Lead Auditor, Internal Audit

3 weeks ago


Montréal QC, Canada National Bank Full time

A career as a Lead Auditor - Capital Markets at National Bank, you will be of great value to your business partners’ end to end process and therefore positively impact our clients and employees. As Lead Auditor for the Capital Markets team, you will focus on important risks of the capital markets (Front Office, Capital Markets Operations, Market Risk, Operational Risk, Compliance Capital Markets). You will collaborate with strategic partners throughout the Bank to identify areas at risk and/or potential improvements, as well as sharing your knowledge with your colleagues on complex subjects in the realization of the work performed.
Perform audit work and/or lead audits of capital markets sectors
Act as an ambassador for Internal Audit with our partners in Capital Markets, Operations, Market Risk, Operational Risk and compliance
Negotiate/Influence our partners, specifically senior management, as it relates to issues raised and possible solutions
Bring together the Audit team, as well as other risk/control functions
You will join a multidisciplinary team with more than 20 colleagues and will report to the Senior Manager - Internal Audit Capital Markets. This position will give you the opportunity to work as part of a dynamic, innovative team where management practices favour a good work/life balance and in a sector where you can constantly progress while taking on varied assignments enabling a transversal view of the organization.
You may have the opportunity for occasional travel to our desks and affiliates (Dublin, London, Paris, New York, Toronto, Calgary, etc) in accordance with the audit requirements.
Bachelor’s degree or Master’s degree in a related field
As we are a multidisciplinary team, we are looking with candidates having auditor profile and/or capital markets profile.
Auditor profile

Minimum 7 years of in-depth experience in the audit profession
In depth understanding of the audit process (leading mandates, identifying risks, evaluating controls, drafting issues/audit reports)
Professional auditor certification: Minimum 7 years of in-depth experience in the end-to-end Capital Markets process, such as Front Office, Capital Markets Operations, Market Risk Management, Operational Risk Management, and/or Compliance Capital Markets
Understanding of the risks inherent to Capital Markets activities
FRM/PRM, CFA
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family. 
* Flexible group insurance
* Generous pension plan
* Employee and Family Assistance Program
* Preferential banking services
* Opportunities to get involved in community initiatives
* Virtual sleep clinic 
Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people.



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