Compliance Officer

1 week ago

Guelph, Canada Experior Financial Group Inc Full time

**Compliance Officer**

Experior Financial Groups Inc. is looking for motivated individuals who works well with others but are also able to work independently. This position offers exciting challenges and the chance to learn new skills. This role best suits people who are resourceful, coachable, detail orientated, and have great time management skills.

As a member of our team, you will have a lot of fun and enjoy a positive work environment. We are a great group, looking for people who consider themselves a go-getter, and searching for a place to call home.

There are always great opportunities for career advancement for people willing to put in the effort. We are growing extremely fast and are looking for people that strive for excellence every day.

Experior Financial Group Inc. is looking for two full-time Compliance Officers.

**Responsibilities**:

- Responsible for planning, implementing, and overseeing processes to mitigate risk related items.
- Develop, implement, and manage the Company's compliance program.
- Coordinate with Regulators to ensure policies are up to date, maintained.
- Develop and write all Company compliance policies and communications.
- Schedule required trainings for Agents and Head Office Staff.

**Qualifications**:

- Must have experience working in Compliance and/or the Financial Services Industry.
- Knowledge of PIPEDA, FINTRAC, CISRO/CCIR, and CLHIA Guidelines considered a strong asset.
- Previous experience in Provincial Regulations, Agent Licensing and Compliant Sales Practices considered a strong asset.
- Superior communication skills, both verbal and written.
- Able to handle stressful situations with a positive, can-do attitude.
- Reliable and trustworthy.
- Excellent time management and organizational skills.
- Follow established guidelines and procedures.
- Strong computer skills and proficient in Office 365.
- Exceptional analytical skills.
- An ability to thrive while working with tight deadlines and multiple priorities.
- Attention to detail and accuracy.
- Take initiative and be willing to find the answer.
- Positive attitude and able to accept constructive criticism.
- Works well under pressure and is adaptable to change.
- Have great problem-solving skills.
- Speaking French / Spanish considered a strong asset.

**Salary**: $50,000.00-$75,000.00 per year

**Benefits**:

- Company events
- Dental care
- Extended health care
- Life insurance
- On-site parking
- Paid time off
- Tuition reimbursement
- Vision care

Schedule:

- Day shift
- Monday to Friday

COVID-19 considerations:
All proper COVID protocols are being followed. The office is being cleaned three times weekly along with daily touchpoint sanitation. It is a big office and physical distancing is maintained with ease.

**Education**:

- Secondary School (preferred)

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