AML Financial Crime Risk Senior Investigator

1 day ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
Job Summary

We are seeking a highly skilled and experienced AML Financial Crime Risk Senior Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our Financial Crime Risk team, you will be responsible for conducting complex investigations, reviewing and analyzing data, and providing recommendations to prevent and detect financial crime.

Key Responsibilities
  • Conduct quality control reviews of investigations completed by AML Financial Crime Risk Investigators, including review of investigations that resulted in no Suspicious Transaction Reports (STRs) as well as investigations that resulted in STRs and other regulatory reporting and risk mitigation.
  • Conduct a variety of complex investigations, including AML, Sanctions/ABAC, and Financial Crime.
  • Assist with reviewing and investigating Production Orders and Grid alerts issued by law enforcement agencies related to criminal actions.
  • Ensure regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.
  • Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats.
  • Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied.
  • Work effectively with internal and external stakeholders at other financial institutions, law enforcement agencies, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure.
  • Conduct investigations in a professional and timely manner.
  • Identify and communicate procedural weaknesses to businesses.
  • Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders.
  • Maintain and establish working relationships with internal partners (e.g., HR, Legal, corporate security, etc.) for investigative purposes.
  • Investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations.
Requirements
  • Undergraduate degree or relevant professional certifications, designations, or equivalent required.
  • 5+ years relevant experience.
  • Strong knowledge of Canadian AML legislation, requirements and guidance including by not limiting to Financial Transactions Report Analysis Centre of Canada (FINTRAC), Officer of the Superintendent of Financial Institutions (OSFI), Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), and the Criminal Code of Canada.
  • Strong knowledge and experience with investigating complex and sensitive ML/TF and sanctions investigations.
  • Strong knowledge of Production Orders, Grid Alerts, referrals from Bank Crime Prevention and Investigation Framework (BCPIF) and other referrals.
  • Strong knowledge of quality control testing and audit.
  • Strong knowledge and experience interacting with law enforcement, corporate security, and other investigative groups.
  • Excellent oral and written communication skills.
  • Coaching and counseling skills.
  • Ability to delegate work to others, work well independently and ability to collaborate and build positive relationships.
  • Strong decision-making, critical thinking, follow-through ability, analytical skills.
  • Ability to respond to shifting priorities quickly and managing competing priorities.
  • Proficiency in using computer applications including MS Office.
  • Ability to exercise sound judgement in making decisions.
About Us

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

We are deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.

We offer a Total Rewards package that reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

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