Trader
5 months ago
**About the Company**
Cardinal Point Wealth Management is a Canada-U.S. cross-border wealth management firm focused on providing personalized investment, financial planning, and cross-border solutions to families, individuals, and related institutions.
We specialize in working with Canadian and U.S. residents, Canadian and American expatriates, and those immigrating to Canada and the U.S. from abroad. Our customized cross-border wealth, financial and tax planning services, as well as investment policy creation, asset allocation and portfolio management, give us the ability to oversee and advance the goals of our clients wherever they call home.
We manage roughly $2 Billion in AUM in Canada and the US across a handful of custodians.
**About the Job**
Opportunity
Cardinal Point has a long-term investment outlook and utilize model portfolio allocations primarily composed of ETFs and mutual funds. Much of the trading role function would be efficiently transitioning new accounts to those positions
Implement portfolios aligning with clients Investment Policy Statement mandate
Rebalance accounts and place trade requests from Private Wealth Managers
Manage cyclical trading workflow events (RMDs, systematic withdrawals, etc.)
Oversee and maintain data integrity within portfolio management software
Ensure accuracy of trade execution primarily involving mutual funds and ETFs, and occasionally individual stocks and bonds (not active management/day-trading)
Research, analyze, and resolve trading issues. If needed, alert the appropriate team member(s) to issues with client portfolios and partner to resolve in a timely manner, occasionally consulting with recommendations on client-specific solutions
Educate team members on trading protocols and best practices
Create and implement solutions to complex scenarios with other members of the Trading Team
Participate in special projects involving the Investment Team as needed
Provide trading and investment analysis support to Portfolio Management Team
**Qualifications**:
A Bachelor’s Degree in Business, Finance, or a related degree. Alternative fields of study will be considered
One of the below requirements must be satisfied:
- Active Advising Representative (AR) registration
- Has received the Canadian Investment Manager (CIM) designation and has gained 48 months of relevant investment management experience
- Earned a CFA Charter and has gained 12 months of relevant investment management experience in the last 36-month period
Strong, highly developed analytical skills
High degree of attention to detail
Ability to manage time effectively and prioritize tasks
Demonstrate professional, ethical, and courteous conduct in responsibilities and dealings with clients, colleagues, and business partners of the firm
Effective communication skills and the ability to work with different groups and work styles
Proficiency in Microsoft Word, PowerPoint, Excel, and Outlook
**Benefits**:
- Dental care
- Extended health care
- Life insurance
- On-site parking
- Paid time off
Schedule:
- Monday to Friday
Ability to Commute:
- Toronto, ON M9A 1Y9 (required)
Ability to Relocate:
- Toronto, ON M9A 1Y9: Relocate before starting work (required)
Work Location: In person
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