Risk Management Associate Director

1 day ago


Old Toronto, Ontario, Canada Mufg Investorservices Full time
Associate Director, Third Party Risk Manager

At MUFG Investor Services, we're seeking an experienced Associate Director to join our Third Party Risk Management team. As a key member of our team, you'll play a critical role in maintaining and implementing our Third Party Management governance framework, ensuring compliance across the organization and identifying, reducing, controlling, and reporting key Third Party Management risks.

Key Responsibilities:
  • Implement and maintain the group Third Party Management governance framework, ensuring adherence to regulatory standards and coordinating with Compliance, Operational Risk, and internal/external audit to meet group and regulatory requirements.
  • Act as a point of contact for Third Party Management related queries and provide guidance and training in line with third party management policy, procedures, and regulations to internal clients and stakeholders.
  • Oversee, advise, and support all parties in the performance of ongoing monitoring and periodic reviews of Third Party engagements.
  • Identify third party management issues and risk trends, agreeing on remedial actions and implementing best practices.
  • Assist in maintaining the group records of Third Party Providers and Outsourcing Registers.
  • Continuously look to automate and develop the third party management processes for efficient completion of third party management governance.
  • Assist in reporting to the Outsourcing and Risk Committees on the third party management governance framework.
  • Prepare and deliver Client due diligence presentations as directed.
  • Manage, support, and train other members of the Third Party Management team as necessary.
Requirements:
  • Primary level degree in law, business, finance or a relevant professional qualification.
  • Prior experience in in-house legal practice, third party management, risk or compliance.
  • Proficiency in MS Excel, PowerBi, and other data analysis tools is an asset.

We're committed to providing a Brilliantly Different work environment where our employees can thrive. If you're passionate about risk management and compliance, and want to join a dynamic team, please submit your application.



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