Investigator, Domestic Fiu, Aml Risk
1 week ago
Requisition ID: 174124 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: Contributes to the overall success of the Financial Intelligence Unit (“FIU”) or the Special Investigation Unit (“SIU”) by conducting potential money laundering (“ML”) and / or terrorist financing (“TF”) investigations. Investigates time-sensitive cases referred to the FIU / SIU by AML Operations, and / or other internal or external sources, to effectively mitigate risk and identify all suspicious transactions, where there are reasonable grounds to suspect (“RGS”), and report said transactions, via suspicious transaction reports (“STRs”) to FINTRAC. Ensures all activities conducted comply with governing regulations, internal policies and procedures. Performs investigations and documents clearly reasoned findings and actions associated with FIU / SIU investigations, along with the delivery of timely disposition of such investigations. ***: **Accountabilities**: - Performs and documents FIU / SIU ML/TF investigations, along with maintaining supporting information, in accordance with Enterprise AML and FIU / SIU policies and procedures. - Research customer records, customer activities and account information to determine whether unusual activity may indicate RGS. - Identifies and investigates High-Risk customers including but not limited to potential PEPs / PEFPs, Sanctions and refers as appropriate to internal partners (e.g., EDDU, Global Sanctions, etc.). - Prepares and delivers investigative results to the appropriate staff, including identification of trends and areas of improvement. - Identifies and reports RGS within the regulatory reporting requirements and timelines. - Recommends risk mitigation actions and next steps at the conclusion of FIU / SIU investigations. - Communicates regularly with leadership to identify challenges and obstacles related to the team’s objectives. - Maintains up-to-date knowledge and skill sets relevant for ML, TF, sanctions and other regulatory matters to perform case investigations. - Identifies challenges and obstacles related to the team’s objectives and escalates them accordingly. - Understands how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions. - Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML / ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML / ATF Global Handbook and the Guidelines for Business Conduct. - Champions a high-performance environment and contributes to an inclusive work environment. Location(s): Canada : Ontario : Mississauga Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
-
Investigator, Domestic Fiu, Aml Risk
2 weeks ago
Mississauga, Canada Scotiabank Full timeRequisition ID: 171957 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** This is a temporary role ** **Purpose** Contributes to the overall success of the FIU by conducting investigations intended to effectively mitigate risk and address all relevant regulatory requirements. Ensures all activities...
-
Investigator, Domestic Fiu
1 week ago
Mississauga, Canada Scotiabank Full timeRequisition ID: 193877 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The investigator will contribute to the overall success of the Financial Intelligence Unit (“FIU”) or the Special Investigation Unit (“SIU”) by conducting potential money laundering (“ML”) and / or terrorist financing...
-
Investigator, Fiu/siu/siup
2 days ago
Mississauga, Canada Scotiabank Full timeRequisition ID: 212207 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Investigator contributes to the overall success of the Canadian Financial Intelligence Unit (FIU), the Special Investigations Unit (SIU), or the SIU Projects team (SIUP) by conducting money laundering (ML) and/or terrorist...
-
Investigator, Fiu/siu/siup
1 week ago
Mississauga, Canada Scotiabank Full timeRequisition ID: 209248 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Investigator contributes to the overall success of the Canadian Financial Intelligence Unit (FIU), the Special Investigations Unit (SIU), or the SIU Projects team (SIUP) by conducting money laundering (ML) and/or terrorist...
-
Investigator, Fiu/siu/siup
2 days ago
Mississauga, Canada Scotiabank Full timeRequisition ID: 212241 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Investigator contributes to the overall success of the Canadian Financial Intelligence Unit (FIU), the Special Investigations Unit (SIU), or the SIU Projects team (SIUP) by conducting money laundering (ML) and/or terrorist...
-
Mississauga, Canada Scotiabank Full timeRequisition ID: 232521 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Lead Investigator, Financial Intelligence Unit Governance and Business Management, supports the Governance and Business Management Team within the Financial Intelligence Unit (FIU) to ensure the delivery of clearly reasoned...
-
Senior Investigator, HRCO
2 days ago
Mississauga, Canada Scotiabank Full timeIs this role right for you? In this role, you will: Oversee up-to-date workflows/record keeping of escalations to the 2nd line. Ensure key milestones are met while meeting productivity targets. Support manager oversight, on behalf of the Group CAMLO, for all HRCO-designated high-risk customer activities (EDD, STR, Sanctions, etc.) for Canada and Global...
-
Senior Investigator, HRCO
2 days ago
Mississauga, Ontario, Canada Scotiabank Full time $100,000 - $120,000 per yearRequisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Global AML/ATF 2nd line of defense for Canadian Banking and Wealth (hereinafter referred to as "CBW") serves as an escalation point for the business lines and units, as well as a facilitator for policy interpretations.The Senior...
-
Mississauga, Canada Scotiabank Full timeRequisition ID: 226458 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Global AML/ATF Second Line of Defense for Canadian Banking and Wealth (hereinafter referred to as “CBW”) serves as an escalation point for business lines and units, as well as a facilitator for policy interpretation. The...
-
Experienced Aml Compliance Analyst
2 weeks ago
Mississauga, Canada Aml Rightsource Llc Full timeJob Description: Location- Remote from Ontario, Canada Role Overview About the Position As an Experienced AML Compliance Analyst, you will work with our clients (banks and non-bank financial institutions) to provide advice and counsel in order to help them fight financial crime and mitigate financial crime risks. The purpose of this role is to detect and...
