Regulatory Surveillance Professional
1 week ago
Societe Generale de Surveillance SA is a global leader in regulatory surveillance, dedicated to providing cutting-edge solutions for financial institutions. Our team of experts works tirelessly to ensure compliance with industry rules and regulations.
We are committed to fostering a culture of excellence, innovation, and teamwork. Our employees are the backbone of our organization, and we strive to provide them with the necessary tools and support to succeed in their roles.
Job DescriptionAs a Regulatory Surveillance Professional at SGS Societe Generale de Surveillance SA, you will play a critical role in monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.
Your primary responsibilities will include:
- Participating in the development and implementation of new surveillance scenarios and minimum standards.
- Reviewing trade surveillance alerts and escalating issues to relevant stakeholders for investigation and resolution.
- Conducting quality assurance and reasonability testing of surveillance controls.
- Contributing to the preparation of management metrics and reports.
- Participating in regional and global compliance initiatives and investigations.
You will have the opportunity to work on a variety of projects, including the enhancement of our trade surveillance program and the development of new business initiatives.
Required Skills and QualificationsTo be successful in this role, you will need:
- A bachelor's degree or equivalent.
- 1-3 years of experience in either trade surveillance, general compliance, and/or financial services.
- General knowledge of applicable regulations relating to banking, broker-dealer, and futures commission merchant activity.
- Strong interpersonal and written/verbal communication skills.
- Strong analytical, problem-solving, and organizational skills.
- Ability to balance multiple, simultaneous priorities in a fast-moving and demanding environment.
We offer a comprehensive benefits package, including:
- Minimum of 20 vacation days + 4 personal days.
- Supportive maternity, paternity, parental, and adoption leave policy.
- Health spending ($2000/year) and personal spending ($1000/year) accounts with 75+ eligible reimbursement categories.
- Fully sponsored virtual healthcare assistance and Employee Assistance Program to you and your immediate family.
At SGS Societe Generale de Surveillance SA, we live by our core values of commitment, responsibility, team spirit, and innovation. We foster an inclusive and diverse work environment, where everyone feels valued and empowered to contribute to our success.
We prioritize continuous learning and development, offering various training programs and resources to help our employees grow professionally and personally.
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