Senior KYC Professional for Capital Markets

6 days ago

London, Ontario, Canada Royal Bank of Canada Full time

About the Role

We are seeking a highly skilled Senior KYC Analyst to join our team in London. As a key member of our Client Onboarding department, you will play a critical role in ensuring that Know Your Client (KYC) due diligence and information is collected prior to establishing any client relationship in accordance with UK Anti-Money Laundering (AML) Compliance regulations and RBC policies.

Job Description

The successful candidate will be responsible for:

  • Processing new client and account opening forms and maintaining reference databases with completed records and information.
  • Assessing issues of potential non-compliance, providing recommendations, and working with areas involved to resolve and implement improved controls.
  • Conducting KYC due diligence searches and performing reviews for Low/Medium/High risk customers.
  • Responding to adhoc requests for information from Business areas regarding appropriate KYC documentation.
  • Identifying potential areas for improved processing and automation of manual processes wherever possible.
  • Acting as Subject Matter Expert on KYC UK policy and having working knowledge of other regional requirements.
  • Coordinating cross-regional onboarding.
  • Escalating to RBCCM AML Compliance and on clients identified as High Risk or where material adverse information has been identified.
  • Escalating to the Global Economic Sanctions Team (GES) on material matters relating to sanctions or ABAC, respectively.

Requirements

To succeed in this role, you will need:

  • Good recent or relevant KYC/AML experience in Capital Markets in a Global Investment Bank.
  • A Bachelor's degree or equivalent.
  • In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation regulatory requirements.
  • In-depth knowledge of Capital Markets products, trade systems, and business lines.
  • KYC/AML industry tools, portals, information sources, and vendor products experience.
  • Fenergo and CLM tools experience.
  • Client Services experience.

What We Offer

We offer a comprehensive compensation package, including a competitive salary range of £55,000 - £75,000 per annum, depending on experience, plus a range of benefits and perks.

About Us

Royal Bank of Canada (RBC) is a leading financial institution dedicated to helping our clients thrive and communities prosper. We pride ourselves on our commitment to diversity, equity, and inclusion, and we welcome applications from candidates from diverse backgrounds.

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