Current jobs related to Vice President, Registration - Toronto, Ontario - CIRO OCRI

  • Senior Vice President of Registration

    1 month ago

    Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full time

    Position Title: Senior Vice President of RegistrationDepartment: RegistrationLocation: TorontoStatus: Permanent, Full Time (Hybrid)Reporting to the Senior Vice President of Enforcement and Registration, this role is pivotal in providing strategic leadership and oversight for the Canadian Investment Regulatory Organization's (CIRO) registration operations....

  • Sales Vice President

    7 days ago

    Toronto, Ontario, Canada Vanguard Kitchens Full time

    At Vanguard Kitchens, we are seeking a highly skilled Sales Vice President to lead our sales team. The ideal candidate will have a strong background in sales and leadership, with a proven track record of driving revenue growth and building high-performing teams. The Sales Vice President will be responsible for developing and executing sales strategies,...

  • Sales Vice President

    7 days ago

    Toronto, Ontario, Canada Vanguard Kitchens Full time

    At Vanguard Kitchens, we are seeking a highly skilled Sales Vice President to lead our sales team. The ideal candidate will have a strong background in sales and leadership, with a proven track record of driving revenue growth and building high-performing teams. The Sales Vice President will be responsible for developing and executing sales strategies,...

  • Executive Vice President, Asset Oversight

    1 month ago

    Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full time

    Location: Toronto Head OfficeEmployment Type: Permanent, Full Time (Hybrid)Key Responsibilities:As the Executive Vice President of Asset Oversight, you will be responsible for the following:Direct and supervise the national Registration initiative to ensure a uniform approach to registration issues.Provide specialized knowledge, guidance, and strategic...

  • Compliance Vice-President

    2 days ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Vice-President, Corporate Compliance AdvisoryAt TEKsystems, we're seeking a highly skilled and experienced Vice-President, Corporate Compliance Advisory to join our team. As a key member of our Corporate Compliance team, you will play a critical role in managing regulatory changes and executing our compliance risk management program for the Canada...

  • Compliance Vice-President

    2 days ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Vice-President, Corporate Compliance AdvisoryAt TEKsystems, we're seeking a highly skilled and experienced Vice-President, Corporate Compliance Advisory to join our team. As a key member of our Corporate Compliance team, you will play a critical role in managing regulatory changes and executing our compliance risk management program for the Canada...

  • Compliance Vice-President

    10 hours ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Vice-President, Corporate Compliance AdvisoryTEKsystems is seeking a highly skilled Vice-President, Corporate Compliance Advisory to join our team. As a key member of our compliance team, you will be responsible for managing regulatory changes and executing the compliance risk management program for our Canada Branch.Key Responsibilities:Advisory...

  • Compliance Vice-President

    12 hours ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Vice-President, Corporate Compliance AdvisoryTEKsystems is seeking a highly skilled Vice-President, Corporate Compliance Advisory to join our team. As a key member of our compliance team, you will be responsible for managing regulatory changes and executing the compliance risk management program for our Canada Branch.Key Responsibilities:Advisory...

  • Vice President of Trade Oversight

    1 month ago

    Toronto, Ontario, Canada CB Canada Full time

    Vice President of Trade OversightCB Canada is seeking a Vice President of Trade Oversight to enhance our Capital Markets operations.Role Overview The Vice President will oversee Trade Oversight within the Capital Markets sector. This position requires collaboration with various Lines of Business, particularly within the Fixed Income, Currencies & Commodities...

  • Vice President of Clinical Services

    4 days ago

    Toronto, Ontario, Canada NORTH YORK GENERAL HOSPITAL Full time

    Job Title: Vice President, Clinical Services & Chief Nursing ExecutiveNorth York General Hospital (NYGH) is seeking a visionary leader to join its Senior Leadership Team as Vice President, Clinical Services & Chief Nursing Executive. This key role will provide strategic and operational leadership in the development and delivery of NYGH's clinical programs,...

  • Vice President of Clinical Services

    3 days ago

    Toronto, Ontario, Canada NORTH YORK GENERAL HOSPITAL Full time

    Job Title: Vice President, Clinical Services & Chief Nursing ExecutiveNorth York General Hospital (NYGH) is seeking a visionary leader to join its Senior Leadership Team as Vice President, Clinical Services & Chief Nursing Executive. This key role will provide strategic and operational leadership in the development and delivery of NYGH's clinical programs,...

  • Operations Vice President

    10 hours ago

    Toronto, Ontario, Canada AER Event Rentals Inc Full time

    Job Title: Operations Vice PresidentWe are seeking an experienced Operations Vice President to join our team at AER Event Rentals Inc. The successful candidate will be responsible for leading the development and implementation of organizational policies and programs, as well as overseeing the establishment of major departments and associated senior staff...

  • Operations Vice President

    9 hours ago

    Toronto, Ontario, Canada AER Event Rentals Inc Full time

    Job Title: Operations Vice PresidentWe are seeking an experienced Operations Vice President to join our team at AER Event Rentals Inc. The successful candidate will be responsible for leading the development and implementation of organizational policies and programs, as well as overseeing the establishment of major departments and associated senior staff...

