Senior Manager, Compliance

Senior Manager, Compliance IG Wealth Management, a division of IGM Financial Inc., is seeking an experienced senior compliance professional to support our insurance business and strengthen compliance frameworks across multiple provinces. Company IG Wealth Management is a leading wealth and asset management company in Canada managing approximately $271 billion in assets and offering financial planning and investment services to over two million Canadians. Location Montreal, Winnipeg or Toronto Division IGM-CPL Department Summary The Compliance Department ensures adherence to regulatory requirements affecting investment dealers, including CIRO, provincial securities commissions, insurance commissions, and other regulators. It collaborates with Distribution Leadership and other management to develop corporate policies, monitor sales practices, manage client complaint resolution processes, and conduct branch examinations. Position Summary The Senior Manager, Compliance is a critical leader who safeguards the firm’s compliance with provincial insurance regulations and supports the expansion of IG Wealth Management’s insurance business. The role manages the Insurance Supervision team, oversees supervisory escalations, and partners with distribution and corporate stakeholders to strengthen compliance frameworks. Duties Lead and coach senior compliance specialists, ensuring quality execution and development. Manage escalations and sensitive cases; provide oversight for complex reviews. Oversee compliance program alignment with CCIR, CLHIA, CSF, provincial insurance councils, and other organizations such as FP Canada or the IPQF (Quebec). Conduct self‑assessments, identify gaps, and recommend or implement policy improvements. Prepare data and reporting for quarterly CCO reports and audits. Support cross‑functional initiatives and projects related to insurance growth and risk management. Partner with Distribution Leadership and Operations to ensure insurance sales processes and compliance frameworks remain current and practical. Collaborate on broader enterprise initiatives in financial planning, mortgage, and banking supervision. Qualifications 7–10+ years of progressive insurance compliance, supervision, or regulatory experience (insurance and financial services). Strong people‑leadership experience managing compliance professionals. In‑depth knowledge of financial services industry, provincial insurance regulations, and regulators such as CIRO, AMF, and CSF. LLQP required; CFP designation or Pl. Fin. license considered an asset. Strong analytical, problem‑solving, and decision‑making skills. Excellent interpersonal, written, and oral communication skills, including comfort presenting to senior leaders and regulators. Proficiency in French (speaking, reading, writing) is mandatory. Proficiency in MS Office and familiarity with AI tools. Benefits Competitive base salary, performance‑weighted bonus, education/career support, option to join Employee Share Purchase Plan with employer matching. Competitive health and dental coverage, flexible plan for you and your family. Voluntary Defined Contribution Pension Plan. Employer‑sponsored short‑term and long‑term disability insurance. Paid volunteer days, 10 wellness days off, WorkPerks discount program, hybrid & flexible work arrangements. Inclusive culture and diversity initiatives. EEO/EEO Statement IG Wealth Management is a diverse workplace committed to doing business inclusively. We encourage applications from all qualified candidates regardless of race, ethnicity, gender, sexual orientation, inclusion, disability, or age. We are an accessible employer and support accommodations or alternate formats upon request. How to Apply Interested candidates are invited to submit their resume and a cover letter detailing their qualifications and experience to . We thank all applicants for their interest; only candidates selected for an interview will be contacted. #J-18808-Ljbffr