Compliance Manager

21 hours ago

Old Toronto, Canada Iaawg Full time
p>Vice-President and Chief Compliance Officer (CCO)Job Description

As Vice-President and Chief Compliance Officer, you will be responsible for the evolution of the organization’s compliance and regulatory risk management strategy to maintain a culture of compliance throughout the organization.

Reporting to the Executive Vice-President and Chief Risk Officer (CRO), the Chief Compliance Officer (CCO) of iA Financial Group holds a leadership role in compliance across the entire group. This position requires high credibility and the ability to influence board members and/or their committees, executive committee members, business line leaders, and other stakeholders, such as the internal audit function, regulators, external rating agencies, and other second-line-of-defence actors. Additionally, the role demands technical expertise in risk management and regulatory compliance due to the complexity of the issues involved.

The CCO also holds the roles of Chief Anti-Money Laundering Officer (CAMLO) and the Chief Privacy Officer (CPO).

Working with your team of professionals and subsidiary and business line chief compliance officers, you ensure that the compliance management framework, policies and programs are implemented and adhered to throughout iA Financial Group’s business lines and subsidiaries.

Key Responsibilities
  1. Overseeing iA Financial Group’s regulatory compliance programs to ensure that practices, procedures, norms and standards across the organization comply with laws, regulations and guidelines of the Autorité des marchés financiers (AMF) and other regulatory authorities, thereby supporting business activities across all iA Financial Group business segments;
  2. Implementing compliance frameworks and practices throughout iA Financial Group and driving their evolution to ensure sound compliance management in accordance with regulations;
  3. Creating and maintaining the corporate policies of the regulatory compliance governance framework, including communication with and training of iA employees in relation to those corporate policies;
  4. Developing standards, guidelines and procedures, as well as executing processes to ensure that the organization's regulatory compliance programs are efficient and effective in identifying and preventing regulatory risks, including the compensatory measures required to mitigate non-compliance risks;
  5. Monitoring the effectiveness of regulatory compliance programs across iA Financial Group;
  6. Conducting a self-assessment periodically, and at minimum annually, of iA Financial Group’s regulatory compliance program and presenting recommendations of changes needed to ensure its ongoing effectiveness;
  7. Providing support and advice in any investigation of legal or regulatory exceptions or deviations;
  8. Ensuring that legislative and regulatory monitoring is carried out and developing an annual oversight and awareness program to ensure that all iA Financial Group business lines operate in accordance with the compliance framework;
  9. Reporting on iA Financial Group’s compliance status to senior management and board committees; Acting as liaison with regulatory authorities on matters related to regulatory compliance; Taking a leadership role in behaviours that reflect the company’s compliance culture.

As a leader, you will also be responsible for:

  1. Providing executive leadership to your team members, iA Financial Group’s business line chief compliance officers and vice-presidents by implementing initiatives and processes aimed at fostering and strengthening a culture of compliance, integrity, ethical behaviour and accountability within iA Financial Group;
  2. Ensuring the development of professionals and managers in your business line by acting as a mentor and supporting their professional growth.
Qualifications
  • Minimum of 10 years of relevant experience in the financial sector and in a regulated financial institution, including a minimum of 6 years as a department head and/or in middle or senior management.
  • Bachelor of Laws (LL.li>
  • Master of Business Administration (MBA) – an asset.
  • ACAMS AML certification – an asset.
  • Understanding of and practical experience with the concepts of compliance, risk and controls.
  • Recognized as an inspiring leader with the ability to leverage talent to successfully achieve strategic business objectives.
  • Strong interpersonal skills with the ability to influence all levels of the organization and build trust with senior management, partners and stakeholders.
  • Strategic mindset, business acumen and problem-solving skills.
  • Strong leadership presence, and comfortable working with executive committee members, board members, regulatory entities and external partners.
  • Advanced level of English and French language skills as the individual acts as the Compliance Leader for all of iA Financial Group for Canada and the United States.
To apply

Applicants with access to Workday must apply via the platform #JR10021807. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

Our Commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here.

  • Compliance Manager

    3 weeks ago

    Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Manager to join our Enterprise Wide Compliance team. As a key member of the team, you will be responsible for supporting the Compliance Department in developing and communicating compliance policies, standards, guidelines, and methodologies. You will also conduct research and develop...

  • Customer Success Manager

    6 months ago

    Toronto, Canada Contractor Compliance Full time

    **About Us** At Contractor Compliance we believe in **DIFFERENTIATION**. We approach our industry differently, we treat our customers differently, and most importantly we treat our team differently. Contractor Compliance is a SaaS solution provider that helps organizations simplify their contractor management process. Nobody wants to spend their days...

  • Compliance Risk Manager

    3 days ago

    Old Toronto, Canada iA Financial Group Full time

    Job OverviewiA Financial Group is seeking a highly skilled Compliance Risk Manager to join our team. As a Compliance Risk Manager, you will be responsible for overseeing the organization's regulatory compliance programs and ensuring that practices, procedures, norms, and standards across the organization comply with laws, regulations, and guidelines of the...

  • Trade Compliance Expert for Global Cross Border Operations

    4 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with all trade regulations and laws for our global cross border operations.Key ResponsibilitiesServe as the subject matter expert for trade compliance, providing...

  • Compliance Manager

    3 days ago

    Old Toronto, Canada iA Financial Group Full time

    b>Job DescriptionAs Vice-President and Chief Compliance Officer, you will be responsible for the evolution of the organization’s compliance and regulatory risk management strategy to maintain a culture of compliance throughout the organization.Reporting to the Executive Vice-President and Chief Risk Officer (CRO), the Chief Compliance Officer (CCO) of iA...

