Senior Manager Audit Banque

3 weeks ago

Old Toronto, Canada Scotiabank Full time
p>
Purpose:

The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide enterprise-wide, independent, objective assurance over the design and operation of the Bank’s internal control, risk management and governance processes.

The objective of this position is to fulfill a Senior Manager role, within a team of IT audit professionals to assess the design and operational effectiveness of internal controls relating to IT technology, applications, data, third party, risk management, projects and related processes supporting businesses throughout Bank. Leads and oversees the Audit Function globally ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures.

Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.


Accountabilities
  1. Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
  2. Act primarily as Officer in Charge (OIC) for assigned projects, processes and units. May act as Audit Principal in some low to medium complexity assignments.
  3. Assists in the development and execution of a comprehensive and strategic audit plan. Ensures auditable entities remain within cycle and conducts ongoing monitoring activities to stay abreast of changes (business/industry/regulatory) / emerging risks / themes or systemic issues that may impact the risk assessment of the audit universe and the audit plan. May also execute assigned audit activities independently as a team member under the direction of the OIC on assignments.
  4. Lead the execution, planning, and reporting on the assigned audit projects. Obtains a thorough understanding of the business/unit/process and associated risks, develops a risk-based audit plan/procedures, and schedules timing and resources.
  5. Manages and supervises end-to-end process of the execution of the audit, and ensures nature and extent of testing is appropriate to support the objective, scope and overall opinion. Completes timely review of workpapers, ensures internal control weaknesses are clearly documented with recommendations addressing the root cause and are communicated timely to management.
  6. Ensures audit results are gathered, determine the root cause of the problem and the associated impact and report accordingly. Confirm the audit results with the auditee. Present an overview of the audit results and findings to line management. li>
  7. Ensures audit reports are written to a consistent high standard and are finalized within established department metrics.
  8. Carry out specific projects or investigations of a moderate or high complexity and/or confidential nature. Plan, document and seek agreement in advance to the project approach and confirm conclusions upon completion in writing.
  9. Manage self-development by confirming/communicating job expectations, identifying mentors/coaches and enquiring about training needs, ensuring timely completion of performance appraisals, recruiting, interviewing and selecting candidates, manages assigned staff.
  10. Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
  11. Creates an environment in which his/her team pursues effective and efficient operations of his/her respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
  12. Builds a high performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment and using a coaching mindset and behaviours; and, managing succession and development planning for the team.

Education/Experience:
  1. Extensive experience in auditing IT processes general controls (ITGC), application, data, third party, technology controls and Project audits. Technology Risk Management experience in financial services industry is a significant advantage.
  2. Strong people management and coaching/development skills.
  3. Strong project management, planning, and organizational skills.
  4. Highly proficient at applying risk-based auditing standards, practices, techniques, processes and methodologies to performance and review of audits.
  5. Working knowledge of the operations and regulatory environments of each of the audit units globally, as required for specific areas of assigned responsibility.
  6. Ability to supervise multiple projects at any given time.
  7. Highly developed interpersonal and communication skills (verbal and written) to work with staff and management at various levels.
  8. Strong analytical skills and proficiency in the use of data analytic or visualization tools. Experience with Python, JavaScript, and Data Analytics and using automation and data analytics tools including SAS, ACL, advanced Excel, etc.
  9. Bachelor's degree in Information Technology, Computer Science or related field.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply online to be considered for this role.

  • Senior Manager Audit

    3 months ago

    Old Toronto, Canada TD Bank Full time

    h3>Senior Manager, Audit Analytics & ReportingLocation: Toronto, Ontario, CanadaSchedule: 37.5 hours/weekSector: Data and AnalyticsSalary Details: We are committed to offering fair and equitable compensation to all our colleagues. p>Department Overview:Our team of trusted audit professionals interacts with every part of the Bank to provide strategic guidance...

  • Senior Manager Audit

    4 weeks ago

    Old Toronto, Canada TD Bank Full time

    5Line of Business: AuditPay Details:TD is committed to providing fair and equitable compensation opportunities to all colleagues. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. p>Job Description:Lead and develop a team of audit professionals and is...

  • Senior Manager Audit Banque

    4 weeks ago

    Old Toronto, Canada Scotiabank Full time

    Requisition ID: 209118Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Purpose:The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide enterprise-wide, independent, objective assurance over the design and operation of the...

  • Senior Manager Audit Banque

    3 weeks ago

    Old Toronto, Canada Scotiabank Full time

    Requisition ID: 209118Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Purpose:The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide enterprise-wide, independent, objective assurance over the design and operation of the...

  • Senior Manager Audit Banque

    2 months ago

    Old Toronto, Canada Scotiabank Full time

    Requisition ID: 209118Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose:The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide enterprise-wide, independent, objective assurance over the design and operation of the...

  • Senior Manager Audit Banque

    4 weeks ago

    Old Toronto, Canada Scotiabank Full time

    Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Purpose:The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide enterprise-wide, independent, objective assurance over the design and operation of the Bank’s internal...

