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Operations Associate

3 months ago

Vancouver, Canada Raymond James Financial Full time

**Operations Associate**
- 2301403

**Job Summary**

Working directly with the Raymond James (USA) Ltd. (“RJLU”) Senior Management Team, this individual will support the RJLU Private Client Group (“PCG”) business operations in Canada, acting as the primary point of contact for FINRA-registered Financial Advisors and Sales Associates who manage U.S.resident client activities. This role will include assistance with respect to related Projects and Operations initiatives as assigned.

**Essential Duties and Responsibilities**
- Work closely with internal RJL partners to support the RJLU PCG business: Operations, Compliance, Branch Supervision, Finance, I.T., Marketing, PCG Services, Registrations and other departments as required;
- Assist in the training and support of Financial Advisors and Sales Associates on the use of Pershing’s introducing firm platform and identify and follow up on opportunities for support and training;
- Proactively evaluate and seek to improve the support process from best practices and lessons learned and will “own” all issues to full resolution;
- Follow up to ensure resolution and completion of tasks; and
- Other duties as assigned.

**Knowledge, Skills, and Abilities**

**Knowledge of**
- Fundamental investment concepts, practices, and procedures used in the securities industry.

**Skill in**
- Organization, prioritization, and time management; and
- Providing customer service in a calm, courteous and professional manner.

**Ability to**
- Work within deadlines in a high-volume and demanding environment while maintaining a high level of service and an imperative attention to detail;
- Exercise tact and discretion in the handling of confidential information; and
- Communicate proficiently in French is an asset.

**Educational/Previous Experience Requirements**
- A university degree or equivalent;
- 5 years of financial services brokerage industry experience; and
- Experience as a Sales Associate or Sales Assistant is an asset.

**Licenses/Certifications**
- Willingness and ability to obtain the necessary US (FINRA) licensing exams within a reasonable timeframe.

**Depending on eligibility, we offer**:

- Competitive Wages
- Health Benefits Program including Life Insurance and Disability from start date
- RRSP Matching Program from start date
- Employee Stock Purchase Plan
- Paid Time Off & Other Time Off such as Volunteer Day
- Discretionary Bonuses
- Tuition Reimbursement Program
- Top Up Plan
- Employee Investment Accounts
- Flexible Work Styles

**Job** Administrative & Support Services

**Primary Location** CA-BC-Vancouver-Vancouver

**Other Locations** CA-ON-Toronto-Toronto

**Organization** RJLU

**Schedule** Full-time

**Status** Permanent Full-Time