Compliance Risk Management Professional

7 days ago

Old Toronto, Canada CitiGroup Full time
Role Overview

CitiGroup is seeking a seasoned Compliance Risk Management Professional to oversee the Compliance Program for all Citi activity within Canada.

About the Role

The Compliance Risk Country Officer (CRCO) will be responsible for ensuring global policies, standards, and processes are applied in Canada. This includes establishing suitable addenda and supplementary procedures to maintain compliance with applicable jurisdictional laws and regulations.

Key Responsibilities
  • IDentification of jurisdictional requirements, accountabilities, and process ownership, including determination of suitable staffing, hours required, and secured budget to achieve the state of compliance within risk appetite.
  • State of Compliance Reporting: Preparing quarterly reports in accordance with the approved global format and established requirements.
  • Timely reporting of significant local regulatory issues to local, overseas, regional, and global stakeholders.
  • Maintaining ongoing assessment and reporting of the State of Compliance through relevant corporate governance committees.
  • Proactively anticipating and helping the business plan for changes in the compliance and regulatory environment in the country.
  • Building and maintaining strong relationships with other functional leads to create a supportive and seamless compliance and ethical control culture.
  • Regulatory Management and Coordination: Supporting the CCOBH in the management and development of regulatory relationships.
  • Delivering to regulators and supervisors a valued interactive program of support and assurance on compliance issues, trends, themes, root cases, and impacts.
  • Ensuring prompt identification, logging in, evaluation, and formulation of a plan to address requirements arising from new and amended laws, regulations, rules, and other requirements and expectations from regulatory and enforcement authorities.
  • Ensuring regulatory change management requirements and processes are effectively operating within the country.
  • Providing strategic direction, oversight, coordination, and cooperation in respect of the country's Anti-Money Laundering compliance risk management program.
  • Providing direction and oversight in supporting the ICRM teams in the country related to local requirements and applicable extraterritorial laws.
  • Ensuring country elements of the ICRM global training plan are current and reflect local regulations.
  • Working with management to ensure continued improvement in self-identification of issues, and appropriate escalation and monitoring processes to ensure timely and effective remediation.
  • Proactively leading the ICRM team to provide value-added and timely compliance risk management direction.
  • Championing a high-performance environment and implementing a people strategy that attracts, retains, develops, embraces diversity, and motivates teams.
  • Supporting ICRM efforts to enhance technology and automation across the function.
  • Being the transformation leader in the country and accountable to the Transformation Managing Director.
Qualifications
  • Credibility as a subject matter expert and experience of dealing with issues that have a high impact at all levels of the organization.
  • Experience of working with key country-level regulators and industry associations.
  • Knowledge of local regulatory requirements and obligations and the ability to identify emerging compliance issues and themes.
  • An ability to influence senior business leaders on all compliance risk-related matters affecting the business.
  • The ability to thrive and execute in a complex, highly matrixed, global environment.
  • Fluency in English language required and local language proficiency.
Compensation

$120,000 - $180,000 per annum, depending on experience and qualifications.

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