Regulatory Policy Specialist

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

Job SummaryWe are seeking a highly skilled Regulatory Expert Lead to join our team at the Financial Services Regulatory Authority of Ontario. This is an exciting opportunity to lead and contribute to quantitative and qualitative research, development, and assessments to support departmental initiatives.About the RoleThe successful candidate will provide...

Job OverviewWe are seeking a Regulatory Expert Leader to join our team at the Financial Services Regulatory Authority of Ontario. In this role, you will provide specialist and subject matter expertise to the development and implementation of regulatory directives, supervisory practices, and assessments.Key ResponsibilitiesProvide direction and interpretation...

At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...

We are seeking an experienced Compliance Officer to join our team in the Canadian and Global ETF Market.About UsGlobal X is an innovative financial services company with a diverse range of exchange-traded funds. With over $37 billion in assets under management, we offer a variety of investment solutions for investors of all experience levels.Job...

OverviewWe are seeking a skilled Business License Specialist to join our team at the Financial Services Regulatory Authority of Ontario. This role plays a vital part in reviewing and analyzing license and registration applications from financial services intermediaries.SalaryThe estimated salary for this position is between $58,029 and $80,306 per annum.Job...

Are you a seasoned technical writer with a passion for policy documentation? Do you have experience in the financial industry and a keen eye for detail?We are seeking an IT Policy Writer and Compliance Specialist to join our team at IFG - International Financial Group. As a key member of our team, you will be responsible for creating high-quality policy...

Job Summary:We are seeking a skilled Compliance Specialist to join our team at First National. This role will play a critical part in ensuring our compliance program remains effective and efficient.Main Responsibilities:Support the implementation of our enterprise-wide compliance regime.Conduct risk-based monitoring reviews to assess compliance with...

Finance Professionals Inc.">About Us">We are a leading financial services company dedicated to providing exceptional service and expertise to our clients.">Job Summary">We are seeking a highly skilled Senior Policy Content Specialist to join our team. As a key member of our policy management group, you will be responsible for creating and maintaining...

Job SummaryWe are seeking an experienced Regulatory Affairs Specialist to join our team at TSX Inc.About the RoleKey Responsibilities:Provide legal and regulatory support to our equities exchanges (TSX, TSXV and Alpha)Partner with business to achieve desired outcomesAct as key legal adviser for new initiatives related to our equities trading and data...

About the Role:At Infotek Consulting Services Inc., we're looking for a highly skilled Technical Policy Specialist to join our team. As a key member of our U.S. Technology group, you will play a crucial role in supporting IT remediation activities and ensuring regulatory compliance.Key Responsibilities:Contribute to the overall success of the GTA U.S. group...

Job Description:Tata Consultancy Services, a leading IT services company, is seeking a highly skilled Regulatory Compliance Specialist to join our team.About Us:TCS is an equal opportunity employer that values diversity and inclusivity. Our commitment to culture and diversity is reflected in our people stories across our workforce, implemented through...

At Scotiabank, we help our customers achieve success through a broad range of advice, products and services. We are seeking a Regulatory Compliance Specialist - Governance to contribute to the overall performance of our Global Compliance Trade Surveillance Department.About the RoleWe estimate this role's salary to be around $120,000 per year in Toronto,...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

Key ResponsibilitiesWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at CPA Ontario. As a key member of our Membership Operations team, you will be responsible for ensuring the accuracy and integrity of our membership database, as well as providing exceptional customer service to our members.Key Responsibilities:Participate...

Job Summary:The Regulatory Affairs Specialist will be responsible for ensuring product compliance with Canadian regulations and guidelines. This role will involve interpreting legislation requirements, developing and maintaining regional procedures, and supporting business partners on new product development and product reformulations.Key...

We are seeking a highly motivated Regulatory Compliance Specialist to join our team at the Ontario Public Service. This is an exciting opportunity to work with a dynamic team that is dedicated to protecting consumers and promoting business compliance.

Product Compliance Specialist:BeBee Professionals is seeking a Regulatory Affairs Specialist to ensure the company's products comply with regulatory requirements. The ideal candidate will have a strong understanding of regulatory requirements and be able to interpret and apply them to the company's products.Responsibilities: Prepare and submit regulatory...