VP, Trade Floor Supervision
7 days ago
VP, Trade Floor Supervision On behalf of our client in the Banking Sector, PROCOM is looking for a VP, Trade Floor Supervision. VP, Trade Floor Supervision – Job Description The Vice President, Trade Supervision will have responsibility for Capital Markets Trade Floor Supervision. In this role, the Vice President will work closely with the LOB (Lines of Business), primarily supporting the FICC (Fixed Income, Currencies & Commodities) businesses, to assess, analyze, update regulatory matters and ensure appropriate controls are in place to mitigate risk and increase the potential for revenue. VP, Trade Floor Supervision – Mandatory Skills Professional certifications are required and/or must be obtained-IIROC Supervisor Registration, PDO- Partners, Directors & Senior Officers Examination. 5+ years of business experience or experience in a Compliance or Regulatory function covering a major Broker-Dealer. In-depth knowledge of Capital Markets products and services including related functions and responsibilities of support groups and stakeholders (e.g., Compliance, Operations, Legal, etc.). Knowledgeable of the various regulatory risks and controls associated with Capital Markets business activities, including market risk, credit risk, operational risk. Knowledgeable regarding Capital Markets structure, infrastructure, products, services and technology. Strong understanding of current and horizontal issues of the regulatory industry. Exceptional analytical skills Proven ability to conceptualize regulatory initiatives and to guide those initiatives as daily business requirements for the group. Maintain a clear holistic organizational view of actual and potential regulatory business risks. Ability to advocate persuasively and to negotiate with influence on effect change in areas without direct reporting status to the incumbent. Highly developed written and oral communication skills Proficiency in communicating policies and procedures in a clear and concise manner. Expertise in computer applications and database management tools including, but not limited to, MS Excel and MS Word, Actimize and a proficiency in MS PowerPoint would be a plus. Exceptional ability to independently manage multiple priorities and to proactively service multiple clients in a fast‑paced environment. Ability to work independently to support achievement of Capital Markets business management objectives and work a demanding schedule under limited supervision. Excellent attention to detail and ability to learn and adapt quickly. Ability to recognize material differences between planned execution and actual practice. VP, Trade Floor Supervision - Nice to Have Skills Former trading experience. Familiarity with regulatory environment. VP, Trade Floor Supervision - Assignment Start Date ASAP – 12 months to start. VP, Trade Floor Supervision - Assignment Location Toronto, ON – Work Onsite. #J-18808-Ljbffr
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VP, Trade Floor Supervision
7 days ago
Toronto, Canada CB Canada Full timeVP, Trade Floor Supervision On behalf of our client in the Banking Sector, PROCOM is looking for a VP, Trade Floor Supervision. VP, Trade Floor Supervision – Job Description The Vice President, Trade Supervision will have responsibility for Capital Markets Trade Floor Supervision. In this role, the Vice President will work closely with the LOB (Lines of...
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VP, Trade Floor Risk
7 days ago
Toronto, Canada CB Canada Full timeA leading financial institution in Toronto is seeking a VP, Trade Floor Supervision to oversee Capital Markets Trade Floor activities. The candidate will work closely with lines of business to manage regulatory matters and ensure the implementation of risk controls. A minimum of 5 years in a compliance or regulatory function is required, along with...
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VP, Trade Floor Risk
7 days ago
Toronto, Canada CB Canada Full timeA leading financial institution in Toronto is seeking a VP, Trade Floor Supervision to oversee Capital Markets Trade Floor activities. The candidate will work closely with lines of business to manage regulatory matters and ensure the implementation of risk controls. A minimum of 5 years in a compliance or regulatory function is required, along with...
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Toronto, Canada Scotiabank Full timeRequisition ID: 149936 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Associate, Trade Floor Supervision, Operational Risk Oversight** **Purpose** Trade Floor Supervision is mandated to reduce the regulatory, reputational and operational risks associated to the sales and trading function on a global...
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Toronto, Canada Scotiabank Full timeAssociate, Trade Floor Supervision-eComm, Operational Risk Oversight - Toronto Requisition ID: Join to apply for the Associate, Trade Floor Supervision-eComm, Operational Risk Oversight – Toronto role at Scotiabank. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the U.S. and...
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Toronto, Canada Scotiabank Full timeAssociate, Trade Floor Supervision-eComm, Operational Risk Oversight - Toronto Requisition ID: 242828 Join to apply for the Associate, Trade Floor Supervision-eComm, Operational Risk Oversight – Toronto role at Scotiabank. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...
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Toronto, Canada Scotiabank Full timeSelect how often (in days) to receive an alert: Associate, Trade Floor Supervision-eComm, Operational Risk Oversight - Toronto Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a...
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Toronto, Canada Scotiabank Full timeSelect how often (in days) to receive an alert: Associate, Trade Floor Supervision-eComm, Operational Risk Oversight - Toronto Requisition ID: 242828 Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with...
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Toronto, Canada Scotiabank Full timeSelect how often (in days) to receive an alert: Associate, Trade Floor Supervision-eComm, Operational Risk Oversight - Toronto Requisition ID: 242828 Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank's strong U.S. presence provides our...