  • Compliance Risk Manager

    1 hour ago

    Old Toronto, Canada VirgoCX Full time

    Job TitleCompliance Risk ManagerAbout VirgoCXVirgoCX is a leading cryptocurrency trading platform in Canada, committed to making crypto trading safe, easy, and affordable for Canadians. With a strong business presence in Australia, the U.S., and more in future, VirgoCX is dedicated to streamlining trading experiences and empowering clients with advanced...

  • Compliance and Operation Manager

    2 weeks ago

    Old Toronto, Canada Fidelity Canada Full time

    b>Job DescriptionThis is a fixed term contract role ending in June 2026.Who We AreAt Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking new and better ways to help our clients. As a...

  • AML Compliance Manager

    2 weeks ago

    Old Toronto, Canada Fidelity Canada Full time

    b>Job Description*Please note - This is a contract position ending in December 2026This is a hybrid role with a mix of remote and in-office workingCurrent work authorization for Canada is required for all openings.Who We AreAt Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and...

  • Strategic Compliance Management Professional

    4 weeks ago

    Old Toronto, Canada TD Full time

    About the RoleThe Senior Business Management Analyst plays a vital part in the Global Compliance Department at TD Bank Group, ensuring regulatory compliance across the organization.This role reports to the AVP, Business Management & Governance and focuses on coordinating the management of the Compliance recruitment strategy and onboarding processes.Key...

  • Compliance and Portfolio Manager Lead

    1 hour ago

    Old Toronto, Canada Bankonloop Full time

    Compliance and Portfolio Manager Lead Opportunity at BankonloopAbout Us:Bankonloop is a leading FinTech startup that enables businesses to manage money seamlessly worldwide. We aim to empower our clients with the only truly cross-border banking platform, accelerating their growth and simplifying operations.We are seeking an experienced Compliance and...

  • Compliance Risk Management Professional

    1 week ago

    Old Toronto, Canada CitiGroup Full time

    Role OverviewCitiGroup is seeking a seasoned Compliance Risk Management Professional to oversee the Compliance Program for all Citi activity within Canada.About the RoleThe Compliance Risk Country Officer (CRCO) will be responsible for ensuring global policies, standards, and processes are applied in Canada. This includes establishing suitable addenda and...

  • AML Compliance Manager

    2 hours ago

    Old Toronto, Canada VirgoCX Full time

    About Virgo GroupFounded in 2018, Virgo Group of Companies has been dedicated to offering cryptocurrency trading services across Canada. Our diverse business lines include VirgoCX, VirgoCX Wealth, and Virgo Digital Asset Management, providing exceptional services that span various aspects of crypto trading. Expanding our footprint further since 2022, we have...

  • Cloud Compliance Risk Manager

    1 month ago

    Old Toronto, Canada Finance Professionals Inc. Full time

    About the RoleThe Finance Professionals Inc. is seeking a Cloud Compliance Risk Manager to support cloud risk and compliance initiatives. This role will work closely with engineering, security, and operations teams to identify, assess, and formalize internal processes into structured controls.Key ResponsibilitiesRisk & Control Library Development:...

  • Compliance Risk Management Lead

    1 week ago

    Old Toronto, Canada Capital One Canada Full time

    At Capital One Canada, we're looking for a seasoned professional to lead our Compliance Advisory team.Job SummaryWe offer a competitive salary of $140,000 - $170,000 per year, plus benefits and opportunities for growth and development.This is a great opportunity to join our team and contribute to the success of our business. We are committed to diversity,...

  • AML Compliance Manager

    1 week ago

    Old Toronto, Canada Capital One Canada Full time

    Job DescriptionCapital One Canada is seeking a highly skilled AML Compliance Manager to join our team. As a key member of our Anti-Money Laundering (AML) Advisory team, you will play a critical role in ensuring the company's compliance with applicable laws and regulations.About the RoleThe successful candidate will be responsible for providing guidance on...

  • Compliance Risk Management Specialist

    3 weeks ago

    Old Toronto, Canada CitiGroup Full time

    We are seeking a highly skilled Compliance Risk Management Specialist to join our team at CitiGroup.Job Description:This role will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will perform risk assessments of Citi's compliance risks, conduct independent testing activities to assess the...

  • Compliance Expert for Wealth Management

    4 weeks ago

    Old Toronto, Canada Aviso Wealth Inc Full time

    About Aviso Wealth IncWe are a leading wealth management organization committed to leadership, innovation, partnership, responsibility, and community.The OpportunityAs a Compliance Expert, you will oversee compliance within our Asset Management team. Reporting to the VP, Chief Compliance Officer, you will ensure compliance with all applicable laws,...

  • Manager, Compliance and Operations

    3 weeks ago

    Old Toronto, Canada AlzForum Foundation Inc. Full time

    RetiSpec is a Toronto-based medical AI company that aims to enable widespread early and accurate detection of neurodegenerative disease markers through a simple eye exam. RetiSpec's AI solutions leverage existing retinal imaging cameras available in most eye clinics to provide real-time results at the point of care—this means that the experience is...

  • Compliance Monitoring

    2 weeks ago

    Old Toronto, Canada Fidelity Canada Full time

    b>Job DescriptionAbout Us:Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.ca/Role Overview:The Regulatory Compliance Manager reports to the...

  • Compliance Risk Management Specialist

    4 weeks ago

    Old Toronto, Canada CI Financial Company Full time

    Job OverviewWe are seeking a Compliance Officer to join our team at CI Financial Company. In this role, you will assist in the regulatory compliance program for the Investment Fund Manager and Exempt Market Dealer.Key ResponsibilitiesApply policies and regulatory rules to respond to compliance-related inquiries.Assist in creating and documenting new...