Compliance Expert for Crypto Industry
7 days ago
Company Overview
Worthland Consulting Inc. is a premier quality recruitment agency based in Canada, specializing in the web3 and crypto space. Our mission is to connect top talent with leading companies in these industries.
Salary
We offer a competitive salary range of $120,000 - $180,000 per year, commensurate with experience.
Job Description
We are seeking an experienced Chief Compliance Officer to join our esteemed client in Canada. This leading player in the cryptocurrency trading industry requires a compliance professional to ensure regulatory compliance and industry standards.
About the Role
- Promote compliance and set industry standards for cryptocurrency trading services.
- Maintain a deep understanding of industry issues, regulatory requirements, and associated changes.
- Establish effective supervision and control of the organization's activities to ensure adherence to applicable laws and regulations.
- Review and approve new client accounts, ensuring know-your-client (KYC) information is complete.
- Train staff on changes in firm operations and securities legislation.
- Lead efforts related to audits, reviews, and examinations.
- Investigate and respond to client and privacy-related complaints in a timely manner.
- Review and update contracts, forms, and compliance policies for effectiveness.
- Interact with regulators on compliance issues and ensure alignment with regulatory standards.
- Oversee NRD registrations, licensing, and compliance of employees under securities requirements.
- Monitor and maintain regulatory requirements for insurance, bonding, and working capital.
- Conduct annual reviews of compliance policies and procedures, ensuring they are up-to-date.
- Coordinate SOC 2 Type 2 audits in collaboration with the IT department.
Requirements
- Experience: Minimum 5+ years of experience in compliance within a CIRO/IIROC dealer member. Previous experience as a Chief Compliance Officer or in a senior compliance position is required.
- Education: An undergraduate degree in Finance, Business, Economics, or a related field.
- Knowledge: Familiarity with NI 31-103, CIRO Investment Dealer Rules, PIPEDA, and regulatory requirements set by the OSC, BCSC, AMF, and CIRO.
- Collaborative Communication: Strong ability to work as part of a team and communicate effectively with various stakeholders.
- Analytical & Strategic Thinking: Possess an analytical mindset with problem-solving capabilities and attention to detail.
- Time Management: Ability to work efficiently under pressure, manage multiple priorities, and meet strict deadlines.
We Offer
- A competitive salary package.
- Opportunities to grow within a dynamic and innovative industry.
- A collaborative and supportive work environment.
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