Senior Financial Analyst
1 month ago
Job Summary
As a Senior Financial Analyst at National Bank, you will play a key role in assisting with surveillance and compliance monitoring for the Financial Markets division. This position requires a strong understanding of financial markets and regulatory requirements.
Key Responsibilities
- Perform employee business conduct surveillance, including voice and electronic communications reviews
- Identify, investigate, and manage potential violations of regulatory business conduct standards
- Update compliance program policies and procedures to account for changes in regulation and new processes
- Prepare and present reports and dashboards related to surveillance
- Provide guidance and support to the Front, Middle, and Back Offices in the interpretation of Canadian and US regulations applicable to business communications
- Assist with regulatory examinations and communications with internal audit teams
- Assist with coordination and delivery of required compliance training and annual attestations for new and existing employees
Requirements
- University degree in a related field and 1-3 years of relevant experience with a financial institution, regulatory agency, or other financial markets intermediary
- Excellent judgment and knowledge of financial markets sector
- Ability to pay attention to details and is thorough
- Ability to interface with various levels of management
- Excellent teamwork, interpersonal, and conflict resolution skills
Language Requirements
English and French
Benefits
National Bank offers a wide range of flexible benefits to help promote your wellbeing and that of your family, including health and wellness program, flexible group insurance, generous pension plan, employee share ownership plan, employee and family assistance program, preferential banking services, opportunities to get involved in community initiatives, telemedicine service, and virtual sleep clinic.
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