Financial Surveillance Expert
1 week ago
As a Financial Surveillance Expert at SGS Société Générale de Surveillance SA, you will be part of a global team responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.
Key Responsibilities- You will participate in the monitoring of security transactions for compliance with Exchange rules.
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing and implementation of new surveillance scenarios and minimum standards.
- Contribute to the quality assurance and reasonability testing of surveillance controls.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- A competitive salary range of $80,000 - $110,000 per year, depending on experience.
- A comprehensive benefits package including 20 vacation days, supportive maternity and paternity leave policy, and health spending accounts.
- A culture of continuous development through training programs such as Coursera, GoFluent, Pluralsight, and First Finance.
- Bachelor's Degree or equivalent.
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
- Strong analytical, problem-solving, and organizational skills.
- Ability to balance multiple, simultaneous priorities in a fast moving environment.
Language: English
-
Trade Surveillance Expert
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAt SGS Société Générale de Surveillance SA, we are seeking a Trade Surveillance Expert to join our team in the Montreal office. This exciting opportunity is part of our global Compliance program, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US...
-
Trade Surveillance Expert
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Société GénéraleSociété Générale de Surveillance SA is a global leader in trade surveillance, with a strong presence in the financial industry. Our team of experts works tirelessly to ensure compliance with regulatory requirements and industry standards.
-
Regulatory Surveillance Expert
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAt SGS Société Générale de Surveillance SA, we are seeking a highly skilled Regulatory Surveillance Expert to join our team in Montreal. In this exciting role, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance...
-
Trade Surveillance Compliance Expert
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleIn this exciting opportunity, you will join our Capital Market Surveillance team at Société Générale de Surveillance SA as a Trade Surveillance Compliance Expert. The team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.As a key member...
-
Financial Surveillance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SASGS Société Générale de Surveillance SA is a global leader in capital market surveillance, dedicated to ensuring the integrity of financial markets.We are seeking an experienced Financial Surveillance Specialist to join our team in Montreal, where you will play a key role in monitoring security...
-
Financial Surveillance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe GeneraleSociete Generale de Surveillance SA is a leading provider of financial surveillance solutions, committed to delivering innovative and effective monitoring tools to its clients.
-
Trade Surveillance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SA:We are a global leader in trade surveillance, working with financial institutions to protect them from regulatory risks and ensure compliance with industry rules and regulations.Our team is comprised of experts who work together to monitor security transactions, identify potential issues, and develop...
-
Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SAWe are a leading provider of market surveillance solutions, dedicated to ensuring the integrity of global markets. Our team is comprised of experts in trade surveillance, compliance, and risk management.Our mission is to deliver innovative solutions that help our clients navigate complex regulatory...
-
Financial Compliance Surveillance Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSGS Société Générale de Surveillance SA, a leading provider of compliance solutions, is seeking an experienced Financial Compliance Surveillance Specialist to join our team.The ideal candidate will have 1-3 years of experience in trade surveillance, general compliance, and/or financial services. Strong analytical, problem-solving, and organizational...
-
Regulatory Compliance Surveillance Expert
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale de Surveillance SA's Capital Market Surveillance team is a key component of the Compliance department, responsible for monitoring security transactions and Firm communications to ensure adherence to relevant policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Montreal office...
-
Trade Surveillance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSGS Société Générale de Surveillance SA is a global leader in trade surveillance, providing cutting-edge solutions to ensure compliance with regulatory requirements. We are seeking an experienced Regulatory Compliance Expert to join our team.About the JobThe successful candidate will be responsible for monitoring security transactions and collaborating...
-
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociété Générale de Surveillance SA's Capital Market Surveillance team, a part of the Compliance department, is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable regulations and industry rules.The US CMS Trade Surveillance team in the Montreal office is seeking an additional resource to support...
-
Financial Surveillance Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAt SGS Société Générale de Surveillance SA, we are seeking a highly skilled Financial Surveillance Compliance Officer to join our team. This exciting opportunity will enable you to work in a key area of our Compliance program, interacting with regional and global colleagues within the surveillance team and across various business units to mitigate...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring security...
-
Regulatory Surveillance Professional
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeCompany OverviewSociete Generale de Surveillance SA is a global leader in regulatory surveillance, dedicated to providing cutting-edge solutions for financial institutions. Our team of experts works tirelessly to ensure compliance with industry rules and regulations.We are committed to fostering a culture of excellence, innovation, and teamwork. Our...
-
Trade Surveillance Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the OpportunitySociete Generale de Surveillance SA is a leading player in trade surveillance, with a global presence and a team of experts dedicated to ensuring compliance with industry rules and regulations.As a Trade Surveillance Specialist, you will play a key role in monitoring security transactions and Firm communications, identifying potential...
-
Financial Compliance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale de Surveillance SA's Capital Market Surveillance (CMS) team, within the Compliance department, is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring security...
-
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe Generale de Surveillance SASociete Generale de Surveillance SA, a leading global player in trade surveillance, is seeking a skilled Compliance Officer to join its team. Our company is dedicated to providing innovative solutions for financial institutions to mitigate regulatory and reputational risks.Our team of experts works closely with...
-
Surveillance Risk Management Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the CompanySGS Société Générale de Surveillance SA is a global leader in compliance and risk management. Our team of experts works tirelessly to ensure that our clients' businesses operate within the bounds of applicable laws, regulations, and industry rules.Job OverviewWe are seeking an experienced Surveillance Risk Management Specialist to join...
-
Trade Surveillance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance (CMS) team within the Compliance department is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS comprises two surveillance teams: one focused on transaction monitoring and the other on...