Current jobs related to Investigator - Toronto, Ontario - CIRO OCRI

  • Investigator

    2 weeks ago

    Toronto, Ontario, Canada Ontario Motor Vehicle Industry Council (OMVIC) Full time

    Job SummaryOntario Motor Vehicle Industry Council (OMVIC) is seeking a highly skilled and experienced Investigator to join our team. As an Investigator, you will be responsible for conducting thorough and objective investigations into various issues affecting the automotive industry.Key ResponsibilitiesConduct investigations into complaints against motor...

  • Investigator

    2 weeks ago

    Toronto, Ontario, Canada Ontario Motor Vehicle Industry Council (OMVIC) Full time

    Job SummaryOntario Motor Vehicle Industry Council (OMVIC) is seeking a highly skilled and experienced Investigator to join our team. As an Investigator, you will be responsible for conducting thorough and objective investigations into various issues affecting the automotive industry.Key ResponsibilitiesConduct investigations into complaints against motor...

  • Investigator

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly motivated and detail-oriented Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of the team, you will play a key role in conducting risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations...

  • Investigator

    1 week ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly motivated and detail-oriented Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of the team, you will play a key role in conducting risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations...

  • Investigator

    5 days ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled and detail-oriented Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of our team, you will play a key role in conducting risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into...

  • Investigator

    4 days ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled and detail-oriented Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of our team, you will play a key role in conducting risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into...

  • Investigator

    6 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled and detail-oriented Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of the team, you will plan, conduct, and complete risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into...

  • Investigator

    6 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled and detail-oriented Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of the team, you will plan, conduct, and complete risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into...

  • Investigator - Risk-Based Investigations

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of the team, you will play a key role in conducting risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into matters identified...

  • Investigator - Risk-Based Investigations

    2 weeks ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryWe are seeking a highly skilled Investigator to join our AML Financial Intelligence Unit (FIU) Investigations team. As an integral member of the team, you will play a key role in conducting risk-based investigations into matters referred to the Unit.Key ResponsibilitiesPlan, conduct, and complete risk-based investigations into matters identified...

  • Investigation Advisor

    2 days ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJob Summary:The Toronto District School Board is seeking a highly skilled and experienced Investigation Advisor to conduct thorough and objective workplace investigations. The successful candidate will be responsible for investigating complex and sensitive internal disputes, including complaints about non-Code workplace...

  • Investigation Advisor

    2 days ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJob Summary:The Toronto District School Board is seeking a highly skilled and experienced Investigation Advisor to conduct thorough and objective workplace investigations. The successful candidate will be responsible for investigating complex and sensitive internal disputes, including complaints about non-Code workplace...

  • Investigation Advisor

    1 day ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJoin the Toronto District School Board as an Investigation Advisor, a critical role in maintaining a safe and respectful work environment.Job Summary:The Investigation Advisor will conduct thorough and objective workplace investigations, addressing complex and sensitive internal disputes, including non-Code workplace...

  • Investigation Advisor

    1 day ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJoin the Toronto District School Board as an Investigation Advisor, a critical role in maintaining a safe and respectful work environment.Job Summary:The Investigation Advisor will conduct thorough and objective workplace investigations, addressing complex and sensitive internal disputes, including non-Code workplace...

  • Investigation Advisor

    4 days ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJoin the Toronto District School Board as an Investigation Advisor, a critical role in maintaining a safe and respectful work environment.Job Summary:The Investigation Advisor will conduct thorough and objective workplace investigations, addressing complex and sensitive internal disputes, including non-Code workplace...

  • Investigation Advisor

    3 days ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJoin the Toronto District School Board as an Investigation Advisor, a critical role in maintaining a safe and respectful work environment.Job Summary:The Investigation Advisor will conduct thorough and objective workplace investigations, addressing complex and sensitive internal disputes, including non-Code workplace...

  • Investigation Advisor

    3 days ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJoin the Toronto District School Board as an Investigation Advisor, a critical role in maintaining a safe and respectful work environment.Job Summary:The Investigation Advisor will conduct thorough and objective workplace investigations, addressing complex and sensitive internal disputes, including non-Code workplace...

  • Investigation Advisor

    4 days ago

    Toronto, Ontario, Canada Toronto District School Board Full time

    Job Title: Investigation AdvisorJoin the Toronto District School Board as an Investigation Advisor, a critical role in maintaining a safe and respectful work environment.Job Summary:The Investigation Advisor will conduct thorough and objective workplace investigations, addressing complex and sensitive internal disputes, including non-Code workplace...

  • Senior Investigator

    1 month ago

    Toronto, Ontario, Canada Zurich Insurance Company Full time

    Zurich Insurance Company - Senior Claims SIU InvestigatorAre you looking for a collaborative environment that emphasizes teamwork and ethical practices? Zurich Insurance Company, a prominent global provider in the insurance sector, is seeking a skilled Senior Claims SIU Investigator to become part of their dedicated team. In this role, you will report to the...

  • Cybercrime Investigator

    5 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    Cybercrime Investigator Job DescriptionWe are seeking a highly skilled Cybercrime Investigator to join our team at Scotiabank. As a Cybercrime Investigator, you will be responsible for conducting thorough investigations into cybercrime incidents, analyzing digital evidence, and providing expert testimony in court.Key Responsibilities:Conduct comprehensive...

Investigator

3 months ago

Toronto, Ontario, Canada CIRO OCRI Full time

Position Title:
Investigator (ID)

Department:
Enforcement

Location:
Toronto

Status:
Permanent Full-time (Hybrid)

  • Manipulative, deceptive, or other trading activity impactful to market integrity
  • Conduct issues within the advisor/firm management of client relationships and activity
  • Corporate finance and investment banking activity
  • Financial, operational management and internal controls
  • Gatekeeping of nonregistrants and other related industry activity
  • Supervision and compliance structures

Key Responsibilities:

  • Plan and conduct investigations into alleged violations of CIRO rules
  • Contributing throughout the litigation process, including testifying at regulatory hearings, both in chief and cross examination
  • Develop and maintain information resources to assist in the overall regulation of capital markets
  • Critical thinking, comparing alleged misconduct against regulatory and evidentiary standards
  • Presenting investigative findings (orally and in writing) to management and other constituents in an organized, concise, and timely fashion
  • Interacting with peers, management and external parties, providing excellent representation of a specialized area of regulatory responsibility

Education/Experience:

  • University degree, preferably in finance, business administration, or accounting
  • Successful completion of Canadian Securities Course and Conduct and Practices Handbook Course
  • Additional CSI courses, or professional designations/qualifications are an asset
  • At least seven years' experience with a focus on compliance, operational or other related securities industry experience and/or strong investigation experience

Key Skills and Competencies:

  • Thorough knowledge of the securities industry and operations of the capital markets
  • Thorough knowledge of investigation procedures and rules of evidence
  • Thorough knowledge of trading systems and marketplace processes
  • Thorough knowledge of the CIRO rules (UMIR & Dealer Member)
  • Knowledge of provincial securities legislation
  • Knowledge of the business practices and organizational structures of investment firms and marketplaces
  • Thorough knowledge of the products and services of dealer members, participants and marketplaces
  • Experience in the analysis of business records, interviewing techniques, and giving evidence in court or in administrative proceedings
  • Proficiency at advanced level with MS Office (Excel, Access, Outlook, CRM etc.) an asset
  • Effective communication of ideas and information both verbally and in writing
  • Demonstrated ability to remain objective, tactful, disciplined and diplomatic
CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

hiring #LI-HYBRID