Compliance Monitoring Operations Specialist
2 weeks ago
Société Générale's Capital Market Surveillance team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations. This role offers an exciting opportunity to join the US CMS Trade Surveillance team in our Montreal office, supporting the monitoring of security transactions and collaborating with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.
Key Responsibilities
As a Compliance Monitoring Operations Specialist, you will participate in the monitoring of security transactions for compliance with Exchange rules, review trade surveillance alerts, and escalate issues to relevant stakeholders for investigation and resolution. You will also participate in the development, testing, and implementation of new surveillance scenarios and minimum standards, quality assurance, and reasonability testing of surveillance controls, and assist with regional and global compliance initiatives and investigations.
Requirements
This role requires a Bachelor's Degree or its equivalent and 1-3 years of experience in either trade surveillance, general compliance, and/or financial services. You should be proficient in Microsoft Word, Excel, and PowerPoint. Fluency in English is essential, as you will collaborate regularly with colleagues and partners in the United States. In addition, you will need to submit to an enhanced background screening, including fingerprint collection by a third-party vendor selected by the Financial Industry Regulatory Authority.
Benefits
SG Société Générale de Surveillance SA offers a competitive salary range of $70,000 - $90,000 per year, depending on experience. Additionally, we provide supportive maternity, paternity, parental, and adoption leave policy, health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories, fully sponsored virtual healthcare assistance, and Employee Assistance Program to you and your immediate family. We also offer a culture of continuous development through various training programs, such as Coursera, GoFluent, Pluralsight, First Finance, and others.
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled professional to join its ranks as a Compliance Monitoring Specialist. This exciting opportunity will see you working in a key area of the Compliance program, interacting with regional and global colleagues to mitigate regulatory and reputational risks.The Compliance...
-
Compliance Monitoring Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations. We are seeking a Compliance Monitoring Specialist to support our monitoring of security transactions and Firm communications in the...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled Compliance Monitoring Specialist to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled professional to join its Montreal office. As a Compliance Monitoring Specialist, you will play a key role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The successful candidate...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SAWe are seeking a Compliance Monitoring Specialist to join our team in Montreal. As a key member of our Capital Market Surveillance team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Montreal office to support its monitoring of the U.S....
-
Compliance Risk Monitoring Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale de Surveillance SA is seeking a Compliance Risk Monitoring Specialist to join its Capital Market Surveillance team in Montreal. This exciting opportunity involves monitoring security transactions and Firm communications to ensure compliance with industry rules and regulations.The successful candidate will work in a key area of...
-
Compliance Monitoring Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is seeking a skilled Compliance Monitoring Specialist to join its global team. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal...
-
Compliance Monitoring Operations Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale's Capital Market Surveillance (CMS) team within the Compliance department is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams: one focused on security transactions and the other on audio and electronic...
-
Compliance Monitoring Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team consists of two surveillance teams, one focused on monitoring security transactions and the other on monitoring audio and...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of the...
-
Compliance Monitoring Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance (CMS) team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking a resource to support its monitoring of the U.S. market. This is an exciting...
-
Compliance Monitoring Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance (CMS) team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking a resource to support its monitoring of the U.S. market. This is an exciting...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
-
Compliance Monitoring Specialist
2 months ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Job:Société Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security transactions...
-
Compliance Monitoring Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring...
