Compliance Director
3 weeks ago
**Reporting to the Assistant Vice-President, Canada Compliance, Group**
The Director will lead a team of Compliance Managers responsible for providing independent compliance oversight, guidance and support to the Group Benefits (GBB) business for Sun Life Financial Canada.
The incumbent will be familiar with the products and services offered by GB, corresponding operations, regulators and the regulatory environment, and emerging issues impacting the business.
The successful candidate will have the ability to work closely with their compliance and business partners to influence compliant outcomes within the organization.
Key Responsibilities:- Developing and Leading a Compliance Team: Developing and leading an effective team to provide compliance oversight, support, and guidance to the business.
- Regulatory Compliance: Working within an existing RCM program, ensuring the business is aware of existing, new and changing regulatory requirements, and is in compliance.
- Compliance Verification: Working with teams accountable for analytics and testing to ensure appropriate, ongoing compliance verification.
- Escalation of Compliance Matters: Escalation of compliance matters as appropriate.
- Reporting and Analysis: Preparation of quarterly compliance memos, and ad hoc reporting.
- Key Risk Indicators (KRIs): Development of KRIs, analysis of trends.
- Prioritization and Resource Allocation: Prioritizing issues and applying appropriate resources to execute on compliance initiatives and projects.
- Business Partnerships: Active participation on various business groups (such as Risk Committees, Business Practice Review discussions, product development discussions, etc.) to provide compliance advice and support, and to ensure compliant outcomes.
- Regulatory Compliance Management: Assisting the Business Unit Compliance Officer (BUCO) in fulfilling the mandate outlined in Sun Life's Regulatory Compliance Management Operating Guideline, including:
- Promotion of Compliance Awareness: Promotion of compliance awareness to business unit employees to reduce compliance risk.
- Quality Reporting: Provision of quality reporting on compliance matters.
- Regulatory Contact: Contact with regulators with respect to compliance-related matters.
- Compliance Risk Management: Overseeing that compliance risks are identified and managed in the business unit.
- Internal Controls: Assisting the business unit in establishing processes to provide and document adequate internal controls and monitoring procedures to assess ongoing compliance with compliance requirements and mitigation of compliance risks.
- Knowledge and Experience: Knowledge of GB products and services, the regulatory environment and emerging issues impacting the business.
- Regulatory Compliance Management Experience: Knowledge of Regulatory Compliance Management and experience in working in a 3LOD environment.
- Technical Skills: Strong Excel and macro writing skills to facilitate analysis of trends and reporting.
- Leadership and Management Skills: Ability to manage and prioritize multiple accountabilities with minimal direction.
- Organizational and Project Management Skills: Strong organizational, documentation, project and process management skills.
**Language Requirements:** Bilingualism (French, English, both oral and written) is required for Quebec only for the frequent interactions with English and French-speaking colleagues or internal partners across Canada or worldwide.
-
Director of Compliance Oversight
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeJob DescriptionJob Title: Director of Compliance OversightJob Summary:We are seeking a highly skilled and experienced Director of Compliance Oversight to join our team at Sun Life. As a key member of our compliance team, you will be responsible for leading a team of Compliance Managers and providing independent compliance oversight, guidance, and support to...
-
Director of Compliance Oversight
3 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeJob DescriptionJob Title: Director of Compliance OversightJob Summary:We are seeking a highly skilled and experienced Director of Compliance Oversight to join our team at Sun Life. As a key member of our compliance team, you will be responsible for leading a team of Compliance Managers and providing independent compliance oversight, guidance, and support to...
-
Director, Compliance Leadership
2 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeDirector, Group Compliance LocationsWe are seeking a seasoned Director to lead our Group Compliance Locations team, providing strategic oversight and guidance to ensure compliance with regulatory requirements.About the RoleLead a team of Compliance Managers in providing compliance oversight, guidance, and support to the Group Benefits business.Develop and...
-
Director, Compliance Leadership
3 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeDirector, Group Compliance LocationsWe are seeking a seasoned Director to lead our Group Compliance Locations team, providing strategic oversight and guidance to ensure compliance with regulatory requirements.About the RoleLead a team of Compliance Managers in providing compliance oversight, guidance, and support to the Group Benefits business.Develop and...
