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Manager, Business Controls, Wealth Advice
4 months ago
**TD Description**
Stay current and competitive. Carve out a career for yourself. Grow with us.
Reporting to the AVP, Business Controls, Wealth Advice, the Manager will support the continued evolution of governance practices across Wealth Advice with a specific focus on providing in depth expertise, analytical interpretation, and key insights to support the continued maturation and sustainability of the control environment across Wealth Advice.
**Key accountabilities include**:
- Support the maturation of the control environment by reviewing and interpreting data/reports to provide senior business leaders with appropriate insights
- Review oversight dashboards to identify trends which may require action, liaising within Wealth Advice leaders as appropriate
- Ensure control framework developed to support the implementation of large scale regulatory change and/or programs is operating effectively and as expected (e.g. Client Focused Reforms)
- Support the design and enhancement of process and controls
- Work closely with business partners to gain understanding of the business and relevant objectives in order to guide the review process
- Develop and/or enhance, as required, appropriate management level reporting including meaningful and insightful commentary
- Support testing engagements, audits, and regulatory exams and reviews;
- Establish strong relationships and maintain an efficient interaction model with partners such as Governance & Control, Compliance, and Risk.
**Job Requirements**
**Job Requirements**
- Strong business acumen and analytical capabilities - ability to consolidate information into clear, concise analysis in support of business decisions
- Relationship builder with a proven ability to partner, build confidence and influence multiple stakeholders at all levels across the organization
- Ability to thrive in a fast-paced environment
- Strong regulatory and compliance management skills
- Effective at managing multiple priorities and tasks at the same time
- Flexibility to quickly adapt to changing initiatives or requirements and ability to work collaboratively across functions
- Knowledge of the Wealth Advice businesses preferred
- Strong communicator, with excellent oral, written and presentation skills
- Organizational awareness & the ability to balance the viewpoints of various stakeholders
**Education and Accreditation**
- Undergraduate degree
- 7 years of relevant industry and risk and/or compliance experience
**Inclusiveness**
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.
**Job Family**
- Business Mgmt, Strategy & Governance
**Job Category - Primary**
- Wealth Management
**Job Category(s)**
- Wealth Management
**Hours**
- 37.5
**Business Line**
- TD Wealth
**Time Type**
- Full Time
**Employment Type**
- Regular
**Country**
- Canada
**Province/State (Primary)**
- Ontario
**City (Primary)**
- Toronto
**Work Location**
- TD Centre - South - 79 Wellington Street West
**Job Expires**
- 17-Feb-2023
