Jr. Compliance Analyst to support compliance testing for mutual funds for a large insurance client

Jr. Compliance Analyst to support compliance testing for mutual funds for a large insurance client - 5195 2 Roles - 1 Bilingual (French/English) and 1 English Only Duration: End of Dec 2024 (possibility of extension) Location: Remote Branch Examiner is responsible for performing ongoing and periodic analysis and supporting the Market Conduct Audit...

**About Scotiabank**Scotiabank is a leading financial institution dedicated to delivering exceptional service and solutions to our clients. We are committed to fostering a culture of excellence, diversity, and inclusion.**Job Title: Compliance Expert for Mutual Fund Sales**We are seeking a highly skilled Compliance Expert to join our team. As a Compliance...

Requisition ID: 205175 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office Review Program by ensuring that the Program remains in compliance with...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

About ScotiabankWe are a leading financial services provider committed to helping our customers achieve their goals. Our dedicated team of professionals is passionate about delivering exceptional service and creating long-term value for our clients.Job Summary:We are seeking an experienced Compliance Manager to join our team in a key role overseeing the...

Compliance Analyst 5700 Yonge St, North York, ON M2M 4K2, Canada Req #2900 Friday, August 16, 2024 Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing...

55 Bloor Street West Toronto Ontario,M4W 3N5 The following skills or experience are an asset in this role. - Experience in FIS, Broadridge, Fundserv, Charles Rivers - Completion of the CSC **Wealth Management Operations - Mutual Funds, Analyst** Provides end-to-end support for BMO mutual funds, ETFs, segregated funds, term investments, and savings...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...

Junior Analyst - Mutual Fund DistributionApex Systems is an IT Services firm and we are looking for a Junior Analyst - Mutual Fund Distribution with strong communication and requirement a background in Business or Economics, knowledge of Asset Management products, experience with research and creating reports, and strong knowledge of excel VBA to place at...

About AGF: Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

Overview:Mackenzie Investments is a leading asset management company in Canada, with over $271 billion in total assets under management. We are committed to empowering our employees with the tools to thrive while working remotely and prioritizing their physical and mental wellness.About the Role:We are seeking a Senior Financial Analyst, Fund Taxation to...

Description *Please note this is a 6 month contract Company Overview At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking to find new and better ways to help our clients....

Overview of the Role:Job Title: Regulatory Compliance SpecialistDescription: As a key member of our Finance team, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.About Us: Liberty Mutual Canada is a leading insurance company that offers a range of commercial insurance products and solutions to mid-size...

Job Summary:The Mutual Fund Registration Support Specialist will facilitate and support initial, reactivation, and reinstatement applications for mutual funds licenses. This role will be responsible for following up and documenting National Registration Database (NRD) submissions, including outside business activity (OBAs), address updates, financial...

**Analyst, Compliance** **1 York | Toronto, ON** **Who We Are**: BentallGreenOak is a leading, global real estate investment management advisor and a globally-recognized provider of real estate services. BentallGreenOak serves the interests of more than 750 institutional clients with expertise in the asset management of office, industrial,...

Job Family Regulatory Compliance - About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential unleashed by leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and...

Job OverviewFidelity Investments is seeking a seasoned Compliance Specialist to join our team in asset management. In this role, you will play a critical part in ensuring that our investment activities are in compliance with regulatory requirements.About the RoleThe Investment Compliance Analyst Sr. provides advisory services and acts as a resource for...

Are you looking to gain experience within a top 5 bank? If so, this is a great opportunity for you!Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The...