Current jobs related to Senior aml financial crime risk investigator - Ottawa - TD

  • Senior AML Financial Crime Risk Investigator

    15 hours ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Investigator to join our team. As a key member of our AML Financial Crime Risk Investigations team, you will be responsible for conducting complex investigations, analyzing data, and identifying potential risks and threats.Key ResponsibilitiesConduct thorough investigations into...

  • Senior AML Financial Crime Risk Investigator

    19 hours ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Investigator to join our team. As a key member of our AML Financial Crime Risk Investigations team, you will be responsible for conducting complex investigations, analyzing data, and identifying potential risks and threats.Key ResponsibilitiesConduct thorough investigations into...

  • Senior Investigator

    1 month ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementCompensation: We are dedicated to ensuring fair and equitable pay for all employees. We encourage candidates to engage in open discussions with our HR Team regarding compensation inquiries, including specifics for this position.Position Overview:The High Risk Customer Program is...

  • Senior Investigator in AML Financial Crime Risk

    1 month ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementCompensation Details: We are dedicated to ensuring fair and equitable compensation for all our employees. We encourage candidates to engage in open discussions with our HR Team regarding compensation-related inquiries.Position Overview:The High Risk Customer Program is comprised...

  • Senior Investigator in AML Financial Crime Risk

    1 month ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementCompensation: We are dedicated to ensuring fair and equitable pay for all our employees. We encourage candidates to engage in discussions with our HR Team regarding compensation inquiries.Position Overview:The High Risk Customer Program is composed of specialized teams of AML...

  • Senior Investigator of Financial Crime Risk in AML

    1 month ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementCompensation Details: We are dedicated to ensuring fair and equitable remuneration for all our employees. We encourage candidates to engage in open discussions with our HR Team regarding compensation-related inquiries, including details for this position.Position Overview:The...

  • AML Financial Crime Risk Senior Investigator

    2 months ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location:CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:The...

  • Senior Investigator of Financial Crime Risk in AML

    1 month ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementCompensation Details: We are dedicated to ensuring fair and equitable compensation for all our team members. We encourage candidates to engage in open discussions with our HR Team regarding compensation-related inquiries.Position Overview:The High-Risk Customer Program comprises...

  • Senior AML Financial Crime Risk Investigator

    1 week ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our AML Financial Crime Risk team, you will be responsible for conducting complex investigations, analyzing data, and identifying potential risks and threats.Key ResponsibilitiesConduct quality...

  • Senior AML Financial Crime Risk Investigator

    1 week ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our AML Financial Crime Risk team, you will be responsible for conducting complex investigations, analyzing data, and identifying potential risks and threats.Key ResponsibilitiesConduct quality...

  • Senior AML Financial Crime Risk Investigator

    16 hours ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our organization, you will be responsible for conducting complex investigations, analyzing evidence, and identifying risks to ensure the integrity of our financial systems.Key...

  • Senior AML Financial Crime Risk Investigator

    20 hours ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our organization, you will be responsible for conducting complex investigations, analyzing evidence, and identifying risks to ensure the integrity of our financial systems.Key...

  • AML Financial Crime Risk Senior Investigator

    14 hours ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled and experienced AML Financial Crime Risk Senior Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our AML Financial Crime Risk team, you will be responsible for conducting quality reviews of enhanced due diligence and investigations, ensuring regulatory reporting is conducted in...

  • AML Financial Crime Risk Senior Investigator

    18 hours ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled and experienced AML Financial Crime Risk Senior Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our AML Financial Crime Risk team, you will be responsible for conducting quality reviews of enhanced due diligence and investigations, ensuring regulatory reporting is conducted in...

  • AML Financial Crime Risk Senior Investigator

    3 weeks ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    About the RoleWe are seeking a highly skilled AML Financial Crime Risk Senior Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our Financial Intelligence team, you will play a critical role in identifying and mitigating financial crime risks.Key ResponsibilitiesInvestigations and AnalysisConduct thorough investigations...

  • Senior Financial Crime Risk Investigator

    3 weeks ago

    Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    About Our Organization:The Toronto-Dominion Bank (Canada) is a leading global financial institution committed to delivering exceptional customer experiences and shaping the future of banking.Job Summary:We are seeking a highly skilled Senior Financial Crime Risk Investigator to join our team. As a key member of our organization, you will play a critical role...

  • Group Manager, Aml Financial Crime Risk

    4 months ago

    Ottawa, Canada TD Bank Full time

    **Work Location**: Ottawa, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • Senior Investigator of Financial Crime Risk Management

    1 month ago

    Ottawa, Ontario, Canada TD Bank Full time

    Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementCompensation Details: We are dedicated to ensuring fair and equitable compensation for all our employees. We encourage candidates to engage in open discussions with our HR Team regarding compensation-related inquiries.Position Overview:The High-Risk Customer Program comprises...

  • Senior Financial Crime Risk Investigator M/W

    1 month ago

    Ottawa, Ontario, Canada TD Full time

    Position Overview: As a candidate, we encourage you to engage in an open dialogue with your recruiter and inquire about compensation, particularly the specific salary details for this role. Program Focus: The High Risk Customer Program comprises dedicated teams of specialists with expertise in Anti-Money Laundering (AML), tasked with conducting thorough due...

