Senior Compliance Officer
2 weeks ago
Our client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging financial products, including crypto. Location North York, Toronto Work Arrangement Hybrid / in-office Key Responsibilities Lead compliance oversight under CIRO and FINTRAC regulations Manage daily AML/ATF functions and reporting (STRs, LVCTRs, etc.) Develop and implement scalable compliance policies Conduct risk assessments and lead monitoring/testing programs Support governance reporting and board-level insights Provide input on crypto compliance strategy, Travel Rule, custody, and blockchain tools Collaborate across Legal, Ops, Risk, and IT; mentor junior compliance staff Requirements 5+ years of experience in Canadian securities (preferably OEO or discount brokerage) 1-2 years as CAMLO or alternate CAMLO Deep knowledge of CIRO, FINTRAC, and PCMLTFA Experience with compliance monitoring tools; crypto tools (e.g., Chainalysis) a strong asset Familiarity with VASPs, blockchain tracing, and FATF AML frameworks Strong leadership, communication, and escalation judgment Preferred certifications: CSC, CPH, CAMS, CCAS, or similar Seniority Level Mid-Senior level Employment Type Full-time Job Function Quality Assurance Industry Banking and Financial Services #J-18808-Ljbffr
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Senior Compliance Officer
2 weeks ago
Toronto, Canada Periscope Search Group Full timeJob Description Job Description Senior Compliance Officer Our client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging financial products, including crypto. Location: North York, Toronto Hybrid / in-office This role reports to the Chief Compliance Officer and is...
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Senior Compliance Officer
2 weeks ago
Toronto, Canada Periscope Search Group Full timeJob Description Job Description Senior Compliance Officer Our client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging financial products, including crypto. Location: North York, Toronto Hybrid / in-office This role reports to the Chief Compliance Officer and is...
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Senior Compliance Officer
2 weeks ago
Toronto, Canada Periscope Search Group Full timeJob Description Job Description Senior Compliance Officer Our client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging financial products, including crypto. Location: North York, Toronto Hybrid / in-office This role reports to the Chief Compliance Officer and is...
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Senior Compliance Officer
2 weeks ago
Toronto, Canada Periscope Search Group Full timeOur client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging financial products, including crypto. Location North York, Toronto Work Arrangement Hybrid / in-office Key Responsibilities Lead compliance oversight under CIRO and FINTRAC regulations Manage daily AML/ATF...
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Senior Compliance Officer
2 weeks ago
Toronto, Canada Periscope Search Group Full timeOur client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging financial products, including crypto. Location North York, Toronto Work Arrangement Hybrid / in-office Key Responsibilities Lead compliance oversight under CIRO and FINTRAC regulations Manage daily AML/ATF...
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Senior Compliance Officer, Investigations
15 hours ago
Toronto, Canada Raymond James Ltd. Full timeSenior Compliance Officer, Investigations Join to apply for the Senior Compliance Officer, Investigations role at Raymond James Ltd. At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to...
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Senior Compliance Officer, Investigations
7 hours ago
Toronto, Canada Raymond James Ltd. Full timeSenior Compliance Officer, Investigations Join to apply for the Senior Compliance Officer, Investigations role at Raymond James Ltd. At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to...
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Toronto, Canada Scotiabank Full timeSenior Compliance Officer, Employee Trading Compliance Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Compliance Officer, Employee Trading Compliance, contributes to the overall success of the Global Banking & Markets and Treasury (“GBM&T”) Compliance Canada program. The Senior Compliance...
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Toronto, Canada Scotiabank Full timeSenior Compliance Officer, Employee Trading Compliance Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Compliance Officer, Employee Trading Compliance, contributes to the overall success of the Global Banking & Markets and Treasury (“GBM&T”) Compliance Canada program. The Senior Compliance...
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Toronto, Canada Scotiabank Full timeSelect how often (in days) to receive an alert: Title: Senior Compliance Officer, Employee Trading Compliance Requisition ID: 242521 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Compliance Officer, Employee Trading Compliance, contributes to the overall success of the Global Banking &...
