Regulatory Affairs Specialist

7 days ago


Vancouver, British Columbia, Canada Hiive LLC Full time

**About Us**

Hiive is a leading fintech marketplace connecting buyers and sellers of pre-IPO companies. Our cutting-edge technology and capital markets team drive the fastest growing marketplace for unicorns on the planet.

**Job Summary**

We are seeking a skilled Regulatory Affairs Specialist to provide expert legal counsel and support the smooth operation of our marketplace business. As a mid-level to senior securities lawyer with an entrepreneurial mindset, you will advise on complex US securities law matters, particularly private placements, funds, FINRA compliance, and broker-dealer regulatory issues.

**Key Responsibilities**

* Provide ongoing advice and guidance on new or evolving regulatory requirements or risks impacting the company's securities business* Draft, review, maintain, and advise on transactional legal documents, including customer agreements, fee-related agreements, letters of intent, subscription agreements, side letters, etc.* Advise the business on a wide range of complex US securities law matters, particularly private placements, funds, FINRA compliance, and broker-dealer regulatory matters*

**Requirements**

* JD or LLB, and license to practice law in at least one state* 5+ years of relevant legal experience at a top US law firm or corporate in-house setting* Experience advising fintech companies or financial institutions, such as investment banks, private funds, exchanges, or trading platforms, or broker-dealers/intermediaries* In-house legal experience in a publicly traded company*

**What We Offer**

* Opportunity to participate in ownership of a rapidly growing early-stage startup through our employee stock option plan* Comprehensive 100% employer-paid health and dental premiums and a health spending account* Engaging social calendar, including bi-weekly catered lunches, bi-weekly Friday bar, team workouts, annual summer party, and holiday party* Sponsorship, immigration, and relocation for exceptional candidates*

**Estimated Salary:** $120,000 - $150,000 per year



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