review policies and procedures to identify gaps, assess effectiveness, and recommend enhancements to strengthen compliance and operational efficiency. Mentor and support junior staff in managing complex, sensitive, or escalated cases, providing direction on appropriate corrective measures. Qualifications Minimum five years of experience in a financial services environment, preferably with relevant licensing in insurance, investment, or compliance. Post‑secondary degree in a relevant business discipline. Completion or commitment to complete the Life License Qualification Program (LLQP) within a specified timeframe. Certified Financial Planner (CFP) designation or Qc Pl. Fin license considered an asset. In‑depth knowledge of financial planning strategies and the regulatory requirements of Insurance Councils, CIRO, and other bodies. Proficiency in MS Office and familiarity with AI tools. Fluency in French (speaking, reading, writing) and strong written communication in English. Comfortable with public speaking and delivering presentations to large audiences. Benefits Competitive base salary, performance‑weighted bonus, education/career support, and Employee Share Purchase Plan with matching. Competitive health and dental coverage; flexible plan options. Voluntary Defined Contribution Pension Plan. Employer‑sponsored short‑term and long‑term disability insurance. Paid volunteer days, competitive time off, and 10 wellness days. Hybrid & flexible work arrangements. Inclusive culture and diversity initiatives. How to Apply Interested candidates are invited to submit a resume and a cover letter detailing their qualifications and experience to We thank all applicants for their interest; only selected candidates will be contacted. IG Wealth Management is a diverse workplace committed to inclusivity. We encourage applications from all qualified candidates, including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse, and neurodiverse individuals. #J-18808-Ljbffr
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