Surveillance Risk Management Specialist

1 week ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About the Company

SGS Société Générale de Surveillance SA is a global leader in compliance and risk management. Our team of experts works tirelessly to ensure that our clients' businesses operate within the bounds of applicable laws, regulations, and industry rules.

Job Overview

We are seeking an experienced Surveillance Risk Management Specialist to join our team in Montreal, Canada. As a key member of our Capital Market Surveillance (CMS) team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with relevant policies, industry rules, and regulations.

Key Responsibilities:
  • Participate in the monitoring of security transactions to ensure compliance with Exchange rules and participate in regional and global projects aimed at enhancing the Trade Surveillance program.
  • Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
  • Develop, test, and implement new surveillance scenarios and minimum standards.
  • Conduct quality assurance and reasonability testing of surveillance controls.
  • Participate in regional and global compliance initiatives and investigations.
  • Analyze new and/or amended industry rules and regulations.
Requirements

To be successful in this role, you will need:

  • Bachelor's Degree or its equivalent.
  • 1-3 years of experience in either trade surveillance, general compliance, and/or financial services.
  • Experience with Microsoft Word, Excel, and PowerPoint.
Benefits

As a valued member of our team, you can expect:

  • Competitive compensation package including base salary ($65,000 - $80,000 per annum), bonus structure, and comprehensive benefits.
  • 20 vacation days + 4 personal days.
  • Supportive maternity, paternity, parental, and adoption leave policy.
  • Health spending and personal spending accounts with reimbursement options.
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program.
  • A culture of continuous development through training programs and online learning platforms.
About the Role

This is a hybrid work arrangement position, offering flexibility to work remotely and on-site, promoting interaction and collaboration with colleagues while adhering to all SG standard protocols.



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