Compliance Manager

3 days ago

Toronto, Canada Aviva Full time

Compliance Manager - Canada

This is a great job for someone who has experience in compliance within securities industry.

A bit about the job:
We are seeking an experienced Compliance Officer to join our North American team. This role is crucial for managing all compliance matters for Aviva Investors Canada, Aviva Investors Americas, and other entities within the Aviva Investors Group. You will be responsible for providing strategic support on compliance-related matters, contributing to the design, development, and implementation of compliance policies and procedures for Canada, the US, and the Aviva Investors Group. Additionally, you will oversee compliance technology initiatives, conduct compliance monitoring and testing in areas such as the Code of Ethics, financial crime, distribution, and social media, and foster a strong compliance culture within the organization. Staying abreast of and managing regulatory changes and initiatives will also be key aspects of this role. You will regularly review and update policies and procedures to ensure they reflect business updates and comply with Canadian and US securities laws and regulatory requirements. Furthermore, you will review and approve Code of Ethics requests, including personal trading, outside activities, gifts and entertainment, political contributions, and conflicts of interest, and investigate potential breaches. Reviewing and approving marketing materials, including presentations, websites, publications, and other collateral for distribution in North America, ensuring compliance with local regulations and Aviva Investors Global standards, will also be part of your responsibilities.

Skills and experience we’re looking for:
- Extensive compliance experience gained within financial services or asset management environment preferred.- Experience with OSC, FINTRAC, SEC, and NFA.- Investment fund compliance experience preferred.- Distribution compliance experience preferred.

What you’ll get for this role:
- Compelling rewards package including base compensation, eligibility for annual bonus, retirement savings, share plan, health benefits, personal wellness, and volunteer opportunities.- Outstanding Career Development opportunities.- We’ll support your professional development education.- Competitive vacation package with the option to purchase 5 extra days off per year- Employee driven programs focused on gender, LGBTQ+, origins, diversity and inclusion- Corporate wellness programs to support our employees’ physical and mental health- Hybrid flexible work model

Aviva is for everyone:
We’re inclusive and

welcome everyone

We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working -spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look

here

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