Market Compliance Risk Manager

Achieve a positive impact on the organization by joining National Bank as a Senior Analyst in the Communications Surveillance team. The role is to assist with surveillance and compliance monitoring for the Financial Markets division.Key responsibilities include performing employee business conduct surveillance, identifying potential violations of regulatory...

Job SummaryThis is a key role within the Market Compliance Risk team, focusing on Trade Surveillance to ensure compliance with Exchange rules.We are seeking an experienced professional to join our team in Montreal, working closely with colleagues and partners across various business units to mitigate regulatory and reputational risks.

We are seeking a highly skilled Compliance Risk Manager Senior to join our team at Crédit Agricole Corporate and Investment Bank. The role will involve working closely with senior management to identify, assess, and mitigate compliance risks across the organization.Job OverviewThe Compliance Risk Manager Senior will be responsible for developing and...

Job OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our Financial Markets team at National Bank.About the RoleThis is an exciting opportunity to work in a dynamic and fast-paced environment, where you will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. As a...

Job TitleCompliance Risk ManagerAbout MEDLOG Transport & LogisticsMEDLOG is a leading provider of global inland solutions, dedicated to delivering customer-centric, reliable, and resourceful logistics and supply chain services. Our mission is to provide customizable logistics solutions that help our customers get their goods to market rapidly and...

Societe Generale de Surveillance SA's Capital Market Surveillance team is a global unit within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team consists of two surveillance teams, one focused on the monitoring of security...

Job SummaryWe are seeking a highly skilled Compliance and Risk Management Professional to join our team at Addenda Capital inc. as a member of the Compliance and Risk team.About the RoleAs a key member of our team, you will work closely with the Chief Compliance Officer and Chief Risk Officer to implement and maintain our compliance program, ensuring...

About SGS Societe Generale de Surveillance SASGS Société Générale de Surveillance SA is a global leader in the field of compliance and risk management. Our team within the Compliance department is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.The US...

A career as a Senior Analyst in the Communications Surveillance team at National Bank offers a unique opportunity to contribute to the firm's regulatory risk management strategy for the Financial Markets division. By diligently reviewing communications, you will help ensure compliance with regulatory requirements and NBC's internal policies.Job...

Job OverviewRichardson Wealth is seeking a skilled Compliance and Risk Management Professional to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our organization meets all regulatory requirements and maintains the highest standards of ethics and integrity.About UsWe are a leading Canadian wealth...

About the Role:We are seeking a talented Compliance Risk Manager to join our team at SGS Société Générale de Surveillance SA. As a Compliance Risk Manager, you will be responsible for monitoring security transactions to ensure compliance with Exchange rules.Responsibilities:Review of trade surveillance alerts and escalation of issues to relevant...

A career in the Communications Surveillance team at National Bank offers a unique opportunity to make a positive impact on the organization by reducing regulatory risk through diligent review of communications. As a Senior Analyst, you will be responsible for assisting with surveillance and compliance monitoring for the Financial Markets division.Key...

Role OverviewThis role supports clients in the mining and metals industry by assisting their Ethics and Compliance (E&C) teams in managing and implementing the E&C Program across Canada and the Americas region.Key ResponsibilitiesImplement the E&C Business Integrity and Compliance Programme, ensuring adherence to E&C Standards and Procedures.Provide expert...

About UsSociete Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams: one focused on monitoring security transactions...

Job SummaryAs a Compliance Supervisor, you will play a critical role in managing centralized approvals nationwide and providing essential support to regional Compliance Supervisors during their absences.This role involves conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance efforts to ensure that all Wealth...

Job DescriptionSociete Generale de Surveillance SA's Capital Market Surveillance team is seeking a skilled Compliance Risk Management Specialist to join our global compliance program. This exciting opportunity will allow you to work in a key area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across...

About the RoleAs a Compliance Risk Management Professional at SGS Société Générale de Surveillance SA, you will play a crucial role in ensuring the company's Capital Market Surveillance program is aligned with regulatory requirements and industry standards.This position offers an exciting opportunity to join a global team responsible for monitoring...

About Société Générale's Capital Market Surveillance:Société Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.CMS consists of two surveillance teams, one...

About the Role:SGS Société Générale de Surveillance SA is seeking a skilled Regulatory Compliance Risk Management Specialist to join its Capital Market Surveillance team in Montreal. This exciting opportunity will allow you to work in a key area of the company's Compliance program, interacting with regional and global colleagues within CMS and across...

About the JobSociete Generale's Capital Market Surveillance (CMS) team is part of the Compliance department, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams: one focused on security transactions and the other on audio...