Cryptocurrency Compliance Strategist
1 week ago
Welcome to Worthland Consulting Inc., a premier quality recruitment agency based in Canada. We specialize in the web3 and crypto space, connecting top candidates with the right jobs.
About Our MissionOur mission is to bridge the gap between exceptional talent and innovative companies in the cryptocurrency industry. Whether you're looking to hire or find a new job, we're here to facilitate meaningful connections.
About This RoleWe're seeking an experienced Chief Compliance Officer for one of our esteemed clients in Canada. This leading player in the cryptocurrency trading industry prioritizes innovative services while ensuring full compliance with regulations and industry standards.
As a key member of our team, you'll play a crucial role in promoting a culture of compliance, supervising firm activities, and setting industry standards. You'll maintain a deep understanding of regulatory requirements and implement robust processes to ensure compliance.
This includes leading audits, reviews, and examinations, as well as working cross-functionally across teams to align with regulatory expectations. The successful candidate will oversee compliance policies, review client accounts, manage regulatory relationships, and ensure adherence to privacy laws and standards.
This is a full-time position offering the opportunity to make a significant impact in a dynamic and fast-paced industry.
Responsibilities- Promote compliance and set industry standards for cryptocurrency trading services.
- Maintain a deep understanding of industry issues, regulatory requirements, and associated changes.
- Establish effective supervision and control of the organization's activities to ensure adherence to applicable laws and regulations.
- Review and approve new client accounts, ensuring know-your-client (KYC) information is complete.
- Investigate and respond to client and privacy-related complaints in a timely manner.
- Review and update contracts, forms, and compliance policies for effectiveness.
- Interact with regulators on compliance issues and ensure alignment with regulatory standards.
- Oversee NRD registrations, licensing, and compliance of employees under securities requirements.
- Monitor and maintain regulatory requirements for insurance, bonding, and working capital.
- Conduct annual reviews of compliance policies and procedures, ensuring they are up-to-date.
- Minimum 5+ years of experience in compliance within a CIRO/IIROC dealer member.
- Previous experience as a Chief Compliance Officer or in a senior compliance position is required.
- An undergraduate degree in Finance, Business, Economics, or a related field.
- Familiarity with NI 31-103, CIRO Investment Dealer Rules, PIPEDA, and regulatory requirements set by the OSC, BCSC, AMF, and CIRO.
If you're an experienced compliance professional seeking a challenging role in the cryptocurrency industry, we encourage you to apply.
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