Current jobs related to Senior Manager, Capital Markets Internal Audit - Toronto, Ontario - RBC


  • Toronto, Ontario, Canada BMO Capital Markets Full time $90,000 - $130,000 per year

    BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarketsThe VP, Capital Markets Conduct Risk Management, is a member of the Regulatory Portfolio team within Capital Markets Supervision &...


  • Toronto, Ontario, Canada Hyundai Capital Full time $90,000 - $125,000 per year

    Work ExperienceProfessional audit experience in a corporate setting with at least 5+ years of direct, related experience.Education & CertificationBachelor Degree in Finance or a related field, or an equivalent combination of education, training, and experience.CIA, CRMA, or CPA designation strongly desired.Knowledge, Skills, & AbilitiesStrong demonstrated...


  • Toronto, Ontario, Canada Hyundai Capital America Full time $120,000 - $180,000 per year

    Who We Are: Hyundai Capital Canada (HCCA) is the Canadian captive finance business for Hyundai Motor Group. We go to market under the service brands Hyundai Motor Finance, Kia Finance and Genesis Finance. Through a network of over 450 Hyundai/Kia dealerships and Genesis distributors nationwide, we provide indirect vehicle financing and leasing solutions to...


  • Toronto, Ontario, Canada BMO Capital Markets Full time US$80,000 - US$100,000 per year

    BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarketsThe Vice President will work directly with the Director, Regulatory Engagements (OCOO) and will be accountable for the following:...


  • Toronto, Ontario, Canada CIBC Full time $120,000 - $180,000 per year

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and...


  • Toronto, Ontario, Canada BMO Capital Markets Full time $75,000 - $80,000 per year

    BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarketsThe Business & Client Analytics team within Capital Markets is responsible for generating client information for lines of...


  • Toronto, Ontario, Canada CIBC Full time $120,000 - $180,000 per year

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and...


  • Toronto, Ontario, Canada BMO Full time US$75,900 - US$141,900

    Application Deadline:12/25/2025Address:100 King Street West Job Family Group:Audit, Risk & ComplianceConducts audit engagements to critically assess management and internal control processes, approving the nature, extent and timing of the audit, its execution and the formulation of insightful audit reports. Reports on audits to provide clear, concise...


  • Toronto, Ontario, Canada Madison-Davis, LLC Full time $120,000 - $180,000 per year

    OverviewA well-capitalized financial institution is seeking aSenior IT Audit Managerto oversee cybersecurity and infrastructure audit coverage. This is a strategic role with responsibility for leading and mentoring a team of auditors, delivering assurance over complex IT environments, and driving meaningful improvements in governance, risk management, and...


  • Toronto, Ontario, Canada Colliers Full time $40,000 - $60,000 per year

    Accelerate your success at Colliers.Why Colliers?As one of Canada's leading commercial real estate services firms, we are driven by our mission to accelerate success for our people, clients, and communities.A career at Colliers gives you the opportunity to make an impact, advance your career, and collaborate with top-tier talent. Don't just take our word for...

Senior Manager, Capital Markets Internal Audit

2 weeks ago


Toronto, Ontario, Canada RBC Full time $1,248,000 per year

Job Description

What is the opportunity?

As a Senior Manager, Capital Markets, Internal Audit you will assess the effectiveness of internal controls, risk management practices, corporate governance processes, and fraud prevention and detection, in the Capital Markets platform of RBC. You will take a strategic approach to engagements that incorporate emerging risks and the implementation of new approaches and techniques. This role will operate within a global resource model; assigned to a home platform but capable of working in any RBC platform as part of a pool of resources.

We are looking for an eager and high performing individual with an interest in continuing to develop their already advanced audit and data analytics skills. During your tenure, you will gain exposure to RBC Capital Markets products, business lines and platforms with the aim of becoming a subject matter expert. You will also work with management in achieving business objectives by identifying opportunities to improve business operations, while remaining objective and independent.

RBC Internal Audit leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

What will you do?

  • Contribute to and manage integrated audit teams in the planning, execution and reporting of audits of various businesses within RBC Capital Markets – Global Markets, Corporate and Investments Banking, and Capital Markets Operations
  • Develop, draft and review recommendations relating to audit programs and sampling techniques
  • Assess the effectiveness of internal controls, risk management practices and governance processes to complete audit programs
  • Uncover patterns, insights, trends and anomalies through analysis of data sets and the use of visualization tools
  • Assist with regulatory requests in all regions and provide support on key projects and audits.
  • Promote and assist management in self-reporting control issues
  • Respond to stakeholder needs quickly and efficiently, while building constructive relationships with Internal Audit peers and business partners
  • Contribute to the development of peers by providing direction and coaching; impart specialized skills to other audit team members through peer discussions and cooperation on integrated audits

What do you need to succeed?

Must-have

  • Minimum 4+ years of Financial Institution (preferably Banking) experience/ previous audit experience.    
  • Proficient in Project Management and auditing principles and techniques
  • Demonstrated strong written and oral communication skills, including the ability to interact effectively with team members and senior stakeholders. Aptitude and desire to work in a dynamically changing environment
  • Knowledge of technology and data analytics

 Nice-to-have

  • Capital Markets business or functional experience
  • Understanding of the principles of Operational Risk, Credit Risk, and Regulatory Risk
  • Highly proficient in the use of Microsoft Excel, Word and Powerpoint
  • CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
  • Leaders who support your development through coaching and managing opportunities 
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Flexible work/life balance options

#LI-Hybrid

#LI-POST

Job Skills

Adaptability, Auditing, Audit Programs, Capital Markets, Commercial Acumen, Communication, Detail-Oriented, Internal Auditing, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Address:

20 KING ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities