Current jobs related to Compliance Officer - Toronto, Ontario - CMRAO

  • Compliance Officer

    6 days ago


    Toronto, Ontario, Canada Starlight Investments Full time

    Starlight Investments is seeking a Compliance Officer to execute compliance activities across the organization. The successful candidate will be responsible for executing compliance activities, reporting to the VP of Risk Advisory and Compliance. The Compliance Officer will work closely with the VP to ensure compliance with regulatory requirements and...

  • Compliance Officer

    6 days ago


    Toronto, Ontario, Canada Starlight Investments Full time

    Starlight Investments is seeking a Compliance Officer to execute compliance activities across the organization. The successful candidate will be responsible for executing compliance activities, reporting to the VP of Risk Advisory and Compliance. The Compliance Officer will work closely with the VP to ensure compliance with regulatory requirements and...

  • Compliance Officer

    2 days ago


    Toronto, Ontario, Canada destinationone Consulting Full time

    {"h1": "Compliance Officer Role at Destinationone Consulting", "p": "At destinationone Consulting, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our company and its employees comply with internal policies and external regulations. Your expertise will be...

  • Compliance Officer

    3 days ago


    Toronto, Ontario, Canada destinationone Consulting Full time

    {"h1": "Compliance Officer Role at Destinationone Consulting", "p": "At destinationone Consulting, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our company and its employees comply with internal policies and external regulations. Your expertise will be...

  • Compliance Officer

    1 day ago


    Toronto, Ontario, Canada destinationone Consulting Full time

    {"h1": "Compliance Officer Role at Destinationone Consulting", "p": "At destinationone Consulting, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our company and its employees comply with internal policies and external regulations. Your expertise will be essential...

  • Compliance Officer

    21 hours ago


    Toronto, Ontario, Canada destinationone Consulting Full time

    {"h1": "Compliance Officer Role at Destinationone Consulting", "p": "At destinationone Consulting, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our company and its employees comply with internal policies and external regulations. Your expertise will be essential...

  • Compliance Officer

    5 days ago


    Toronto, Ontario, Canada IA Financial Group Full time

    Job SummaryWe are seeking a highly skilled Corporate Compliance Manager to join our team at iA Financial Group. As a key member of our compliance team, you will be responsible for ensuring that our company's policies and procedures are maintained at each office, reviewing and approving new account openings, and providing supervision of trades and advice...

  • Compliance Officer

    5 days ago


    Toronto, Ontario, Canada IA Financial Group Full time

    Job SummaryWe are seeking a highly skilled Corporate Compliance Manager to join our team at iA Financial Group. As a key member of our compliance team, you will be responsible for ensuring that our company's policies and procedures are maintained at each office, reviewing and approving new account openings, and providing supervision of trades and advice...

  • Compliance Officer

    1 week ago


    Toronto, Ontario, Canada CB Canada Full time

    {"Compliance Analyst/Officer": {"Job Description": "Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON.The successful candidate will be responsible for providing guidance and oversight on regulatory requirements and controls, as well as supporting the development and...

  • Compliance Officer

    1 week ago


    Toronto, Ontario, Canada CB Canada Full time

    {"Compliance Analyst/Officer": {"Job Description": "Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON.The successful candidate will be responsible for providing guidance and oversight on regulatory requirements and controls, as well as supporting the development and...

  • Compliance Officer

    6 days ago


    Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at the Bank of Montreal. As a key member of our compliance team, you will be responsible for executing first-line compliance monitoring, reporting, and control execution.Key ResponsibilitiesManage and support large and complex compliance programs, frameworks, and projects to...

  • Compliance Officer

    6 days ago


    Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at the Bank of Montreal. As a key member of our compliance team, you will be responsible for executing first-line compliance monitoring, reporting, and control execution.Key ResponsibilitiesManage and support large and complex compliance programs, frameworks, and projects to...

  • Compliance Officer

    2 weeks ago


    Toronto, Ontario, Canada beBee Professionals Full time

    Job Title:Compliance OfficerCompany:beBee ProfessionalsLocation:Toronto, ONJob Description:beBee Professionals is seeking an experienced Compliance Officer to ensure the company's adherence to relevant laws and regulations. The successful candidate will be responsible for monitoring and reviewing existing policies and procedures, developing new ones, and...

  • Compliance Officer

    3 weeks ago


    Toronto, Ontario, Canada beBee Professionals Full time

    Job Title:Compliance OfficerCompany:beBee ProfessionalsLocation:Toronto, ONJob Description:beBee Professionals is seeking an experienced Compliance Officer to ensure the company's adherence to relevant laws and regulations. The successful candidate will be responsible for monitoring and reviewing existing policies and procedures, developing new ones, and...

