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Compliance Analyst

3 months ago

Waterloo ON, Canada Robertson & Company Ltd. Full time

Compliance Analyst - 63889 // Hybrid // Waterloo Must Have:Baking experienceJOB DESCRIPTION:Reporting to the AML/ATF Program Manager, the Compliance Analyst is responsible for effective monitoring, investigation, and case management of Watch List scanning within the context of anti-money laundering/anti-terrorist financing (AML/ATF).Perform functions related to Anti Money Laundering & Anti-Terrorist Financing (AML/ATF)Program: 1) Use judgment and knowledge of money laundering patterns to assess whether transactions are suspicious; conduct investigations and make recommendations as to the appropriate course of action;2) Investigate and assess the risk of alerts identified by customer risk assessment tools. Maintain proper records and audit trail of investigation activity and disposition actions for all alerts.3) Prepare case reports for review outlining the depth of investigation activity, risk assessment, and recommended remediation actions.Additional Job Details: Job Requirements (Knowledge/Skills/Competencies): CAMs certification would be an asset; Good understanding of AML/ATF regulation and risk management; 2+ years of AML/ATF experience; Good ability to communicate complex information with the ability to clearly explain verbally and in writing issues and circumstances to all levels of staff and management; Strong time management; Excellent organizational, research, investigative and analytical skills; Excellent oral and written communication skills; Post-Secondary Education; Ability to take responsibility and operate independently to ensure that compliance objectives are achieved; Must possess a professional attitude and adhere to a high ethical standard; Strong knowledge of products processes and systems