Current jobs related to Compliance Officer - canada - Bloom Finance Company Ltd.

  • Institutional Compliance Officer

    1 month ago

    Canada The California State University Full time $5,200 - $5,800

    Position Overview: The California State University is seeking a dedicated Institutional Compliance Officer to oversee and manage compliance within research activities, ensuring adherence to ethical standards and regulatory requirements. Key Responsibilities: - Serve as the designated Research Integrity Officer (RIO), supervising administrative personnel who...

  • Safety Compliance Officer

    1 month ago

    Canada Mondaq® Ltd Full time

    Job Title: Safety Compliance OfficerCompany: Mondaq® LtdThe Safety Compliance Officer is tasked with managing health, safety, and training initiatives within the organization. This position entails ensuring adherence to health and safety regulations, facilitating training sessions, and examining incidents to avert future issues. Key duties...

  • Chief Compliance Officer

    3 months ago

    Canada, CA BJRC Recruiting Full time

    Our ClientIs a Canadian bank and credit union ResponsibilitiesReporting into OSFI as CCOIdentify and assign ownership of compliance responsibilities for all regulations (most notably OSFI, FINTRAC, FSRA, FCAC) affecting the organization, maintaining an inventory of these responsibilitiesFulfill the CAMLO Mandate's requirements concerning the ActExecute...

  • Environmental Compliance Officer

    1 month ago

    Canada K+S Minerals and Agriculture GmbH Full time

    Your ResponsibilitiesAs a key member of our team, the Environmental Compliance Officer will report directly to the Senior Environmental Compliance Engineer. This role is pivotal in providing environmental guidance and support for various operations and projects. The Officer will spearhead the identification of environmental hazards and implement controls to...

  • Chief Compliance Officer

    2 weeks ago

    Canada Aegon Full time

    Job SummaryAegon is seeking a highly experienced Chief Compliance Officer to lead its compliance program for the Canadian business. The successful candidate will be responsible for managing the compliance program, partnering with the compliance team and other leaders, and implementing reasonably designed compliance policies and procedures to ensure...

  • Chief Compliance Officer

    2 weeks ago

    Canada Aegon Full time

    Job SummaryAegon is seeking a highly experienced Chief Compliance Officer to lead its compliance program for the Canadian business. The successful candidate will be responsible for managing the compliance program, partnering with the compliance team and other leaders, and implementing reasonably designed compliance policies and procedures to ensure...

  • Compliance Officer

    4 months ago

    Canada Société Générale Full time

    **Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

  • Senior Compliance Officer, Trade Surveillance

    1 month ago

    Canada, CA Scotiabank Full time

    Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeThe objective of the Senior Compliance Officer (SCO) is to directly conduct capital markets trading related surveillance, monitoring and support for the Global Banking and Markets & Treasury (“GBM&T”) business division of...

  • Director of Compliance

    2 days ago

    Canada BrainFinance Full time

    BrainFinance is a leading financial technology company that provides responsible and constructive credit solutions to consumers. We are redefining access to credit through our revolutionary technology that utilizes machine learning and automation capabilities to offer better and simpler financial services to everyone.A true innovation lab, our team consists...

  • Director of Compliance

    4 days ago

    Canada BrainFinance Full time

    Compliance Director Opportunity at BrainFinanceWe are seeking a highly skilled Director of Compliance to join our team at BrainFinance, a leading financial technology company. As a key member of our organization, you will play a crucial role in shaping our compliance framework and ensuring the timely delivery of all reporting requirements.Key...

  • Director of Compliance

    4 days ago

    Canada BrainFinance Full time

    Compliance Director Opportunity at BrainFinanceWe are seeking a highly skilled Director of Compliance to join our team at BrainFinance, a leading financial technology company. As a key member of our organization, you will play a crucial role in shaping our compliance framework and ensuring the timely delivery of all reporting requirements.Key...

  • Director of Compliance

    5 days ago

    Canada BrainFinance Full time

    BrainFinance is a leading financial technology company that provides responsible and constructive credit solutions to consumers. We are redefining access to credit through our revolutionary technology that utilizes machine learning and automation capabilities to offer better and simpler financial services to everyone.A true innovation lab, our team consists...

  • Director of Compliance

    3 days ago

    Canada BrainFinance Full time

    BrainFinance is a leading financial technology company that provides responsible and constructive credit solutions to consumers. We are redefining access to credit through our revolutionary technology that utilizes machine learning and automation capabilities to offer better and simpler financial services to everyone. A true innovation lab, our team consists...

  • Director of Compliance

    4 days ago

    Canada BrainFinance Full time

    BrainFinance is a leading financial technology company that provides responsible and constructive credit solutions to consumers. We are redefining access to credit through our revolutionary technology that utilizes machine learning and automation capabilities to offer better and simpler financial services to everyone.A true innovation lab, our team consists...