-
Director, Group Compliance
2 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeJob Description:**About the Role:**We are seeking a highly skilled and experienced Compliance Director to join our team at Sun Life Financial. As a key member of our compliance team, you will be responsible for leading a team of Compliance Managers and providing independent compliance oversight, guidance, and support to our Group Benefits business.Key...
-
Director, Group Compliance
2 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeJob Description:**About the Role:**We are seeking a highly skilled and experienced Compliance Director to join our team at Sun Life Financial. As a key member of our compliance team, you will be responsible for leading a team of Compliance Managers and providing independent compliance oversight, guidance, and support to our Group Benefits business.Key...
-
Director, Compliance
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeJob Summary:Sun Life is seeking a highly skilled Director, Compliance to support a varied mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in Canada...
-
Director, Compliance
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeJob Summary:Sun Life is seeking a highly skilled Director, Compliance to support a varied mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in Canada...
-
Director, Group Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Director to lead our Group Compliance team at Sun Life Financial. As a key member of our organization, you will be responsible for providing independent compliance oversight, guidance, and support to our Group Benefits business.Key ResponsibilitiesLead a Team of Compliance Professionals:...
-
Director, Group Compliance Specialist
3 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Director to lead our Group Compliance team at Sun Life Financial. As a key member of our organization, you will be responsible for providing independent compliance oversight, guidance, and support to our Group Benefits business.Key ResponsibilitiesLead a Team of Compliance Professionals:...
-
Director, Compliance Oversight
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeJob Summary:The Director, Compliance Oversight will lead a team of Compliance Managers responsible for providing independent compliance oversight, guidance and support to the Group Retirement Services (GRS) business for Sun Life Financial Canada.Key Responsibilities:Develop and lead an effective team to provide compliance oversight, support, and guidance to...
-
Director, Compliance Oversight
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeJob Summary:The Director, Compliance Oversight will lead a team of Compliance Managers responsible for providing independent compliance oversight, guidance and support to the Group Retirement Services (GRS) business for Sun Life Financial Canada.Key Responsibilities:Develop and lead an effective team to provide compliance oversight, support, and guidance to...
-
Director, Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeAbout the RoleSun Life is seeking a Director, Compliance to support a varied mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in Canada utilizing a...
-
Director, Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeAbout the RoleSun Life is seeking a Director, Compliance to support a varied mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in Canada utilizing a...
-
Director, Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeAbout the RoleSun Life is seeking a Director, Compliance to support a diverse mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in Canada utilizing a...
-
Director, Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeAbout the RoleSun Life is seeking a Director, Compliance to support a diverse mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in Canada utilizing a...
-
Director, Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeAbout the RoleSun Life Financial is seeking a Director, Compliance Specialist to support a varied mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in...
-
Director, Compliance Specialist
2 weeks ago
Kitchener, Ontario, Canada Sun Life Financial Full timeAbout the RoleSun Life Financial is seeking a Director, Compliance Specialist to support a varied mandate within Canadian Compliance. Reporting to the AVP, Canada Compliance and Chief Compliance Officer, Privacy, this role is primarily accountable for optimizing a Regulatory Compliance Management (RCM) program for the Corporate Functional Areas (CFA's) in...
-
Compliance Director, Group Operations
3 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeAbout the Role:The Director, Group Compliance will lead a team of Compliance Managers responsible for providing independent compliance oversight, guidance and support to the Group Benefits business for Sun Life Financial Canada.Key Responsibilities:Developing and leading an effective team to provide compliance oversight, support, and guidance to the...
-
Compliance Director, Group Operations
2 weeks ago
Kitchener, Ontario, Canada Sun Life Full timeAbout the Role:The Director, Group Compliance will lead a team of Compliance Managers responsible for providing independent compliance oversight, guidance and support to the Group Benefits business for Sun Life Financial Canada.Key Responsibilities:Developing and leading an effective team to provide compliance oversight, support, and guidance to the...
