Senior Manager, Canadian Banking Advisory
1 week ago
The Senior Manager, Canadian Banking Advisory is responsible for providing expert guidance on business and market conduct regulatory compliance requirements for EQ Bank | Equitable Bank. This role involves delivering day-to-day compliance advisory services, collaborating with stakeholders, and developing compliance policies to ensure the bank's mortgage, home equity lines of credit, registered deposit products, reverse mortgages, insurance lending, commercial lending, and consumer lending products comply with regulatory requirements.
This position reports to the Senior Director, Deputy Chief Compliance Officer. The Senior Manager will also provide strategic advice, exercise managerial and technical latitude, and contribute to regular compliance reporting to senior management and the board.
The ideal candidate will have a strong background in regulatory legislation, excellent analytical and problem-solving skills, and excellent written and verbal communication skills. They will be well-organized, detail-oriented, and comfortable functioning in a complex environment.
Key Responsibilities
- Deliver day-to-day compliance advisory services for business and market conduct regulatory compliance requirements
- Collaborate with stakeholders across financial and operational risk to assess the risks of new and material changes to products and services, processes, or systems
- Develop, maintain, and regularly review compliance policies to communicate internal requirements related to compliance with business and market conduct requirements
- Regularly review customer-facing documents and information to ensure EQ Bank | Equitable Bank is compliant with all market and business conduct requirements
- Contribute to regular compliance reporting to senior management and the board
Requirements
- Strong background in regulatory legislation
- Excellent analytical and problem-solving skills
- Excellent written and verbal communication skills
- Well-organized, detail-oriented, and comfortable functioning in a complex environment
Accountabilities
- Support the Senior Director in managing the development and maintenance of enterprise-wide compliance-related policies and programs
- Act as a subject matter expert and 'go-to' person for consumer compliance requirements and developments affecting business operations and the financial services industry
- Develop applicable Compliance testing and monitoring to identify opportunities to strengthen controls, identify trends, and mitigate regulatory and privacy risk
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Senior Manager, Canadian Banking Advisory
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Toronto, Canada EQ Bank | Equitable Bank Full timePurpose of the JobThe Senior Manager, Canadian Banking Advisory is the subject matter expert in business and market conduct regulatory compliance requirements applicable to Equitable Bank and Equitable Trust’s mortgage and home equity lines of credit, registered deposit products, reverse mortgages, insurance lending, commercial lending, and consumer...
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Senior Manager, Canadian Banking Advisory
4 months ago
Toronto, Canada EQ Bank | Equitable Bank Full timePurpose of the JobThe Senior Manager, Canadian Banking Advisory is the subject matter expert in business and market conduct regulatory compliance requirements applicable to Equitable Bank and Equitable Trust’s mortgage and home equity lines of credit, registered deposit products, reverse mortgages, insurance lending, commercial lending, and consumer...
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