  • Senior Compliance Management Officer

    1 month ago

    Canada Scotiabank Full time

    Position Overview:As a pivotal member of the Corporate Functions (CF) Compliance Program, you will play a significant role in ensuring adherence to regulatory standards and internal policies. Your expertise will guide the development and execution of compliance strategies that align with both governing regulations and organizational objectives.Key...

  • Compliance Director

    2 days ago

    Canada BrainFinance Full time

    Director of ComplianceBrainFinance is a leading financial technology company that provides responsible and constructive credit solutions to consumers. Our innovative approach to credit access is driven by machine learning and automation capabilities, enabling us to offer better and simpler financial services to everyone.We are a true innovation lab,...

  • Compliance Director

    2 days ago

    Canada BrainFinance Full time

    Director of ComplianceBrainFinance is a leading financial technology company that provides responsible and constructive credit solutions to consumers. Our innovative approach to credit access is driven by machine learning and automation capabilities, enabling us to offer better and simpler financial services to everyone.We are a true innovation lab,...

  • Chief Compliance Officer

    4 weeks ago

    Canada, CA Aegon Full time

    Full TimeComplianceThe Chief Compliance Officer (“CCO”) will be responsible for managing the compliance program for World Financial Group Insurance Agency, Canada’s (“WFGIAC”) business. WGIAC is licensed to do business in all Canadian provinces and territories. The CCO will partner with the compliance team and other leaders within the organization...

  • Compliance and Investigations Officer

    1 month ago

    Canada The Government of Nova Scotia Full time

    Position Overview:As a key member of the Service Nova Scotia team, you will play a vital role in ensuring compliance with various regulations. Your work will directly impact the lives of citizens, businesses, and municipalities throughout Nova Scotia.Location:HALIFAXKey Responsibilities:Conduct thorough inspections and investigations to determine appropriate...

  • Regulatory Compliance Coordinator

    1 month ago

    Canada Prax Group Full time

    Position Overview: As a vital member of the Legal & Compliance Department, the Regulatory Compliance Coordinator will report directly to the Group Ethics & Compliance Officer. This role is essential in supporting the Prax Group's commitment to conducting business with integrity and responsibility. Key Responsibilities: Assist in the implementation and...

Compliance Officer

4 months ago

canada Bloom Finance Company Ltd. Full time

About Bloom:

Bloom is a leading Canadian fintech company specializing in reverse mortgages. As a licensed mortgage brokerage and administrator operating in Ontario, British Columbia, and Alberta, and in partnership with OSFI-regulated financial institutions, Bloom offers innovative financial solutions to homeowners aged 55 and above. Bloom's mission is to help senior Canadian homeowners live comfortable, financially secure retirements.


Job Summary:

Bloom is seeking a knowledgeable and experienced Compliance Officer to join our team on a part-time basis. This role will be responsible for ensuring regulatory compliance across Bloom's operations in Ontario, British Columbia, and Alberta. The Compliance Officer will play a critical role in upholding legal and regulatory standards, maintaining industry best practices, and fostering a culture of compliance within the organization.


Key Responsibilities:

  • Regulatory Compliance: Stay up-to-date with applicable financial services & consumer protection laws, regulations, and guidelines in Ontario, British Columbia, and Alberta. Ensure Bloom's operations comply with regulatory requirements set forth by provincial mortgage licensing bodies.
  • Compliance Monitoring: Perform regular audits and assessments to evaluate the effectiveness of compliance programs, identify areas for improvement, and recommend corrective actions as necessary.
  • Policy Development: Develop, implement, and maintain compliance policies and procedures tailored to Bloom's operations and regulatory environment. Collaborate with key stakeholders to ensure policies are aligned with industry best practices.
  • Internal Controls: Establish and monitor internal control mechanisms to ensure compliance with applicable laws and regulations. Implement processes to detect and prevent potential compliance breaches or irregularities.
  • Training and Education: Develop and deliver compliance training programs to enhance employees' understanding of regulatory requirements and industry standards. Foster a compliance-conscious culture within Bloom by promoting ethical conduct and integrity.
  • Reporting and Documentation: Prepare comprehensive compliance reports for management and regulatory authorities. Maintain accurate and up-to-date compliance documentation, including records of policies, procedures, training materials, and audits.
  • Industry Knowledge: Stay abreast of developments in the mortgage industry and the banking world. Monitor industry trends, regulatory updates, and best practices to ensure Bloom's compliance program remains current and effective.


Qualifications and Experience:

  • Minimum of 7 years of experience in compliance, risk management, or a similar role within the Canadian financial services industry, preferably in the mortgage or banking sector.
  • Strong understanding of compliance frameworks, policies, and procedures.
  • Strong attention to detail and ability to work independently with minimal supervision.
  • Effective communication skills, both verbal and written, to articulate compliance requirements and collaborate with stakeholders at all levels.
  • Professional certifications in compliance or risk management are an asset.