  • Compliance Vice President

    2 weeks ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Compliance Vice PresidentRole Description: Reporting to the Director of Regulatory Governance, the Compliance Vice President will work closely with the Corporate Compliance team to manage regulatory changes and execute the compliance risk management program for the Canada Branch.Key Responsibilities:Advisory Counseling: Provide expert support and...

  • Compliance Vice President

    2 weeks ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Compliance Vice PresidentRole Description: Reporting to the Director of Regulatory Governance, the Compliance Vice President will work closely with the Corporate Compliance team to manage regulatory changes and execute the compliance risk management program for the Canada Branch.Key Responsibilities:Advisory Counseling: Provide expert support and...

  • Senior Vice President, Compliance Strategy

    1 month ago

    Toronto, Ontario, Canada SMBC Group Full time

    Position Overview The Senior Vice President, Compliance Strategy is accountable for steering the compliance framework within the organization. Reporting directly to the Director of Regulatory Governance, this role involves collaboration with the Corporate Compliance team to manage regulatory transformations and implement the compliance risk management...

  • Operations Vice President

    1 week ago

    Toronto, Ontario, Canada GRANT EMBLEMS LIMITED Full time

    Job Title: Operations Vice PresidentWe are seeking an experienced Operations Vice President to join our team at Grant Emblems Limited.About the RoleThe Operations Vice President will be responsible for allocating resources, representing the organization, and overseeing the operation of the company. This role requires strong leadership and management skills,...

  • Operations Vice President

    1 week ago

    Toronto, Ontario, Canada GRANT EMBLEMS LIMITED Full time

    Job Title: Operations Vice PresidentWe are seeking an experienced Operations Vice President to join our team at Grant Emblems Limited.About the RoleThe Operations Vice President will be responsible for allocating resources, representing the organization, and overseeing the operation of the company. This role requires strong leadership and management skills,...

  • Operations Vice President

    1 week ago

    Toronto, Ontario, Canada IDC Technologies (Canada) Inc. Full time

    Job Title: Operations Vice PresidentWe are seeking an experienced Operations Vice President to join our team at IDC Technologies (Canada) Inc. in a permanent role.Job Summary:The Operations Vice President will be responsible for allocating resources, establishing objectives, and formulating policies to drive organizational success. This role will also...

  • Operations Vice President

    1 week ago

    Toronto, Ontario, Canada IDC Technologies (Canada) Inc. Full time

    Job Title: Operations Vice PresidentWe are seeking an experienced Operations Vice President to join our team at IDC Technologies (Canada) Inc. in a permanent role.Job Summary:The Operations Vice President will be responsible for allocating resources, establishing objectives, and formulating policies to drive organizational success. This role will also...

Vice President, Registration

3 months ago

Toronto, Ontario, Canada CIRO OCRI Full time

Position Title:
Vice President, Registration**
Department: Registration

Location:
Toronto

Status:
Permanent, Full Time (Hybrid)


Reporting to the SVP, Enforcement and Registration, this position is responsible for providing leadership and oversight of CIRO's registration function.

The VP will have direct oversight of CIRO's registration team located in Toronto and will also ensure that the registration activities under their responsibility are conducted in a consistent and timely manner across all CIRO offices, working closely with each of the Regional Directors.

In partnership with the VP, Proficiency, the position will provide strategic leadership for the department to ensure the effective coordination between the registration and proficiency functions.


Key Responsibilities:

  • Oversee and manage the national Registration program to ensure consistent approach to registration matters including:
  • Proficiency exemptions
  • Material Notices
  • Registration hearings and review
  • Provide direct oversight of the Toronto Registration team.
  • Provide expertise, advice, and direction on novel or complex registration matters, as required.
  • Act as an internal decision maker for registration matters, as required.
  • Collaborate with Membership Intake on Membership transactions.
  • Lead the development of registrationrelated rule and policy concept proposals, as required.
  • Set a dynamic culture that is open to change, seeking opportunities for continuous improvement.
  • Review and assess the department's policies, procedures, and performance benchmarks to ensure their ongoing adequacy and effectiveness.
  • Oversee data reporting to the CSA members and other regulators under MOUs.
  • Develop and deliver staff training, as required.
  • In collaboration with VP, Proficiency, develop and execute on strategic plans, priorities and projects that align with CIRO priorities.
  • Maintain and develop effective working relationships with key internal and external stakeholders, including staff from the provincial securities commissions, CIRO advisory committees, and CIRO Regional Councils.

Education and Experience:

  • University degree. Business and/or Law Degree considered an asset.
  • Minimum of 5 years of senior management experience.
  • A regulatory background and/or experience as a Chief Compliance officer, senior compliance. officer or a senior supervisor in the investment industry considered an asset.

Key Skills and Competencies:

  • Demonstrated leadership and proven ability to manage a large and national team.
  • Advanced knowledge of relevant securities legislation and CIRO regulatory requirements. particularly those relating to registration.
  • Advanced knowledge of the securities industry, including operations, retail sales and compliance.
  • Strong analytical skills and ability to think strategically.
  • Strong communication skills.
  • A proven ability to work productively and collaboratively with colleagues and various stakeholders.
CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

LI-HYBRID #hiring