  • Senior Internal Audit Manager

    3 weeks ago

    Old Toronto, Canada TD Full time

    TD, a leading financial institution, is seeking a highly skilled Senior Internal Audit Manager to join its team. About the RoleWe offer a competitive salary package, including an estimated annual compensation of $120,000 - $150,000, depending on experience and qualifications.The successful candidate will be responsible for executing audits in accordance...

  • Information Security Manager

    1 week ago

    Old Toronto, Canada Scotiabank Full time

    At Scotiabank, we're committed to results and an inclusive culture. As a Senior Manager of Audit for our Banque division, you'll be part of the 3rd Line of Defense, providing independent assurance over internal controls and risk management processes.About this roleThis position involves assessing the design and operational effectiveness of internal controls...

  • Senior Audit Manager

    4 weeks ago

    Old Toronto, Canada TEEMA Full time

    We are seeking a highly skilled Senior Audit Manager to join our team at TEEMA in Toronto, Ontario.As an Assurance Manager, you will be responsible for managing and reviewing audit, review, and compilation engagements. You will demonstrate your understanding of clients' industries, progress engagement teams, resolve accounting issues, delegate effectively,...

  • Senior Audit Manager, Risk Management

    1 week ago

    Old Toronto, Canada Scotiabank Full time

    p>PurposeThis position is responsible for leading and conducting risk-based audit assessments of medium to high complexity following the Bank's Audit Methodology. As a Senior Audit Manager, you will support the Director, Emerging Risk & Cyber Security Audit, by planning and executing risk-based technical audits across Cyber Security, Technology...

  • Senior Audit Manager, Risk Management

    1 week ago

    Old Toronto, Canada Scotiabank Full time

    p>PurposeThis position is responsible for leading and conducting risk-based audit assessments of medium to high complexity following the Bank's Audit Methodology. As a Senior Audit Manager, you will support the Director, Emerging Risk & Cyber Security Audit, by planning and executing risk-based technical audits across Cyber Security, Technology...

  • IT Internal Audit Senior F/H

    1 week ago

    Old Toronto, Canada TD Bank Full time

    h3>Senior Auditor - ICFR IT Testing (194)Location: Toronto, Ontario, CanadaSchedule: 37.5Industry: AuditJob Description:Can you provide your subject matter expertise in audit for executing audit processes, related engagements and providing inputs to audit projects? Would it be fun for you to explore TD’s processes and assist in providing recommendations...

  • Senior Insurance Audit Manager

    1 week ago

    Old Toronto, Canada RSM Global Full time

    We are a leading provider of professional services to the middle market globally. Our Financial Markets assurance service line is seeking an experienced Assurance Manager to join our Insurance team.Job Summary:This role involves providing timely, high-quality client service that meets or exceeds client expectations, including coordinating the auditing of all...

  • Senior Audit Manager

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    The Royal Bank of Canada is a leading banking institution in North America, with a strong presence in the United States. As a Senior Auditor at RBC Bank, you will play a key role in ensuring the bank's compliance with US regulations and maintaining its risk management practices.**Job Summary:**We are seeking an experienced auditor to join our Internal Audit...

  • Senior Audit Manager, Compliance

    1 month ago

    Old Toronto, Canada Scotiabank Full time

    Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...

  • Senior Cyber Audit Manager

    1 month ago

    Old Toronto, Canada undisclosed Full time

    About the RoleWe are seeking a highly skilled and experienced Cyber Audit Assistance Vice President to join our global cyber audit team. The successful candidate will have a deep understanding of cyber risks processes, controls, industry standards, and strong knowledge of NIST, MITRE, and Defense in Depth concepts.Key ResponsibilitiesManage the planning,...

  • IT Audit Senior Manager

    1 week ago

    Old Toronto, Canada Liquor Control Board of Ontario Full time

    At the Liquor Control Board of Ontario (LCBO), we're committed to fostering a culture of excellence and innovation. As an IT Audit Senior Manager, you'll play a key role in shaping our organization's risk management strategy and ensuring the integrity of our systems and processes.Salary: $76,953 - $138,559 per yearWe're looking for a seasoned professional...

  • Senior Audit Manager, Compliance

    3 days ago

    Old Toronto, Canada Scotiabank Full time

    Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...

  • Senior Audit Manager, Compliance

    1 month ago

    Old Toronto, Canada Scotiabank Full time

    Title: Senior Audit Manager, US Audit QAIP - Audit Professional PracticeRequisition ID: 210052Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Audit Department globally as part of the global Audit Professional Practice team. Reporting to the Director, QAIP...

  • Senior Audit Manager

    4 weeks ago

    Toronto, Ontario, Canada Company 1 - The Manufacturers Life Insurance Company Full time

    Job DescriptionThe Senior Audit Manager is accountable for delivering high-quality, risk-based audit services to internal clients. This role involves managing audit assignments and teams to ensure timely completion of audits within budget and target dates.