Senior Compliance Manager
2 weeks ago
We’re hiring a Senior Compliance Manager for MogoTrade, a subsidiary of Mogo. This role is key in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage. Reporting directly to the Chief Compliance Officer, the Senior Compliance Manager will collaborate closely with the MogoTrade team and other relevant departments.Base Salary: CAD $90,000 - $110,000What You'll Do:Manage the development and maintenance of compliance policies and procedures, including internal controls, training, independent testing, and recordkeeping requirements.Serve as the subject matter expert and advise the MogoTrade team on compliance matters and emerging regulations.Assess new and emerging regulations and recommend improvements to practices.Create and maintain a compliance and supervision schedule, ensuring all activities are completed.Possess in-depth knowledge of TCC review and UMIR Policies.Prepare and present materials to stakeholders regarding product due diligence, policies, procedures, and conflicts of interest.Monitor and escalate compliance-related issues.Assist the Chief Compliance Officer in responding to compliance inquiries.Ensure timely filing of all regulatory and gatekeeper reports.Maintain compliance with privacy, advertising, social media, cybersecurity, and other relevant legislation and policies.Review and approve marketing materials as necessary.Be the subject matter expert in AML compliance.What You'll Need:University Degree in Finance, Economics, or a related field.Qualification to be registered as a CIRO supervisor.At least 3 years of experience in a compliance role with a CIRO-regulated dealer, preferably in the OEO business.Deep understanding of the Canadian securities industry, including relevant legislation, rules, and policies.Strong relationship-building skills with internal and external stakeholders.Ability to handle multiple priorities and meet deadlines.Exceptional verbal and written communication skills.Bilingual in French and English.Ability to work independently.Benefits of Working with Us:Fully remote work environment with necessary resources.Comprehensive health and wellness coverage, including medical, dental, vision, and a Health Spending Account.Stock options to share in the company's success.Flexible vacation policy, including paid time off, holidays, and personal days.Wellbeing programs offering counseling, mental health support, and additional resources.About Us:We aim to help Canadians achieve financial freedom and make a positive impact. Despite living in an era of innovation, many still face financial struggles. We believe in a future where financial freedom is accessible to all, equitable, and resilient against climate change. Our mission is driven by the power of money to change the world, and we are committed to doing things differently.Apply today If you know someone who would be a great fit for this role or other opportunities on our career page, please share this posting. Mogo is an inclusive workplace that values talent and diversity. Bring your unique perspective and help our customers achieve their best financial lives. #J-18808-Ljbffr
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Senior Manager, Compliance
4 weeks ago
Quebec, Canada IG Wealth Management Full timeSenior Manager, Compliance IG Wealth Management, a division of IGM Financial Inc., is seeking an experienced senior compliance professional to support our insurance business and strengthen compliance frameworks across multiple provinces. Company IG Wealth Management is a leading wealth and asset management company in Canada managing approximately...
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Senior Manager, Compliance
4 weeks ago
Quebec, Canada IG Wealth Management Full timeSenior Manager, Compliance IG Wealth Management, a division of IGM Financial Inc., is seeking an experienced senior compliance professional to support our insurance business and strengthen compliance frameworks across multiple provinces. Company IG Wealth Management is a leading wealth and asset management company in Canada managing approximately...
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Senior Manager, Compliance
4 weeks ago
Quebec, Canada IG Wealth Management Full timeSenior Manager, Compliance IG Wealth Management, a division of IGM Financial Inc., is seeking an experienced senior compliance professional to support our insurance business and strengthen compliance frameworks across multiple provinces. Company IG Wealth Management is a leading wealth and asset management company in Canada managing approximately...
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Senior Compliance Manager
6 days ago
Quebec, Canada Mogo Full timeWe’re hiring a Senior Compliance Manager for MogoTrade and Mogo Asset Management Inc. (MAMI), subsidiaries of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage and a AMF portfolio management. Reporting directly to the Chief Compliance Officer, the Senior Compliance...
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Senior Compliance Manager
1 week ago
Quebec, Canada Mogo Full timeWe’re hiring a Senior Compliance Manager for MogoTrade and Mogo Asset Management Inc. (MAMI), subsidiaries of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage and a AMF portfolio management. Reporting directly to the Chief Compliance Officer, the Senior Compliance...
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Senior Product Manager, Product Compliance
4 weeks ago
Ottawa, Toronto, Montreal, Calgary, Vancouver, Edmonton, Old Toronto, Mississauga, Quebec, Winnipeg, Halifax, Saskatoon, Burnaby, Hamilton, Victoria, Surrey, Halton Hills, London, Regina, Markham, Brampton, Vaughan, Kelowna, Laval, Southwestern Ontario, R, Canada Assent Compliance Full timeA leading supply chain solution provider in Ottawa is looking for a Senior Product Manager to shape and execute the product strategy. This role involves working closely with various teams, identifying market opportunities, and ensuring product alignment with customer needs. The ideal candidate has over 8 years of experience in Product Management within the...
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Bilingual Senior Compliance Specialist
4 weeks ago
Quebec, Canada IG Wealth Management Full time6 days ago Be among the first 25 applicants Location: Montreal or Winnipeg IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over two million Canadians through IG Wealth Management and Mackenzie Investments. Division: IGM...
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Bilingual Senior Compliance Specialist
3 weeks ago
Quebec, Canada IG Wealth Management Full time6 days ago Be among the first 25 applicants Location: Montreal or Winnipeg IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over two million Canadians through IG Wealth Management and Mackenzie Investments. Division: IGM...
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Senior Compliance Leader – Insurance Regulation
3 weeks ago
Quebec, Canada IG Wealth Management Full timeA leading wealth and asset management company in Canada is looking for a Senior Manager, Compliance to support their insurance business. This role involves leading the compliance team, managing escalations, and ensuring adherence to regulations across multiple provinces. The ideal candidate has over 7 years of experience in insurance compliance and...
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Senior Compliance Leader – Insurance Regulation
4 weeks ago
Quebec, Canada IG Wealth Management Full timeA leading wealth and asset management company in Canada is looking for a Senior Manager, Compliance to support their insurance business. This role involves leading the compliance team, managing escalations, and ensuring adherence to regulations across multiple provinces. The ideal candidate has over 7 years of experience in insurance compliance and...