  • Aml financial crime risk senior investigator

    4 days ago

    Ottawa, Canada TD Full time

    Lieu de travail:CanadaHoraire:37.5Secteur d’activité:Lutte blanchiment d’argentDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions...

Senior aml financial crime risk investigator

4 months ago

Ottawa, Canada TD Full time

Lieu de travail:

Ottawa, Ontario, Canada

Horaire:

37.5

Secteur d’activité:

Lutte blanchiment d’argent

Détails de la rémunération :

Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la rémunération, notamment les particularités salariales de ce poste.

Description du poste:

High Risk Investigation (HRI) conducts investigation of complex and sensitive cases to determine potential suspicious activities. Within the HRI, there is specialized unit consisting of subject matter experts and investigators with accountabilities for conducting investigation of insider risk relating to financial crime including money laundering, terrorist financing, sanctions, fraud, anti-bribery, and anti-corruption.

The AML Financial Crime Investigator II (Insider Risk) reside within the HRI unit who is accountable primarily for:

  • Conduct end to end AML investigations, and quality control (second level review) of insider risk related AML investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting financial crime (recommending for demarket and/or freezing accounts by the appropriate investigative unit).
  • Provide support to the Group Manager, AML Financial Crime Investigation, Insider Risk and feedback/coaching where needed.
  • The AML Financial Crime Risk Senior Investigator (Insider Risk, Reviewer/QC) reports to the Group Manager AML Financial Crime (Insider Risk).
  • The AML Financial Crime Risk Senior Investigator (Insider Risk, Reviewer/QC) conducts end to end AML Investigations, and quality control reviews of insider risk investigations, and assists with the oversight of the Insider Risk Program in Canada while partnering with internal and external stakeholders including corporate security, law enforcement, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.
  • Job Description

CUSTOMER

  • Conduct quality control reviews of investigations completed by AML Financial Crime Risk Investigators including review of investigation that resulted in no Suspicious Transaction Reports (STRs) as well as investigation that resulted in STRs and other regulatory reporting and risk mitigation (e.g demarket etc).
  • Conduct a variety of complex investigations, including AML, Sanctions/ABAC and Financial Crime
  • Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats
  • Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied
  • Work effectively with counterparts at other FI’s, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure
  • Conduct investigations in a professional and timely manner
  • Identify and communicate procedural weaknesses to businesses
  • Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders.
  • Maintain and establish working relationships with internal partners (e.g., HR, Employment Standards and Legal etc.,) for investigative purposes
  • Apply sound methodologies to collect, preserve, and analyze digital evidence in accordance with investigative mandate.

SHAREHOLDER

  • Develop and maintain effective relationship with key stakeholders including Corporate Security, Legal, Human Resources.
  • Patriciate in forums, working groups and other established task force while representing the HRI to ensure information is shared among various stakeholders in a timely, concise, and accurate manner.
  • Lead work stream by acting as a project lead for large or complex projects/initiatives in accordance with project management methodologies
  • Evaluate the effectiveness of processes/services and recommend/champion possible enhancements
  • Recommend improvements to escalation processes within the investigative unit and a feedback mechanism to relevant stakeholders.
  • Plan and deliver efficient and cost-effective processes that support and promote the implementation of programs
  • Conduct internal and external research projects; support the development/ delivery of presentations / communications to management or broader audience
  • Adhere to enterprise frameworks or methodologies that relate to activities for respective business area(s)
  • Monitor service, productivity and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist
  • Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriate
  • Protect the interests of the organization - identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues
  • Run analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/ policies/ practices
  • Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
  • Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

EMPLOYEE / TEAM

  • Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
  • Share industry knowledge for own area of expertise and participate in knowledge transfer within the team and business unit
  • Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
  • Participate in personal performance management and development activities, including cross training within own team
  • Keep others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
  • Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
  • Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships.
  • Contribute to a fair, positive and equitable environment that supports a diverse workforce
  • Act as a brand ambassador for your business area/function and the bank, both internally and/or externally

BREADTH & DEPTH:

  • Investigates criminal cases ranging from simple to complex in nature
  • Sound knowledge of Bank products, systems, policies and procedures
  • Strong knowledge of criminal investigative techniques, related laws governing collection of evidence, court proceedings and financial/criminal trends
  • Manages programs/projects/ initiatives of low to moderate scope and complexity
  • Expert level professional role requiring in-depth knowledge/ expertise in own field of specialty and working knowledge of broader related areas
  • Integrates the broader organizational context into advice and solutions within own area
  • Understands the industry, competition and the factors that differentiate the organization
  • Impacts a range of functional programs across own and related teams
  • Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels
  • Builds stakeholder alignment in leading projects and activities
  • Works independently as the senior technical lead and guides others within area of expertise
  • Identifies and leads problem resolution for complex issues at all levels
  • Generally, reports to a Group Manager/Senior Manager