  • Compliance Officer

    2 weeks ago


    Toronto, Ontario, Canada BMO Full time

    Job SummaryBMO is seeking a highly skilled Compliance Officer to join its Control Room team. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key ResponsibilitiesCompliance Program Execution and MonitoringCoordinate coverage over multiple...

  • Compliance Officer

    2 weeks ago


    Toronto, Ontario, Canada BMO Full time

    Job SummaryBMO is seeking a highly skilled Compliance Officer to join its Control Room team. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key ResponsibilitiesCompliance Program Execution and MonitoringCoordinate coverage over multiple...

  • Compliance Officer

    6 days ago


    Toronto, Ontario, Canada Angular Directions Full time

    We are working alongside Cassiopay to help them find a Compliance Specialist. Cassiopay, a growing international e-wallet and payment services provider, is looking for a leading Compliance Specialist for its Canadian office, based in Toronto, to provide effective leadership and continued development. **Key Responsibilities:**• Provide strategic leadership...

  • Compliance Officer

    6 days ago


    Toronto, Ontario, Canada Angular Directions Full time

    We are working alongside Cassiopay to help them find a Compliance Specialist. Cassiopay, a growing international e-wallet and payment services provider, is looking for a leading Compliance Specialist for its Canadian office, based in Toronto, to provide effective leadership and continued development. **Key Responsibilities:**• Provide strategic leadership...

  • Compliance Officer

    2 days ago


    Toronto, Ontario, Canada Alterna Savings Full time

    Job SummaryThe Compliance Officer will play a critical role in supporting the Regulatory Compliance Management framework at Alterna Savings. As a subject matter expert on regulatory controls, this individual will be responsible for analyzing and assessing risks related to regulations, executing the ongoing monitoring and control testing plan, and...

  • Compliance Officer

    2 days ago


    Toronto, Ontario, Canada Alterna Savings Full time

    Job SummaryThe Compliance Officer will play a critical role in supporting the Regulatory Compliance Management framework at Alterna Savings. As a subject matter expert on regulatory controls, this individual will be responsible for analyzing and assessing risks related to regulations, executing the ongoing monitoring and control testing plan, and...

Compliance Officer

3 months ago


Toronto, Ontario, Canada CMRAO Full time

Company Overview:


The Condominium Management Regulatory Authority of Ontario (CMRAO) began operations on November 1, 2017 to provide stronger consumer protection for Ontarians living and investing in condominiums.

Through effective regulation, the CMRAO strengthens the condominium management profession and helps to protect consumers in Ontario's complex and rapidly growing condominium sector.

The CMRAO is the regulatory body that sets standards and enforces the mandatory licensing of condominium managers and condominium management provider businesses.


Position Overview

This position is an 18-month contract with possibility of permanency if operational needs demand it.
Under the direction of the Manager, Compliance and Complaints

  • Reviews and process complaints received by the CMRAO against individual condominium managers and condominium management provider firms and make recommendations for resolution of cases.
  • Supports licensing activities as a backup resource

Key Responsibilities

  • Manages the intake of complaints about condominium managers and condominium management provider firms ensuring comprehensive information is captured in the database.
  • Makes initial inquiries related to the complaint and determines the appropriate resolution path within policies parameters.
  • Ensures appropriate tracking of complaints through the multiple stage processes and recording and publication of process outcomes in keeping with policies
  • Maintains a file record of each case to ensure that all relevant supporting documentation including all communications are documented in a professional manner to support further administrative or legal action, if required.
  • Effectively communicates and provide information in a professional manner in writing or over the telephone to achieve the goal of establishing an understanding of the legislation as well as compliance with the CMSA and Regulations
  • Brings to the attention of the Manager any compliance issues, incidents or developing trends of concern that require consideration for further action or internal review of established policies.
  • Prepares data and reports about compliance activities and profile of complainants and complaints
  • May be appointed as Inspector by the Registrar of the CMRAO for the purposes of conducting inspections in accordance with sections 59 and 60 of the Condominium Management Services Act, 2015.

Education, Skills and Experience

  • Completion of a postsecondary degree or certificate (e.g., legal studies, policy or public administration or a related discipline) or a combination of education, training and experience deemed equivalent.
  • A minimum of three (3) years of progressive experience in a customer service environment. Experience in a regulatory environment would be an asset.
  • Excellent command of the English language, both verbal and written
  • Command of French language both verbal and written an asset

Working Conditions


The CMRAO operates in a hybrid environment where staff are required to work from the office two days per week.


The CMRAO offers a competitive compensation package including vacation, flex days, health benefits and a retirement savings plan with matching contributions.

The CMRAO is a Best Place to Work certified company since 2019.