Financial Surveillance Expert

1 week ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About the Role

As a Financial Surveillance Expert at SGS Société Générale de Surveillance SA, you will be part of a global team responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.

Key Responsibilities
  • You will participate in the monitoring of security transactions for compliance with Exchange rules.
  • Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
  • Participate in the development, testing and implementation of new surveillance scenarios and minimum standards.
  • Contribute to the quality assurance and reasonability testing of surveillance controls.
  • Assist with the review and analysis of new and/or amended industry rules and regulations.
What We Offer
  • A competitive salary range of $80,000 - $110,000 per year, depending on experience.
  • A comprehensive benefits package including 20 vacation days, supportive maternity and paternity leave policy, and health spending accounts.
  • A culture of continuous development through training programs such as Coursera, GoFluent, Pluralsight, and First Finance.
Requirements
  • Bachelor's Degree or equivalent.
  • 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
  • Strong analytical, problem-solving, and organizational skills.
  • Ability to balance multiple, simultaneous priorities in a fast moving environment.

Language: English



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