EXPERIENCE AND / OR EDUCATION

  • Undergraduate degree or relevant professional certifications, designations, or equivalent required
  • 5+ years relevant experience
  • Strong knowledge of Canadian AML legislation, requirements and guidance including but not restricted to Financial Transactions Reports Analysis Centre of Canada (FINTRAC), Office of the Superintendent of Financial Institutions (OSFI), Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)
  • Knowledge of quality control testing and audit.
  • Knowledge and experience with investigating complex and sensitive ML/TF and sanctions cases relating to insider risk including reasonable ground to suspect (RGS).
  • Strong Knowledge and experience dealing with law enforcement, corporate security, and other investigative groups.
  • Strong knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.
  • Strong knowledge of the investigative techniques and tools including data analytics, link analysis, forensic analysis among others.
  • Excellent oral and written communication skills
  • Coaching and counseling skills
  • Ability to delegate work to others, work well independently and ability to collaborate and build positive relationships.
  • Strong decision-making, critical thinking, follow through ability, analytics skills,
  • Ability to respond to shifting priorities quickly and managing competing priorities
  • Skill in using computer applications including MS Office
  • Ability to exercise sound judgment in making decisions.

À propos de nous :

La TD est un chef de file mondial dans le secteur des institutions financières. Elle représente la cinquième banque en Amérique du Nord de par son nombre de succursales. Chaque jour, nous offrons une expérience client légendaire à plus de 27 millions de ménages et d’entreprises au Canada, aux États-Unis et partout dans le monde. Plus de 95 000 collègues de la TD mettent en commun leurs compétences, leur talent et leur créativité au service de la Banque, des clients qu’elle sert et des économies qu’elle appuie. Nous sommes guidés par notre vision d’être une meilleure banque et par notre objectif d’enrichir la vie de nos clients, de nos collectivités et de nos collègues.

La TD est une entreprise profondément engagée à être une leader en matière d’expérience client. Voilà pourquoi nous croyons que chaque collègue, peu importe son secteur d’activité, est en contact avec la clientèle. En parallèle de l’évolution de nos activités et de notre stratégie, nous innovons afin d’améliorer l’expérience client et de créer des capacités pour façonner l’avenir des services bancaires. Que vous ayez plusieurs années d’expérience dans le secteur bancaire ou que vous commenciez tout juste votre carrière dans le domaine des services financiers, nous pouvons vous aider à réaliser votre plein potentiel. Vous pourrez compter sur nos programmes de formation et de mentorat et sur des conversations sur le perfectionnement et le leadership pour réaliser votre plein potentiel et atteindre vos objectifs. Notre croissance en tant qu’entreprise rime avec la vôtre.

Notre programme de rémunération globale
Notre programme de rémunération globale reflète les investissements que nous faisons pour aider nos collègues et leur famille à atteindre leurs objectifs en matière de bien-être mental, physique et financier. La rémunération globale à la TD inclut le salaire de base, la rémunération variable et bien d’autres régimes clés, comme des avantages sociaux en matière de santé et de bien-être, des régimes d’épargne et de retraite, des congés payés, des avantages bancaires et des rabais, des occasions de développement de carrière et des programmes de récompenses et reconnaissance. En savoir plus

Renseignements supplémentaires :
Nous sommes ravis que vous envisagiez une carrière à la TD. Sachez que nous avons à cœur d’aider nos collègues à réussir dans leur vie tant personnelle que professionnelle. C’est d’ailleurs pourquoi nous leur offrons des conversations sur le perfectionnement, des programmes de formation et un régime d’avantages sociaux concurrentiel.

Perfectionnement des collègues
Un cheminement professionnel particulier vous intéresse ou vous cherchez à acquérir certaines compétences? Nous tenons à vous mettre sur la voie de la réussite. Vous aurez des conversations régulières sur le développement de carrière, le perfectionnement et le rendement avec votre gestionnaire. Une variété de programmes de mentorat et une plateforme d’apprentissage en ligne seront également à votre disposition pour vous aider à ouvrir de nouvelles portes. Que vous ayez à cœur d’aider les clients et souhaitiez élargir votre expérience ou que vous préfériez coacher et inspirer vos collègues, sachez que la TD propose un grand nombre de cheminements professionnels et qu’elle s’engage à vous aider à relever les occasions qui vont dans le sens de vos objectifs.

Formation et intégration
Nous tenons à nous assurer que vous disposez des outils et ressources nécessaires pour réussir à votre nouveau poste. Dans cette optique, nous organiserons des séances d’intégration et de formation.

Processus d’entrevue
Nous communiquerons avec les candidats sélectionnés pour planifier une entrevue. Nous ferons notre possible pour communiquer par courriel ou par téléphone avec tous les candidats pour leur faire part de notre décision.

Mesures d’adaptation
L’accessibilité est importante pour nous. N’hésitez pas à nous faire part de toute mesure d’adaptation (salles de réunion accessibles, sous-titres pour les entrevues virtuelles, etc.) dont vous pourriez avoir besoin pour participer sans entraves au processus d’entrevue.

Nous avons hâte d’avoir de vos nouvelles

Exigences linguistiques:

N/A. #J-18808-Ljbffr